Principles of Financial Regulation [Paperback ed.] 0198786484, 9780198786481

The financial crisis of 2007-9 revealed serious failings in the regulation of financial institutions and markets, and pr

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Principles of Financial Regulation [Paperback ed.]
 0198786484, 9780198786481

Table of contents :
Contents
Preface
Acknowledgements
List of Abbreviations
Table of Cases
Table of Legislation
Guide to the Companion Website
PART A FOUNDATIONS
1. Introduction
2. The Financial System
3. The Goals and Strategies of Financial Regulation
4. The Limits of Financial Regulation
PART B FINANCIAL MARKETS
5. Theory of Financial Markets
6. Information Intermediaries
7. Market Structure
8. Issuer Disclosure Regulation
9. Trading and Market Integrity
PART C CONSUMERS AND THE FINANCIAL SYSTEM
10. Regulating Consumer Finance
11. Financial Advice
12. Financial Products
PART D BANKS
13. Theory of Banking
14. Capital Regulation
15. Liquidity Regulation
16. Bank Resolution
17. Bank Governance
18. Payment and Settlement Systems
19. The Macroprudential Approach
PART E MARKETS AND BANKS
20. Market-Based Credit Intermediation: Shadow Banks and Systemic Risk
21. Making Markets
22. Asset Managers and Stability
23. Structural Regulation
PART F THE MIX OF INSTITUTIONS
24. From Principles to Practice
25. The Political Economy of Financial Regulation
26. Supervision and Enforcement of Financial Regulation
27. Regulatory Architecture: What Matters?
28. International Regulatory Coordination
29. Conclusion—Designing Tomorrow’s Financial System Today

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