Nietzsche, Nihilism and the Philosophy of the Future examines Nietzsche's analysis of and response to contemporary
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Acknowledgments
I am of course grateful to the contributors to this volume for their essays. I would especially like to thank Keith Ansell-Pearson for his helpful advice and interest at various stages of the project. I would also like to thank Sarah Campbell and Tom Crick for their help in managing the production of this volume. Finally and most importantly, I would like to thank my mother and father and two brothers for their support and encouragement during the time I began work on this collection and throughout my life.
Contributors
Keith Ansell-Pearson holds a Personal Chair in the Department of Philosophy at the University of Warwick. He has published several books, including Nietzsche Contra Rousseau and An Introduction to Nietzsche as Political Thinker: The Perfect Nihilist, and many articles and book chapters. He is also the co-author (with Christa Davis Acampora) of Nietzsche’s Beyond Good and Evil, and has edited or co-edited, amongst others, A Companion to Nietzsche and The Nietzsche Reader. Daniel Conway is Professor and Head of Philosophy at Texas A & M University. He is the author of Nietzsche and the Political, Nietzsche’s Dangerous Game, and Nietzsche’s On the Genealogy of Morals, and the editor or co-editor of several other books, including the four-volume Nietzsche: Critical Assessments of Leading Philosophers. His research has been supported by grants from the National Endowment for the Humanities, the Oregon Humanities Center, the Deutscher Akademischer Austausch Dienst (DAAD), the Andrew W. Mellon Faculty Fellowship in the Humanities at Harvard University, and the National Humanities Center. Stanley Corngold is Professor of German and Comparative Literature at Princeton University. He is the author of five books, including The Fate of the Self and Complex Pleasure: Forms of Feeling in German Literature, has co-authored a novel, and has edited or co-edited seven books. He has also published over one hundred articles and book chapters. He has edited and translated the Norton Critical Editions of Kafka’s The Metamorphosis and of Kafka’s Selected Stories. Michael Allen Gillespie teaches at Duke University, where he is the Jerry G. and Patricia Crawford Hubbard Professor of Political Science, Professor of Philosophy, and the Director of the Gerst Program in Political, Economic, and Humanistic Studies. He is the author of several books, including Nihilism Before Nietzsche and The Theological Origins of Modernity, and has edited or co-edited three others, including Nietzsche’s New Seas: Explorations in Philosophy, Aesthetics, and Politics. Robert Guay is Assistant Professor of Philosophy at Binghamton University, State University of New York. His work on Nietzsche has appeared in European
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Journal of Philosophy, Inquiry, Philosophy and Literature, Philosophical Topics, and in several edited collections. Jeffrey Metzger is an Assistant Professor in the Department of History and Government at Cameron University; he has also taught at Brown University and Kenyon College. He has held numerous fellowships and has published essays on Nietzsche. James I. Porter is Professor of Classics and Comparative Literature at the University of California, Irvine. His main research interests are in literature, philosophy, and intellectual history. He is author of Nietzsche and the Philology of the Future and The Invention of Dionysus: An Essay on The Birth of Tragedy and editor of Constructions of the Classical Body and of Classical Pasts: The Classical Traditions of Greece and Rome. His book, Matter, Sensation, and Experience: The Origins of Aesthetic Inquiry in Ancient Greece, is forthcoming from Cambridge. His current projects include a study in the invention and reception of Homer, further studies in ancient aesthetics, and Nietzsche and the Seductions of Metaphysics. Stanley Rosen recently retired as the Borden Parker Bowne Professor of Philosophy at Boston University; before that he was the Evan Pugh Professor at Pennsylvania State University. He is the author of over ninety articles and book chapters and of 16 books, including Nihilism: A Philosophical Essay, The Limits of Analysis, Hermeneutics as Politics, The Ancients and the Moderns, The Question of Being: A Reversal of Heidegger, and The Mask of Enlightenment: Nietzsche’s Zarathustra. His work has been translated into ten different languages. Geoff Waite teaches at Cornell University in the Department of German Studies and in the Fields of Comparative Literature and Visual Studies. He is the author of Nietzsche’s Corps/e and the forthcoming Heidegger: The Question of Esoteric Political Ontology.
Note on Citations to Nietzsche’s Works
References to the German editions of Nietzsche’s work are to the volume and page number of the following editions, indicated by the following abbreviations: KSA = Sämtliche Werke: Kritische Studienausgabe in 15 Bänden. Ed. G. Colli and M. Montinari. Berlin: DTV and de Gruyter, 1980. KGW = Werke: Kritische Gesamtausgabe. Ed. G. Colli and M. Montinari. Berlin: de Gruyter, 1967–. SB = Sämtliche Briefe, Kritische Studienausgabe, 8 vols. Ed. Giorgio Colli and Mazzino Montinari. Munich and Berlin: DTV and de Gruyter. We have followed the common English-language practice of referring to Nietzsche’s published works by abbreviations of their translated titles. Unless otherwise noted, references are always to the section numbers (and, where appropriate, to book or part numbers, then section numbers), never to page numbers. We have used the following translations; where a particular essay has used different translations, they appear in that essay’s bibliography. A or AC = The Antichrist. Trans. Walter Kaufmann, in Walter Kaufmann (ed.), The Portable Nietzsche. New York: Viking Press, 1968. Also The Anti-Christ. Trans. R. J. Hollingdale. New York: Viking Penguin, 1968. BGE = Beyond Good and Evil. Trans. Walter Kaufmann. New York: Vintage Books, 1966. BT = The Birth of Tragedy. Trans. Walter Kaufmann. New York: Vintage Books, 1967. CW = The Case of Wagner. Trans. Walter Kaufmann. New York: Vintage Books, 1967. D = Daybreak: Thoughts on the Prejudices of Morality. Trans. R. J. Hollingdale. Cambridge: Cambridge University Press, 1982. DS = David Strauss, the Writer and the Confessor, in Untimely Meditations. EH = Ecce Homo. Trans. Walter Kaufmann. New York: Vintage Books, 1969. GM = On the Genealogy of Morals: A Polemic. Trans. Walter Kaufmann and R. J. Hollingdale. New York: Vintage Books, 1969. GS = The Gay Science. Trans. Walter Kaufmann. New York: Vintage Books, 1974.
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HAH = Human, All Too Human: A Book for Free Spirits. Trans. R. J. Hollingdale. Cambridge: Cambridge University Press, 1986. NCW = Nietzsche contra Wagner. Trans. Walter Kaufmann, in The Portable Nietzsche. PTAG = Philosophy in the Tragic Age of the Greeks. Trans. Marianne Cowan. Washington, DC: Regnery, 1962. RWB = Richard Wagner in Bayreuth, in Untimely Meditations. TI = Twilight of the Idols. Trans. Walter Kaufmann, in The Portable Nietzsche. Also Twilight of the Idols. Trans. R. J. Hollingdale. New York: Viking Penguin, 1968. TL = On Truth and Lies in an Extra-Moral Sense. In Philosophy and Truth: Selections from Nietzsche’s Notebooks of the Early 1870’s. Ed. and trans. Daniel Breazeale. Atlantic Highlands: Humanities International Press, 1979. UM = Untimely Meditations. Trans. R. J. Hollingdale. Cambridge: Cambridge University Press, 1983. WP = The Will to Power. Trans. Walter Kaufmann and R. J. Hollingdale. New York: Vintage Books, 1967. Z = Thus Spoke Zarathustra. Trans. Walter Kaufmann. New York: Viking Press, 1968.
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Introduction
Nietzsche famously referred to nihilism as “this uncanniest of all guests” (dieser unheimlichste aller Gäste). The figure of the guest, “standing at the door,” suggests that he is foreign, an outsider or alien from whom one can safely dissociate or differentiate oneself. The fact that nihilism is the “uncanniest of all guests,” however, suggests that he makes our home itself foreign and alien; his chill figure is not simply unwelcome, it renders us homeless (heimatlos). It was Nietzsche’s engagement with nihilism, his prescient experience of homelessness, that dominated the serious reaction to his work in the early part of the twentieth century. Nietzsche was regarded as the prophet of the death of God, the herald of the most profound spiritual crisis to convulse the Western world in centuries. There were of course exceptions, but for the most part the catastrophe Nietzsche had foretold and christened with the name “nihilism” was never far from the minds of his readers, living as they were in the midst of civilizational cataclysms every bit as terrifying as those Nietzsche had predicted. At some point in the past 20 or 30 years this situation changed, at least in the English-speaking world. Nietzsche’s name is no longer associated primarily with nihilism, and in some cases the association does not seem to be made at all. Certainly this period has produced numerous excellent treatments of Nietzsche’s relation to nihilism (several by contributors to this volume), and many very good discussions in books not principally devoted to the subject. Overall, however, and given the explosion of academic work on Nietzsche over the past 20 years or so, it is surprising to see how little direct attention the subject of nihilism has received. The concentration on other topics in Nietzsche’s writings is obviously to be welcomed, and many important studies have appeared illuminating aspects of Nietzsche’s work that had been obscured or overlooked by the emphasis on Nietzsche’s cultural criticism and diagnoses. Despite this expansion of our field of vision, however, one cannot escape the sense that we have lost sight of something important, indeed vital, and that this loss is not necessary. The present collection of essays therefore aims to contribute to our understanding of Nietzsche by returning attention to his treatment of nihilism, the aspect of his thought that Nietzsche himself considered perhaps the most important and original. It does so by bringing together a series of distinct and at times discordant perspectives on Nietzsche, representing not only substantive, interpretive, methodological, and “disciplinary” differences but divergent
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attitudes toward Nietzsche’s intentions and success in his confrontation with nihilism. Stanley Rosen begins the collection with a powerful restatement of some of the major themes of his writings on Nietzsche. In particular, Rosen is concerned with two main topics: Nietzsche’s double rhetoric and the inevitability of nihilism in his thought. Nietzsche’s double rhetoric, his habit of both concealing the fact that fundamentally there is only chaos and shouting it from the rooftops, reflects his position as the final, self-destructive culmination of modern philosophy. There are, according to Rosen, two main streams of modern philosophy, one which conceals the artefactual—that is, the constructed and temporary—character of philosophical truth and one which insists on boldly announcing it, whatever the consequences. “The oddity of Nietzsche is that he accepts, or at least seems clearly to accept, both of these theoretical styles, often in the same context.” Ultimately, however, both styles collapse into the recognition that without stable criteria for truth there cannot be stable criteria for nobility; the result is not only that truth collapses into chaos, or that philosophy cannot finally be distinguished from art, but that nobility collapses into mere power. As Rosen puts it, speaking of Nietzsche’s distinction between active or noble nihilism and passive or base nihilism, “It is essential for Nietzsche’s entire program, both political and theoretical, that the distinction between the two main types of nihilism can be preserved. In other words, there must be an enduring distinction between the noble and the base that permits us to identify instances of each general type. As we have seen, there is no such definite or stable distinction of this or any other sort. Both the noble and the base deteriorate into chaos.” Of Nietzsche’s attempt to ground noble or active nihilism in the doctrine of the will to power, Rosen says more pointedly, “Nietzsche’s argument seems to be circular. The noble is the powerful and the powerful is the noble.” Michael Allen Gillespie continues Rosen’s critical treatment of Nietzsche, but focuses more on the social and political aspects of Nietzsche’s thought, and particularly on his attempt to create a superhuman type through his writings. Gillespie’s essay begins with a discussion of the necessity of warriors for political life, and specifically the treatment of the warrior as a human type by Homer and Plato. Turning to Nietzsche, Gillespie begins with an insightful overview of Nietzsche’s treatment of the cultural implications and meaning of nihilism. The confrontation between Plato and Nietzsche that Gillespie reconstructs is therefore not the familiar story of Nietzsche as antimetaphysician. Gillespie rather provides an illuminating discussion of the two thinkers’ differing cultural aims and particularly their contrasting goals for education—Plato seeks to tame and moderate the warrior, while Nietzsche seeks the hardening of the heart or the soul and therefore necessarily and in the first place the hardening of the body (for the soul is simply an outgrowth of the body). Gillespie acknowledges that Nietzsche had a more nuanced and respectful view of Plato than is
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often believed, and in particular that he did not actually mistake Plato, who believed warriors to be necessary and even the breeding ground for philosophers in his ideal city, for Christianity. Even so, however, Nietzsche does reject Plato’s attempt to moderate warriors. According to Gillespie, this ultimately reveals the superiority of Plato to Nietzsche, for it shows that Plato better understood both the soul of the warrior and the necessities of political life. Most tellingly, Plato’s account of education is precisely what is missing in Nietzsche; although Nietzsche does not seek merely to produce a race of ferocious warriors, he gives no account of how the warriors he believes are necessary to move beyond bourgeois society will be educated and civilized into something higher than mere destroyers. As Gillespie writes, Nietzsche “was much more interested in convincing his contemporaries to choose the path that leads to such an aristocracy rather than with detailing how this aristocracy should be forged, trained, and ennobled.” Moreover, however inspiring Nietzsche’s rhetoric may be, without the necessary institutional and educational structures to promote his spiritual vision over successive generations, there is little reason to expect his writings to exercise the kind of formative influence he seemed to hope they would. Stanley Corngold’s essay is also focused on Nietzsche’s attempts to create a new aristocracy, though Corngold approaches this question by identifying a Gnostic streak in Nietzsche’s writings, both published and unpublished, that will surely surprise many readers. Corngold begins with a long, unpublished essay-fragment titled “European Nihilism,” which provides a compressed narrative history of nihilism and its stages of development before culminating in a call for a new elect to emerge and rule Europe. This leads into the discussion of Gnosticism, in which Corngold shows that Nietzsche shares with Gnosticism not only a belief in “the ontological priority of an elect,” but also a desire for a more or less irrationalist form of transcendence, which in Nietzsche’s case centers on poetic or artistic creation and which he often illustrates with the figure of a selfigniting and self-consuming flame. In his moments of Gnostic élan, in other words, Nietzsche rejects not so much the transcendence as the moralized transcendence of Christianity, the world-weary longing for an escape from reality. But the image and imagination of a different, incandescent type of transcendence clearly exercised a fascination for Nietzsche throughout his life. Corngold isolates further significant elements of Nietzsche’s neo-Gnosticism, including his antinomian and iconoclastic repudiation of Pauline Christianity, and more generally of “the institutions constituting state and community,” and his belief, especially evident at the end of “European Nihilism,” that this repudiation will prepare the way for an almost miraculous transformation of the social order and the institution of the rule of the elect. Even this, however, is not an exhaustive list, and one of the strengths of Corngold’s study is his ability to discern this Gnostic strain both in Nietzsche’s poignant attempts to communicate his singular aesthetic experience and in his somewhat
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more clamorous calls for the cataclysmic renovation of the political and cultural world. The first three essays raise serious and probing questions about the success of Nietzsche’s confrontation with nihilism; Geoff Waite’s characteristically ambitious essay argues that Nietzsche has been all too successful in his attempt to spread “a great severe form of contagious nihilism.” Waite’s work is one of the most important challenges to the perennial attempts to normalize Nietzsche, to read him as a simple precursor to contemporary trends in philosophy, and he continues this challenge here with an analysis of Nietzsche’s claims to be every name in history and to write in every possible style. These claims, according to Waite, do not imply a nihilistic permissiveness, despair, or paralysis; on the contrary, Nietzsche’s writings are governed by a highly selective authorial intention. “This is why he can be ‘every name in history’ and yet prefer being ‘Prado’ and ‘Chambige,’ can deploy ‘every style,’ yet prefer exo/esotericism. Like Eternal Recurrence, ‘everything is permitted’ demands selectivity.” Waite is here referring to Nietzsche’s interest in the cases of Prado and Chambige, two murderers whom Nietzsche claims to be in his final letter to Jakob Burckhardt. Nietzsche’s interest in these murderers and the popular accounts of their trials, and his subsequent tremendous influence on popular as well as “high” culture, illustrate the Russian Formalists’ “law of the canonization of the junior branch,” according to which “popular culture—notably feuilleton journalism, vaudeville, and, in the case of Dostoevsky’s novels, detective fiction—must be periodically elevated into the ‘canon’ before being reciprocally returned to the ‘junior branch.’” This formalist law, according to Waite, implying as it does the necessary and inevitable cross-pollination or cross-contamination of high and low culture, “is how Nietzsche’s self-described ‘promotion’ of the ‘severe form of great contagious nihilism’ subsequently has affected a vast array of popular literature, music, and cinema but also of murderers.” Waite applies his political philology both to Nietzsche’s relationship with the popular press and literature of his time and to his reference to “my centrum,” concluding his essay with a detailed annotation of Nietzsche’s last letter to Jakob Burckhardt. Daniel Conway’s essay also centers on the rhetorical effects of Nietzsche’s texts but offers a more positive reading of Nietzsche’s intentions and influence (indeed, Conway’s chapter marks a shift in the volume as a whole from critique to respectful interpretation). While Waite maintains that Nietzsche’s rhetoric serves destructive and indeed murderous purposes, Conway suggests that it is rather designed to educate and train “his best readers.” Conway begins with Nietzsche’s reference in the Genealogy to his “unknown friends,” an instance of the general type of comment one finds throughout Nietzsche’s writings addressing a “we” or his “friends.” These comments range in tone from impassioned and exhortatory to intimate and confessional, and from seductive to ironic, but in every case they raise the question of who Nietzsche means to reach with this
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rhetorical device, and never more so than in his reference to his “unknown friends” in the Genealogy. Conway’s argument is that Nietzsche’s goal in the climax of the Genealogy is to bring his “unknown friends” into being by teaching them how to turn the destructive power of the ascetic ideal against itself. He begins by highlighting several rhetorical snares and pieces of textual misdirection in these final sections, designed in the first place to separate those among Nietzsche’s readers who are determined to oppose the ascetic ideal from those who will be satisfied with half-measures or simple self-deception. Once the “last idealists of knowledge” have pressed on, however, and have recognized themselves in Nietzsche’s portrait of the last, noblest instantiation of the ascetic ideal, their education and training begins. Nietzsche, according to Conway, forces his best readers to realize that their devotion to scientific truth is ultimately grounded in the ascetic ideal, so that their attack on that ideal must be launched from within its “closed system.” This means then that the overcoming of the ascetic ideal will require the self-overcoming, and thus possibly the selfdestruction, of these “unknown friends” Nietzsche sets out to create in the Genealogy. Even Conway’s relatively benign or life-affirming Nietzsche requires his best readers to live dangerously. Keith Ansell-Pearson’s essay considers Nietzsche in relation to one of his contemporaries, Jean-Marie Guyau, whose works Nietzsche read with appreciation. Although Ansell-Pearson modestly announces that his hope is to shed light on “the wider intellectual context” of Nietzsche’s work, the comparison with Guyau is of more than purely historical interest. While Ansell-Pearson is certainly successful in showing that Nietzsche read and esteemed Guyau as an important writer, the essay goes further and reveals Guyau to be an interesting thinker in his own right. Furthermore, Ansell-Pearson provides a concise yet surprisingly comprehensive account of Nietzsche’s thought on morality and nihilism through a series of point-by-point comparisons by Guyau, who illuminates Nietzsche as much by articulating what both have in common (but in a way that emphasizes different aspects or a different context than does Nietzsche) as by contrasting with him. Ultimately, however, Nietzsche did find Guyau wanting as a thinker, and consigned him to the rank of “free thinkers.” As Ansell-Pearson’s title indicates, Nietzsche draws a clear distinction in his mature works between “free spirits” and “free thinkers,” where the former are clearly superior to the latter. Nietzsche’s dismissal of Guyau as a mere “free thinker” forces us to ask what exactly separates the two. Ansell-Pearson answers this question in the course of his overview of Nietzsche’s thought, which uses the contrast between free thinkers (like Guyau) and free spirits (like Nietzsche) to show the importance for Nietzsche of affirming precisely the unchristian and immoral aspects of life and nature, which are absolutely essential for vitality and growth. Thus Nietzsche’s censure of morality is not merely a matter of an abstract critique of concepts like selflessness and free will, but of affirming suffering and discipline as the
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only means to enhance humanity. As Ansell-Pearson succinctly puts it, “the free thinker holds that the human herd can develop without the need of a shepherd; the free spirit upholds the need for one.” Thus while Ansell-Pearson is less critical or dubious of Nietzsche than some of the earlier essays, he agrees that Nietzsche is no liberal and no democrat: “Nietzsche does value autonomy, personality, and sovereign individuality but he couples his valuation of them not with the Enlightenment ideals of liberty, equality, and fraternity but with an unashamedly elitist ‘radical aristocratism.’” My own contribution continues the focus on Nietzsche’s analysis of social or political life and its relation to nihilism. It looks specifically at Nietzsche’s account of the origin of political society in On the Genealogy of Morals, and asks whether Nietzsche’s argument is that all society, precisely because it enacts and relies upon repression of instinct, poisons its members with ressentiment and thus leads to nihilism. I begin by asking whether the question of origins should have any bearing on the examination of nihilism at all, given Nietzsche’s emphatic statement that origins do not determine later meaning, and more generally his keen awareness of the historical mutability of morality and human nature. I suggest several reasons why the question of origins is relevant to an appraisal of morality (especially for Nietzsche), the most important of which is that an investigation of how political society, and so the “bad conscience,” came into existence reveals the matrix or condition of all morality, and in particular the role of nature in shaping and driving moral creation. I then turn to the particulars of Nietzsche’s account in the Second Essay of the Genealogy, and suggest that Nietzsche’s view is that socialized morality, despite requiring instinctual repression, expresses the same natural form-creating force manifest in the founders of states, and is therefore an experience of actual, creative power, and as such does not provoke ressentiment. The final two essays stand as something of a counterpoint to the rest of the volume. While all of the other essays more or less agree that Nietzsche regards nihilism as a genuine and terrible crisis, and that his analysis of nihilism is meant to have profound political and social consequences, James Porter argues that Nietzsche is not and cannot be a nihilist, and Robert Guay that Nietzsche’s response to nihilism is fundamentally apolitical. Porter begins his chapter with a brisk statement of the essay’s thesis or premise: “If you love life you cannot be a nihilist about life.” Porter’s argument is that nihilism, or the negation or rejection of reality, is impossible for both philosophical and psychological reasons. Porter traces the influence on Nietzsche of both Kant, who argued that one cannot negate reality, and Schopenhauer, who argued that one cannot negate life, and shows how both convinced Nietzsche “that willing is an irrefragable constituent in human life.” Yet the fact that the kind of total or uncompromising negation that nihilism may seem to imply is not possible does not mean that we are or can be caught up in a simple or unambiguous affirmation, either: “Nietzsche effectively wants to love life
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unconditionally, but knows he cannot do so because he recognizes that life itself is never loved or lived simply or unconditionally: life is loved and lived out of a complexity of motives, only one ingredient of which will be a purely affirmative gesture, the instantaneous affirmation of things. Love is overshadowed by these complexities; and it is ultimately compromised by them as well.” Nietzsche, in short, “by no means affirms all the forms of life, and he possibly affirms no form of life unconditionally; all that he affirms is the most basic affirmation of life.” This is enough, however, to make nihilism an impossibility. One cannot negate without willing, and one cannot will without affirming life as a basic or general condition (here Porter points to Nietzsche’s discussion of asceticism in the Third Essay of the Genealogy). But what of nothingness, the total lack of meaning and purpose? Is not the specter of nihilism crippling and terrifying, an abyss in which one’s will is annihilated, not something that one can even affirm by negating? No, for the “prospect of the sheer absence of meaning is not too horrific to bear owing to any lack of meaning, but rather owing to its excess of meaning. Such an idea will always have too much meaning for a subject. We can never, in fact, be nihilistic enough to realize the insignificance that nihilism requires of us.” Thus nihilism remains as impossible as pure affirmation, and we remain caught in the uneasy space between the two, seized and animated by an imperfect love of life. Robert Guay’s essay begins with an excellent account of how to reconcile Nietzsche’s insistence on human creativity with his insistence that human action is determined by impersonal forces of nature and history. “According to Nietzsche, our spontaneous powers are not only conditioned by various determinations, but they also depend on them, so much so that the possibility of these powers is contingent upon being embodied, having a claim to a history or histories, and belonging to a culture.” This means that contingency plays a crucial, formative role in human identity and action: “Contingency is a feature of human existence because we play a role in shaping our identities: what we are is neither simply determined from outside nor invented in the absence of any constraint.” Because contingency is such an essential and inescapable part of the meaning that sustains agency, the possibility of failure is a necessary part, indeed a necessary condition, of meaningful human action. How then should we deal with or understand the inevitability of failure? Guay identifies two major categories of responses to contingency in Nietzsche’s writings, the Prudential and the Ironic. The Prudential seeks to eliminate or at least minimize the gulf between our aspirations and our reality, either by simply believing the two are already identical (Idealism), or by revising one’s hopes so that they are attainable (Realism). The Ironic, on the other hand, affirms the distance between the ideal and the actual, reacting to this reality with either despair or a tragicomic self-awareness and resolve to continue orienting one’s life by impossible ideals. Guay argues that for Nietzsche, the tragicomic response is not only the most noble but in fact the only one able to support the possibility
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of meaningful choice and action: “The productive process that makes us what we are depends on maintaining a tension between human situatedness and human aspiration.” Modern politics, on the other hand, is prudential and therefore vacuous according to Guay, since its sole concerns are the rational management of resources and facilitating peaceful social interactions. Nietzsche is thus a liberal in Guay’s reading, but a very specific and unusual kind of liberal: “Nietzsche’s position functions as a form of liberalism, since the role of the state is restricted for the sake of free self-development. The point of this restriction, however, is not to acknowledge inherent human worth, but to promote conflict in a manner that is productive of the meanings that sustain our senses of self.” Nietzsche, in other words, wants to preserve the division between public and private in its modern liberal form, but only because it positively produces or promotes more intense private conflict and tragicomic struggle—not, as in the case of Richard Rorty, because relegating such spiritual struggles to the private realm makes the public sphere of liberal procedural justice more secure. In this reading Nietzsche subordinates the public to the private because he subordinates the prudential to the tragicomic. It is a cliché to say that a philosopher’s thought exhibits “breadth and depth.” And these essays, while certainly giving evidence of the scope, rigor, and penetrating brilliance of Nietzsche’s mind, do more than simply answer a formal requirement for diversity and heft. They not only demonstrate the power of Nietzsche’s insistence that we stop worshipping the shadows of a dead God, but, taken as a whole, force the reader to confront both aspects of nihilism as Nietzsche experienced and anticipated it: both the “long plenitude and sequence of breakdown, destruction, ruin and cataclysm that is now impending . . . this monstrous logic of terror,” and the “free horizon” and “open seas” that “[w]e philosophers and ‘free spirits’” perceive when hearing of the death of God (GS 343). From just over the horizon Nietzsche calls to us, vehemently imploring us to face the deadly truth of nihilism, joyously tempting us to share in his “gratitude, amazement, premonitions, expectations.” Whether this is a sinister siren song, the delicate and luminous tune of a Dionysian pied piper, or the fading echo of an explorer who has suffered shipwreck? That we cannot know without setting out on these waters ourselves.
Chapter 1
Nietzsche’s Double Rhetoric: Which Nihilism? Stanley Rosen
Anyone who studies Nietzsche with minimal care cannot fail to be struck by the great importance he assigns to lying and concealment. “Ah! It is impossible to have an effect with the language of truth: Rhetoric is necessary” (KSA 9: 160–1). The frequency of remarks of this sort in the Nietzschean corpus is balanced, however, by a constant and increasingly violent celebration of his philosophical and political destiny, culminating in the manic assertion “I am dynamite!” To exaggerate slightly, Nietzsche insists openly that he sanctions, and in fact recommends, lying and concealment. We are therefore forced to ask which Nietzsche is telling the truth. The answer to this question is not simply a matter of literary style. It goes to the heart of his thought. I shall argue that there are two roads leading to that heart. Both are intended to overcome nihilism, but both make it inevitable. “The world is throughout no organism but [rather] chaos” (KSA 13: 373). And again: “will to power as knowledge: not ‘knowing’ but schematizing, so as to impose onto chaos as much regularity and form as suffices for our practical needs” (KSA 13: 333). As I read him, Nietzsche is the culmination of modern epistemology, literally a reductio ad absurdum, not at all the founder of a new postmodern philosophy but the last consequence of the modern scientific split between primary and secondary attributes. As such, Nietzsche exemplifies the repudiation of natural as well as transcendental metaphysics. If there is any trace of metaphysics in Nietzsche, it is materialism, not idealism. But the materialism is of the constructive variety; we do not, according to Nietzsche, discover but rather produce the order of the world. In that sense, Nietzsche is a Kantian, but with an important difference. Nietzsche has no equivalent to the transcendental ego, which he would regard as itself a production of the will to power. But these productions emerge from chaos, and thus lead to nihilism. To come back to the main argument, the problem is that Nietzsche seems to reveal his doctrines fully and loudly, while at the same time claiming that he sanctions comprehensive lying and concealment whenever they are necessary to protect his insights from the degradation imposed by the many. Whether these contradictions are logical or rhetorical, they are responsible for much obscurity in Nietzsche’s writings. They have also led to a wide range of conflicting Nietzsche interpretations and assertions that it is a mistake to look for a
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coherent doctrine in what is essentially a series of aesthetic observations, lacking in sustained supportive argumentation. It should come as no surprise that Nietzsche is unable to distinguish between the principles of art on the one hand and philosophical truth on the other. Truth is an artifact for him, and therefore it is a lie, because it pretends to be the discovery of natural order. We thus find two main streams of modern philosophy. The first conceals the truth about the artefactual, whereas the second, largely influenced by modern science and mathematics, adopts the edifying rhetoric of truth and repudiates lying and concealment, whatever the difficult, even disastrous, results of this honesty. The oddity of Nietzsche is that he accepts, or at least seems clearly to accept, both of these theoretical styles, often in the same context. Nietzsche advocates both reticence and boldness, concealing the truth and shouting it from the roof tops, all in one breath. Still more precisely, he proclaims the truth with ever-greater boldness, namely, the truth that there is no truth. The point must be emphasized. Whereas Nietzsche was familiar with the doctrine of the difference between esoteric and exoteric writing, which is explicitly discussed in section 30 of Beyond Good and Evil, it is not quite accurate to say that he had an esoteric teaching. Nietzsche states his esoteric teaching in full view of the public, which teaching turns out to be the same as his exoteric teaching. So much by way of presenting the context for what follows. I turn next to some remarks on the related characteristics of lying and concealment, as well as their differences. To the best of my knowledge, Nietzsche does not distinguish explicitly and systematically between lying and concealment, but the difference is obvious. In general, lying is a form of speaking and it depends upon communication or what may be called political or social activity. Concealment may also involve language, but it need not. One may conceal something without being perceived, and this in two main ways—by remaining silent or by excessive chatter: “To speak much of oneself is also a means to hide oneself” (KSA 10: 95). The reiterated celebration of masks and concealment may indicate that Nietzsche’s praise of lying is itself a rhetorical concealment of his deeper thought: “Everything deep loves the mask” (BGE 40). This point should be developed in connection with Nietzsche’s relation to Plato. In the Nachlass of 1884 (KSA 10: 189), Nietzsche remarks: “knowingly and willingly to lie is worth more than to say the truth involuntarily. On this, Plato is right.” And again: “an educator never says what he himself thinks about something, but always only what he thinks with respect to what is useful to those whom he educates” (KSA 11: 580). As I understand this passage, it is useful to lie for the sake of a noble end, but utility is not the same as nobility. This is more or less reminiscent of Platonism, but there is a crucial difference. For Plato, the noble element in the noble lie is not itself a lie. Perhaps we could call it an Idea. In Nietzsche, however, truth itself is a lie. All lies are noble, if they achieve
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a sufficient degree of power. Unfortunately, since there are no eternal or objective standards for the nobility of values, the definition of noble is a matter of the strength of one’s will. And this is nihilism, the only alternative to which is the equation of value with strength. There is no reason, other than that of taste and sensibility, that validates aristocratic values for the person who lacks taste and sensibility. And again, we come once more to nihilism. There is little doubt that for Nietzsche, nobility is associated with concealment (= the mask). The many lack the power to preserve high culture, which they bring down to their own level. One may also say that the many do not deserve to come into contact with what is deeper or higher than they. In other words, Nietzsche rejects the central premise of the French Enlightenment. This can be made still more specific. Lying is closer to the surface than concealment. In Nietzsche’s portrait, lying is social whereas concealment, as a steady detachment from the surface, is also a turning toward isolation or solitude. There is much here that reminds us of Freud, to mention only one explorer of subjectivity. We cannot study here the degree to which Nietzsche points us toward the very faculty that he taught us to dissolve or “analyze.” I want to say a word about the political significance of the doctrine of the will to power. This concept is an extreme consequence of modern European revolutions, which become progressively more violent in speech and deed. Lying and concealment continue to hold a prominent place in modern revolutions, thanks to the rise of pseudophilosophical ideologies, many if not all of which equate ideological adherence with freedom of speech. Perhaps more importantly, the replacement of philosophy by ideology increases the recourse to a double rhetoric, one part for the masses and one for the powerful few. Nietzsche goes very far toward reliance upon this double rhetoric, so far, indeed, that many of his readers come to see him as the champion of freedom and creativity. Their vision is dimmed by the frequency and intensity of his admirers, so that they are no longer shocked by what Nietzsche says bluntly. Nietzsche can go so far as to dispense with the truth, or to reduce it to a work of art. I shall return to this dispensation shortly. It should now be evident that Nietzsche’s doctrine of rhetoric has been influenced by Plato, and in particular by the doctrine of the noble lie, namely, those that redound to the good of the city. But it is also plain that the analogy is quite limited. Perhaps “useful” would be a better term than noble; lies are for Nietzsche the tools by which we all, noble and ignoble, attempt to impose our will onto others. The most powerful transform themselves into lawgivers and commanders. Such individuals are in Nietzsche’s vocabulary world creators. They are the paradigm of nobility. Nietzsche does not say so explicitly, but it is obvious that he distinguishes tacitly between lies and concealment. One can conceal oneself without speaking, but lies require linguistic expression. As lying stands to discursive community, or in a word, to politics, so concealment stands to privacy and solitude.
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In Nietzsche’s lexicon, the deepest thoughts are also the highest thoughts; both are accessible only to the poetic thinker, who both sees and creates at once. Nietzsche is a philosopher of extremes who from time to time speaks moderately for the sake of concealment. As a corollary, I note that language is of central importance to the modern (and postmodern) Enlightenment, whereas the status or respectability of concealment, in politics and philosophy at least, steadily deteriorates. Experience soon teaches us that openness is not the same as honesty. There are such things as masks of transparence. Whoever enters into politics learns almost immediately that one may, and apparently must, conceal lies with masks of honesty. There is then an inner connection between politics and lying. In Plato’s Republic, the noble component of the noble lie is not the lie but the nobility it serves. And this in turn is for Plato the Ideas, whereas for Nietzsche it is continuous creation of new and ever higher values. Unfortunately, Nietzsche’s argument seems to be circular. The noble is the powerful and the powerful is the noble. This will be of some interest when we come to the eternal return. Meanwhile, we continue with lying and concealment. There is another way in which to illustrate the superiority of concealment to lying. Consider the following passage from Stendhal, quoted by Nietzsche in French: “A belief that is almost instinctive in me is that every powerful man lies when he speaks, and for even stronger reasons when he writes” (KSA 13: 19). The superior power of writing to speaking arises from the greater possibility of concealment when one writes rather than speaking. Speeches may be judged by actions, which speak louder than words. Conversely, it is no doubt true, as Nietzsche himself observes, that “to speak much of oneself is also a means to hide oneself” (KSA 10: 95). And the same is true of everyone, philosophers and nonphilosophers alike. “If there were a God, he would need on grounds of politeness alone to manifest himself simply as a resident of the world” (KSA 11: 543). Thus far we have examined the relationship between the Socratic and Nietzschean noble lies. For Nietzsche, there is a correlation between nobility and power. Everyone seeks to impose onto others his or her own values. The most successful in this contest are the most noble. With the proper modifications, one could say something of the sort about Socrates and his students, but with this crucial difference. For these thinkers, the will of the philosopher is itself subordinate to a perception of the truth, whereas for Nietzsche, the truth is what exerts the highest degree of power. Stated in equivalent terms, what counts as true has been, or is being, produced by the will of the powerful person. Truth is a creation of powerful human beings. It is a work of art. Art is worth more than the truth for human life, because it is art that determines what we regard as truth. This being so, however, it seems that the statement about the true nature of art must itself be an artwork, and therefore an expression of the will to power. This is the same as to say that truth is a lie.
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It should perhaps be obvious, but let me repeat for the sake of caution, that Nietzsche’s praise of lying refers to the degree of utility of a given statement for world-creations, and not to the truth value of empirical statements like “Grass is green” or formal propositions like “2 + 2 = 4.” It is not intrinsically better for 2 + 2 to equal four rather than five, but it is better for the sake of the application of arithmetic to the task of creating new world-perspectives or destroying old ones. It is helpful to think here of Kant’s distinction between the domain of the transcendental and the empirical. For Kant, there is just one set of transcendental, world-constituting laws, whereas for Nietzsche, the number is endless. Speaking very generally, there is a difference between purposely misidentifying someone or something, and concealing something so that it cannot be perceived. For the most part, there is no lie in concealment; lying begins, or may begin, when something comes into view. Stated in another way, if we wish to protect the genuine philosopher from the misunderstanding of the rabble, then one must not speak or in some other way betray the nobility of his soul. For example, philosophers must present themselves as prophets or lawgivers, or perhaps as commanders and statesmen. More broadly stated, we move from the love of ideas to the power of ideology. I have been arguing that Nietzsche’s two rhetorics correspond to what he himself distinguishes as active and passive nihilism (KSA 12: 350–2). The former is addressed to philosophers, and the latter to nonphilosophers. One could also express this as the distinction between esoteric and exoteric teaching (KSA 12: 350, 355). It is essential for Nietzsche’s entire program, both political and theoretical, that the distinction between the two main types of nihilism can be preserved. In other words, there must be an enduring distinction between the noble and the base that permits us to identify instances of each general type. As we have seen, there is no such definite or stable distinction of this or any other sort. Both the noble and the base deteriorate into chaos. In his own way, Nietzsche attempts the strikingly Hegelian task of mastering chaos, but in a poetical rather than a logical language, of which the high point is the myth of the eternal return. So far we have established that Nietzsche makes use of a double rhetoric in ways that are a function of the nature of his audience. In the most important cases, that of speaking to philosophers or more extensively to potential philosophers, the problem is not so much that of safeguarding the many from dangerous truths as it is of safeguarding dangerous truths from the many. The question is that of nobility and baseness, which are beyond good and evil. A failure to perceive this distinction is at the bottom of the defects of the late modern European Enlightenment. Nietzsche often provides contradictory definitions or characterizations of his main technical terminology. He conceals his inner thoughts by masking them with illusions or noble lies, but in so doing, he neither affirms nor denies the
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truth. Let us take a concrete example: the ascetic ideal, which is developed most fully in the third essay of the Genealogy of Morals. It is not easy to understand what Nietzsche means by this expression. There are almost too many senses to encompass its richness. There can be no doubt of its importance, however. Nietzsche says “I know of hardly anything that has had so destructive an effect on the health and racial strength of Europeans as this ideal; one may without any exaggeration call it the true calamity in the history of European health” (GM III: 21). We may connect it with decadence and a sickness that debilitates life: “the ascetic ideal springs from the protective instinct of a degenerating life which tries by all means to sustain itself and to fight for its existence” (GM III: 13). There is, however, another side to the ascetic ideal: “All honor to the ascetic ideal insofar as it is honest! so long as it believes in itself and does not play tricks on us!” (GM II: 27) In other words, Nietzsche rejects the simulacra of lifeenhancement and honors the honest efforts of decadent individuals to preserve us from the spiritual death of nihilism (GM III: 26). Unconditional honest atheism . . . is therefore not the antithesis of the ascetic ideal but only one of the latest phases of its evolution . . . It is the aweinspiring catastrophe of two thousand years of training in truthfulness that finally forbids itself the lie involved in belief in God. (Ibid.) Nietzsche’s analysis of the ascetic ideal is a good example of his conceptual style—“methodology” would be the wrong word. His key terms—ressentiment, nihilism, truth, the philosopher—are frequently dialectical in the sense of bearing two quite different, not to say opposite, meanings. In the present example, two thousand years of truthfulness lead to the rejection of the lie required for the belief in God. But the full understanding of the ascetic ideal includes the knowledge of the destructive function of the revelation of the truth. Honesty is not the least of the roads to nihilism. Let us take another example. Consider the word “art” (Kunst). In the early paragraphs of the third essay of the Genealogy of Morals, art is presented in a quite unfavorable light. Nietzsche asks himself the question “What, then, is the meaning of ascetic ideals?” And he answers: “In the case of an artist, as we see, nothing whatever! . . . Or so many things it amounts to nothing whatever!” This is of course not to say that artists never excel at their metier. The point is that this metier does not include the ability to arrive at an independent understanding of works of art, their own or those of others. “They have at all times been valets of some morality, philosophy, or religion,” as well as surrendering to the flattery of their admirers (GM III: 5). It is an immediate inference from this passage that Nietzsche does not regard artists as capable of the honest and independent search for the truth. But this is not the whole story. In his notebooks for 1885 Nietzsche writes: “On the main
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points, the artist has been more correct than all philosophers thus far,” and in 1887–88: “Art and nothing but art; it is the great enabler of life, the great seducer to life, the great stimulus to life.” And again, Nietzsche says that he has experienced that art is worth more than truth (KSA 11: 587; 13: 194). Art is superior because there is no correct explanation of life, no logos, as we may put it. Instead, there are myths of the whole, perspectives that may be rankordered on the basis of their capacity to invigorate (see the various remarks on interpretation and perspectivism in the Nachlass for 1885–86). We should not fail to remember that Nietzsche’s own doctrine of life-enhancement by means of art is itself a myth or work of art, not a correct philosophical analysis of the meaning of life. This fact is obviously connected to the problem of the place of philosophy within the rank-ordering of “explanations”—actually, interpretations—of life. Throughout his writings, Nietzsche emphasizes that the task of philosophy is to grasp the truth about the whole. But that truth is the identification of the whole as a work of art. This is why the philosopher must conceal the truth, as Nietzsche insists at length in Beyond Good and Evil. As he says there, it is not so much that the rabble will be endangered by being told the truth of things, but rather that they will vitiate that truth, bring it down to their own level. “Everything rare for the rare!” (BGE 43). The multitude does not deserve to know the truth. In the Genealogy of Morals, the complementary point is made about the few—Nietzsche both praises and criticizes those contemporaries who regard themselves as free spirits and are not captives of the ignorance of the rabble: They certainly believe that they are as liberated from the ascetic ideal as possible, those free, very free spirits; and yet, to disclose to them what they themselves cannot see—for they are too close to themselves: this ideal is precisely their ideal, too, they themselves embody it today, and perhaps they alone . . . They are far from being free spirits: for they still have faith in truth. (GM III: 24) Clearly Nietzsche values truth enormously. But in order to perceive it, he believes, we must be liberated from unexamined bondage to anything, including and primarily the truth itself. The only truth is that there is no truth. That is, at the heart of Being is chaos. It is almost as though freedom is more valuable than truth because it is a prerequisite for the truth. I think that on this point, Nietzsche is inadequate. The experiment with respect to the value of truth is itself the truth or a perspectivist artifact. If it is true, that is, if it is the condition for the possibility of truth, then the doctrine of perspectivism is false. But if it is false, then it cannot sustain an investigation into truth. Nietzsche would have been better advised to argue that some experiments on the value of truth are sound, because they permit us to carry out the experiment.
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In sum, Nietzsche thinks in what I would call the light of a double paradigm of art. The whole discussion of art seems to have two different and opposing principles. The first principle is, to modify for our own purposes a phrase from Fichte, that art is higher than Being (i.e. Being cannot limit our creativity; Fichte says that freedom is higher than Being). To this, Nietzsche as it were adds that Being at its heart is chaos, which he derives as a corollary from the first principle. I cited Fichte, but one could argue that the principle lies at the heart of modern philosophy at least since Kant. The failure of modern idealism in the nineteenth century is virtually simultaneous with Nietzsche’s transformation and appropriation of nineteenth-century materialism into an emotionally satisfying but incoherent doctrine of freedom wedded to amor fati. Unfortunately the marriage proved unstable. The second principle of art is that art is subordinate to Being, or what comes to the same thing, that it cannot know the truth but only construct it to the specifications of the philosopher-lawgiver. It is not by chance that our discussion of art quickly invoked a consideration of philosophy. This is because what I called the two conflicting principles of art are in fact also the principles of philosophy for Nietzsche. In Nietzsche’s notebooks for 1872–73 (KSA 7: 423), we find the following note: “the philosopher must know what is needed, and the artist must create it.” This could have been written by Plato. Twelve years later, Nietzsche writes in his notebooks that there are two kinds of philosophers, those that preserve the law and those that give it (KSA 11: 611 f). “Giving” is ambiguous; it could refer to a gift that we ourselves create, but also to something that is made by someone else and then presented to us. The issue is taken up again in the following note from 1883 (KSA 10: 278): “The higher man must create, i.e. impress his higher Being on others . . . Matters stand the same with the philosophers; they want to make their taste rule over the world.” Perhaps the decisive statement in this vein is to be found in Beyond Good and Evil 211: Nietzsche insists here upon a distinction between genuine philosophers and their servants, the scholars and scientific laborers, the poets, critics, historians, and so on. The philosopher must be able to see with many different eyes and consciences, from a height and into every distance, from the depths into every height, from a nook into every expanse. But all these are merely preconditions of his task: the task itself demands something different—it demands that he create values. The passage is too long to quote in its entirety. Suffice it to say that Nietzsche insists upon the rejection of the past by philosophers who reach for the future with creative hands. The genuine philosophers are commanders and legislators; they say “Thus shall it be.” “Their ‘knowing’ is creating, their creating is a legislation, their will to truth is will to power” (BGE 211). The same point is made in the Twilight of the Idols, a late publication (1889), where Nietzsche
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writes: “in order to live alone, one must be a beast or a God—says Aristotle. The third case is missing: one must be both—a philosopher . . .” (I: 3). This passage should be compared with one of Nietzsche’s favorite authors, Machiavelli, who writes in Chapter 18 of The Prince that there are two kinds of fighting: the one with laws, the other with force: the first is proper to man, the second to beasts: but because many times the first does not suffice, it is expedient to recur to the second. Therefore it is necessary for a prince to know well how to use the beast and the man. This part was taught to princes covertly by the ancient writers, who write that Achilles, and many other ancient princes, were given to Chiron, the centaur, to be nourished that he might raise them under his discipline. (Machiavelli 1997, p. 65) Machiavelli goes on to develop this point with reference to the symbolic attributes of the fox and the lion. There is no reference to God in Machiavelli’s version. Nietzsche corrects Aristotle by defining the philosopher as part beast, part God. What we are accustomed to call “renaissance humanism” is no more present in Machiavelli than it is in Nietzsche. So far we have three definitions of the philosopher, of which two are closely related if not at bottom the same. First, the philosopher knows what is needed, whereas the artist must create it. Second, philosophers either preserve or give the law; no mention is made of art or creation. Third, philosophers can live alone because they are constructed from a beast and a God. It is of course not my point that these citations exhaust what Nietzsche has to say about the nature of the philosopher, but they exhibit very well the essence of the matter. In order to reinforce this assertion, I cite Beyond Good and Evil 61: “The philosopher, as we free spirits understand him, as the man of the most comprehensive responsibility, who has the conscience for the total development of man.” To this we add that man is the perspectival animal; to assert oneself as this or that perspective (= creator of truth) is to construct another. Eventually, the whole circle of possible worlds negates itself (in a sense close to Hegel). Truth is a contradiction. In traditional language, Nietzsche combines theory and practice in a very Platonic style, with one crucial exception. There are no eternal Ideas in Nietzsche. Instead, there is the eternal return of the same. The first thing to be said is that Nietzsche does not claim that the myth of the eternal return has been invented or created by some artist. He obviously wishes to assert that he is a philosopher who has understood the difference between philosophy and art. Without such an understanding, he could never claim to know that art is worth more for life than the truth. Nietzsche has two comprehensive conceptions of the nature of philosophy, which contradict each other, and which he never reconciles in the course of his writings, published or unpublished. One conception is succinctly represented by a notebook entry for 1870–71
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(KSA 7: 140); after praising the Denkerstaat of Plato’s Republic, Nietzsche says “the mistake lies only in the Socratic concept of the city of thinkers; philosophical thinking cannot build; it can only destroy.” This contention is given a more elaborate formulation in Nietzsche’s later discussions of the doctrines of perspectivism and interpretation. In the Genealogy of Morals (GM III: 12), Nietzsche asserts that there is no such thing as pure knowledge. “There is only a perspective seeing, only a perspective ‘knowing.’” And in the notebooks: “The same text permits countless interpretations (Auslegungen) because of the interpretive character of all happenings” (KSA 12: 115–20, 121: Welt-Auslegung, nicht Welt-Erklaerung). Let us once more state the two principles of art and philosophy: (1) the truth is created by the process of knowing, and (2) the truth is discovered by the process of knowing. If the first principle is sound, then we require a criterion for distinguishing between spontaneity and chaos. If the second principle is sound, then the truth is worth more than art for life. The first principle fulfills itself by ending up as nihilism; the second principle empties freedom of meaning or embraces amor fati, which is itself nihilism. The same problem arises in the interpretation of the eternal return. It can be understood in two possible ways: (1) It is a myth or work of art, designed to attribute maximum value to our lives (“Was that life? Well then, once again!” as Zarathustra expresses the point). (2) But the myth denies us our freedom and robs us of meaning, for which it substitutes amor fati. The upshot of these remarks is that we can neither separate nor combine the principles of art and philosophy. We can illustrate this conclusion with the assistance of a myth of our own. Let us say that there are two Nietzsches, whom I shall designate as the Hyperborean and the Heraclitean. I shall use these metaphors to represent two fundamental and conflicting philosophical orientations, each of which is defended by Nietzsche in his attempt to overcome the separation of monism and dualism or, in a different idiom, our inability to rankorder discovery and creation. The first orientation attributes to the philosopher the ability to see the eternal order of human life; the second orientation explains this order as a free creation of the human will. According to Pindar, as he is interpreted by Nietzsche, the Hyperborean dwells far to the North, inaccessible by land and by sea. He can see us, but we cannot see him. Nietzsche’s Hyperborean is like a denizen of eternity, who stands at the far North of the earth, watching and measuring the movements of the heavenly bodies. He himself is not a participant of any of these constellations. That is, he is capable of understanding the rotation of the finite world-historical perspectives, but his access to the stars detaches him from becoming a citizen of any such perspective. The second Nietzsche is an Ionian philosopher or Heraclitean for whom everything flows. He is an inventor of all things, but is incapable of forcing them to retain some stable shape. The Heraclitean would like to claim that man
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is the measure of all things, but this is impossible for him, since whatever he touches, including his measures, begins to dissolve. The question now arises: is there some halfway house between motion and rest, something like the reversible cosmos described by the Eleatic Stranger in Plato’s Statesman, which looks in both directions, forward and backward, and for which every segment of the circle of time corresponds to the reiteration of past and future? I believe that for our purposes, a more useful comparison is that between Plato’s myth in the Phaedrus and the Nietzschean eternal return. In the Phaedrus, the philosopher’s bipartite soul is represented as a team of winged horses, one noble and the other base, standing on the roof of the rotating cosmos, from which vantagepoint his dual nature both facilitates and interferes with his vision of the hyperuranian beings. In other words, this gives us at best a moving image of eternity. If we interpret the myth in Hyperborean terms, the heavenly bodies are accessible to us as cosmological or world-defining perspectives onto the succession of historical stages. The motion of the stars both blurs and preserves our perceptions of them. From a Heraclitean perspective, there are no stars, or there are at most the reflection of the stars in flowing water. On this interpretation of the myth of the eternal return of the same, both Plato and Nietzsche have the same goal, namely, to overcome the split (and so to overcome the separate development of rest and motion without reducing one to the other). This was a common enterprise in nineteenth-century continental philosophy, especially German. The only major thinker to my knowledge to spell out this enterprise in rational terms is Hegel. Nietzsche is perhaps the most influential thinker of late modernity to attempt to finesse the collapse of monism and dualism with myth and poetry. Whether it be because of the impossibility of that enterprise or due to some limitation on Nietzsche’s part, he does not succeed. A major sign of his failure is his inability to distinguish philosophy and art. Philosophy becomes an artifact. Otherwise stated, it is the function of philosophy to articulate the structure of art. Nietzsche owes us a rank-ordering of philosophy and art that cannot itself be just a work of art. How this is possible for a thinker who believes that life “rests upon delusion, art, deception, optics, the necessity of the perspectivist and of error” is not clear. (BT “Preface” 5). What is clear, however, is that the two Nietzsches both end up in nihilism. The noble or active nihilism is indeed an expression of the will to power. As such, it turns out to be the vulgar or base nihilism.
Chapter 2
Toward a New Aristocracy: Nietzsche contra Plato on the Role of a Warrior Elite Michael Allen Gillespie
Friedrich Nietzsche is an inspiring and troubling thinker. He calls humanity to awe-inspiring heights, but argues that these heights can only be attained by a few extraordinary human beings who have been hardened by centuries of warfare. He despises equality as an invention of slaves, denies that freedom is anything but a relative superiority in power, and sees the desire for peace and prosperity as a decrepit hedonism at odds with human thriving. He points us toward the superhuman, but the path to this superhumanity is one of domination and destruction. While many have admired and drawn on his critique of liberalism and have recognized the powerful appeal of his hope for a new nobility, few other than the Fascists have been willing to affirm his unstinting elitism and his claim that violence is essential to human well-being. For liberals these elements of his thought have been anathema. In an effort to separate the awe-inspiring from the terrifying and use his thought to strengthen or ennoble liberalism, many scholars have argued that Nietzsche’s antiegalitarianism and penchant for violence are merely literary tropes, and that his talk of war and warriors is only about the struggle of ideas, not real combat. In the light of the damage done to Nietzsche’s reputation by the world wars and the Holocaust, such interpretative efforts are perhaps understandable as a means to reawaken attention to his thought, but we should not be misled by them. The evidence from Nietzsche’s notes and letters demonstrates overwhelmingly that he longed for the destruction of liberal democracy and hoped to foster in its wake a martial aristocracy out of which his superman might arise. Real war and the development of a warrior elite were essential to his task. Opponents of liberalism such as Deleuze and Foucault may accept Nietzsche’s bellicose criticism of liberalism as akin to their own, but they reject his critique of democracy and support for aristocracy. Or rather they argue that the ironic, self-undermining character of Nietzsche’s thought makes it possible to read his apparent advocacy of a vertical order of rank as supporting a horizontal order of difference that is, at its core, essentially democratic. While this deconstructed and reconstructed Nietzsche might be preferable to the
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actual Nietzsche, no one with any concern for evidence can doubt that such democratic views are completely at odds with everything the historical Nietzsche actually believed. This chapter begins with an examination of the role of violence in political life through an analysis of the problem of Achilles. It then focuses on the Platonic solution to this problem. This framework provides us with the basis for understanding Nietzsche’s advocacy of violence, war, and a warrior elite as essential steps to the realization of his superman.
Violence and the Political: The Necessity and Danger of Warriors Mao Zedong, whose early teacher was the first to translate Nietzsche into Chinese, famously remarked that power grows out of the barrel of a gun. While this dramatic claim was certainly hyperbolic, it was not merely rhetorical. Even if violence is not always necessary to gaining power, it often is, and it is essential to the preservation of all regimes. Violent force is not merely needed to defend the state from foreign invasion; it is also necessary for the maintenance of internal order. Thus Locke famously defines political power as a right of making laws with penalties of death, and consequently all lesser penalties for the regulating and preserving of property, and of employing the force of the community, in the execution of such laws, and in the defence of the commonwealth from foreign injury; and all this only for the public good. (Locke 1967, p. 268) While violence may be necessary, the regime itself is not merely the rule of force. In fact, it rests on the legitimate use of force.1 For the use of violence to be legitimate it must be authorized, and it must be for the general good rather than the good of any particular group or individual. Violence thus can only be an element of the political if it serves something higher, that is, if it obeys an authority that arises out of a bond of affiliation that makes the political realm a community rather than a collection of disparate individuals struggling for power. This said, it is clear that the ever-recurring need for force endangers the political. The force that is necessary to preserve the regime can also be used to destroy it, transforming a community into an imperium governed not by agreement but by violence. Those who use force on behalf of the regime thus are a constant and unavoidable threat to the political realm. Indeed, the preeminent political problem is how to limit, control, and direct the use of violence. The creation and preservation of the political realm depends on restraining those who use force, that is, restraining the warriors. The first question we need
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to ask then is who the warrior is and how he differs from other citizens. In the simplest sense the warrior is a person who is willing to kill or be killed, someone who is both courageous and cruel. The “and” here is of considerable importance. There are obviously those who are courageous but not cruel, just as there are those who are cruel but not courageous. Neither of these are warriors. The former are saints or moral heroes, the latter criminals or sociopaths. Both types are rare and their combination is even rarer. The archetypal warrior in the Western tradition is Achilles. He is a naturally ferocious man—a lover of discord (as Agamemnon correctly describes him at Iliad 1.177), who longs above all else for glory on the battlefield. He believes he will attain immortal fame by being foremost in slaughtering enemies. While we are likely to see him as a psychopath, the Greeks saw him as something superhuman, the manifestation of a primal cosmological power. What distinguishes Achilles from other humans is the character of his eros, his love or drive. Humans as they appear in the Iliad are pulled toward one of the three human goods: power, honor, or pleasure. The story of the Iliad focuses on Achilles’ monomaniacal pursuit of honor, which is contrasted to Agamemnon’s pursuit of power and Paris’s pursuit of sensual pleasure. The warrior, as seen through this lens, is possessed by the desire for honor and driven mad, overcome by rage, when it is denied him. This is no accident. Rage is a particular danger for the warrior because it is rage that makes him ferocious and thus effective. In this respect Achilles is quite different than Hector, who “learned to be courageous.” One cannot learn to be cruel, hard, or unrelenting without a natural ferocity. Such ferocity, however, is a great danger because it can turn into rage with one’s fellows. While the warrior is necessary, he is thus also a constant danger to the community. Indeed, in the Iliad (1.3–5) the misdirected ferocity of Achilles is the source of the disaster that shatters the community, bringing “countless ills upon the Achaeans.” While the warrior is necessary to political life, he is thus also a source of instability. Indeed, political life can only be sustained when the warrior is convinced that he has been properly recognized. He then is willing to subordinate himself to political authority. The preservation of the political realm thus depends on the warrior recognizing that unless he puts the well-being of his friends or fellow citizens above his own honor he is merely “a useless weight on the good earth,” as a grieving Achilles puts it in the Iliad (18.104). The political realm can only come into existence if the warrior uses violence in the service of his friends, family, and fellow citizens, and it is only through his continued support that it can be sustained. The ferocious warrior who turns against the community destroys the political. He is willing to do whatever is necessary to secure his mastery and recognition as lord. This warrior wants to rule absolutely, that is to be tyrant, and to gather to himself not merely the supreme honors he deserves but also everything else he even remotely desires.
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The Lure of Tyranny: Plato versus the Sophists for the Soul of the Warrior Perhaps more than any other ancient thinker, Plato recognized the need to restrain the warriors’ penchant to use violence to obtain absolute power. He tried to deflect them from this endeavor by showing them that it was incompatible with their own well-being. He was particularly concerned with this problem because he believed that the excessive freedom of Athenian life produced the immoderation and corruption that were the breeding ground of tyranny. Instead of simply pursuing glory, ambitious Athenian warriors would, he feared, be drawn to power and pleasure as well. He was concerned that such men, influenced by the sophists, would then seek to become tyrants. The Republic is centrally focused on the problem posed by the warrior in an open society such as Athens. The dialogue begins with the attempt by Polemarchus (whose name means “war leader”) and his roving band of young men/warriors to “capture” Socrates and Glaucon and have them do their bidding by accompanying them to the house of Cephalus, Polemarchus’s father. Polemarchus tells Socrates that he must either prove stronger or do as they say. This beginning is highly reminiscent of Thucydides’ Melian dialogue in which the Athenians tell the council of Melos that the city must submit because it is a law of nature that the strong do as they wish and the weak as they must. In this respect the problem of the rule of force in the Republic is presented as the result of the internalization of the desire for imperium that characterized Athenian foreign policy. In response to Polemarchus’ demand, Socrates suggests that there is another possibility, that he might persuade them to let him go, but Polemarchus answers that this won’t work because they won’t listen. This sets the problem that the rest of the dialogue addresses—how can one convince warriors to act civilly rather than tyrannically and thus how can one make them loyal citizens of the polis rather than wild beasts who want to destroy it? The initial problem in the Republic though is how to get the warriors to listen, to participate in dialogue with their fellow citizens rather than simply using force. One answer to this question is suggested in the opening scene when Adeimantus, who is a member of Polemarchus’ band but also the brother of Glaucon and the student of Socrates, takes Socrates’ remark as a suggestion and seeks to persuade them to come along. Consanguinity and friendship clearly play a role in moderating the warrior’s demands or at least his methods, just as they did in the Iliad. While the contending parties reach a modus vivendi as a result of Adeimantus’s intervention, this peace is upset when they reach the house of Cephalus by the sophist Thrasymachus (whose name means “fierce fighter”), who seeks to convince the young men that as warriors they should not just stand with their friends against their enemies but use power to shape the laws to their own
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advantage. In other words, he claims that the stronger (i.e., the warriors) should be tyrants. The rest of the Republic is essentially Socrates’ attempt to convince these young men/warriors not only that they should not want to be tyrants but that they should voluntarily subject themselves to the rule of the philosopher. Indeed, the argument developed in the Republic purports to show that this is the only way they can be happy. Socrates argues in books 2–9 that in the best regime they and all of their fellow warriors would be brought up to accept this notion as a matter of course, but that even if such a regime does not come to be, they can and should still live according to its laws, avoiding the lure of tyranny, and following a philosopher such as Socrates if one is available or, if not, at least following his precepts. The argument in the Republic is twofold. The major argument responds to the claim that the life of the thoroughly unjust man, that is, the tyrant, is superior to the life of the just man. To refute this position Socrates has to show that the life of the just man, even when he is thought to be a perfect villain, is more choiceworthy than the life of the tyrant who is mistakenly honored as the city’s greatest benefactor. The second argument, presented as an analogy supporting the first, describes the best regime, a true community in which the people as a whole and the warriors in particular are happier than in any other city. The argument presented in the Republic assumes that there are three goods humans strive for—pleasure, honor, and wisdom. Plato knows that many men strive for power and wealth but treats these as merely instrumental to the pursuit of the primary goods. Thrasymachus, Glaucon, and Adeimantus suggest that spirited men should strive for power so that they can enjoy all the goods. In countering this argument, Socrates has to show that spirited men do not want all the goods but only those that will make them happy. He thus argues, perhaps with Achilles in mind, that spirited men/warriors need honor above all other things, with a modicum of wisdom and pleasure added in order to be happy. He also demonstrates that power is not choiceworthy because it is a burden rather than a benefit. He thus believes he has proven that the warriors’ happiness will be better served by being ruled by philosophy rather than by being tyrants. This argument in the Republic rests on a number of problematic assumptions. The first is the notion that each human being has a specific natural ability (one man, one art) and consequently a specific nature that is preeminently satisfied by just one of the primary goods. This becomes the basis for the caste system in the ideal city, reinforced by the noble lie (myth of the metals). The second is the idea that it is possible to determine what an individual’s nature is at a relatively young age. The third is that the rulers of the city can master and direct eros in ways that will avoid the conflict over specific sexual objects such as that in the Iliad (the community of women). The fourth is that the rulers can organize reproduction to overcome the love of and preference for one’s own offspring (the community of children). The fifth is that the warriors will be content with being housed and fed at public expense and will not try to accumulate private
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wealth (communism). And finally, the sixth is that the philosopher will be able to determine who must marry whom in order to sustain the caste system and to produce other philosophers who can do the same (the nuptial number). Plato recognizes that these assumptions are at best problematic. This is evident in the account Socrates gives of the decline of the regime in books 8 and 9, where it becomes clear that the warriors are not naturally attracted to a single good but choose an ever-greater assortment of goods including excessive honor (timocracy), unlimited wealth (oligarchy), every available pleasure (democracy), and finally all good things whatsoever (tyranny). Hidden in this account is the recognition that the attraction to tyranny is powerful among the warriors and can only be overcome by equally powerful restraints. There are, of course, multiple structural constraints upon the warriors but the success of the regime depends finally on its system of education. The goal of the educational system in the Republic is to soften the warrior class. It is true that warriors are chosen because they are spirited, but being spirited does not mean that they are ferocious, and thus liable to the kind of rage that burst forth so disastrously in Achilles. Plato’s warriors do not fight because they are filled with an unbearable passion that seeks release in battle but because they have the right opinion about what is terrible, fearing shame more than death, and desiring fame or glory more than pleasure or wisdom. Their courage is thus rational and not passionate. In this respect they are an amalgam of Achilles who was made strong and hard by “Zeus’s ordinance” and Hector who “learned to be courageous.” Plato’s warriors are thus chosen because of their disposition but they are formed and constrained by their education. The Iliad sought to demonstrate that the warrior is caught in a contradiction between the love of his friends and his demand to be honored above them. He thus inevitably comes to a tragic end. In the long run, he cannot sustain friendships and thus cannot be a fellow citizen. Plato agrees this is a problem, but argues that a regime can be constructed that allows warriors to attain honor and enjoy perfect friendship with their fellows, if they give up political power, wealth, the exclusive right to particular sexual partners, and offspring that they recognize as their own (i.e., if they give up all of the goods that were the source of conflict in the Iliad). Within the Republic this choice is made possible by the educational system that produces not freely thinking individuals but “noble dogs,” who do good to friends and harm to enemies, and are indifferent to their sexual partners, wealth, and offspring. This educational system is supplemented by a social system that makes the accumulation of wealth, women, and offspring impossible, but that also gives warriors performance bonuses in the form of sexual prizes (although from among other warriors and not captives). In contrast to the Spartan system (that it is often wrongly thought to resemble), the system of education in the Republic emphasizes training in music and de-emphasizes
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physical training or gymnastics. The goal is not to heighten ferocity but to temper it. The warrior in this sense will not be driven by the need to vent his innate ferocity but by a rational desire for his own happiness. This is markedly in contrast to the Spartan goal of making the citizen as ferocious (and yet as obedient) as possible. The model of a warrior is presented to children in poetic depictions of the gods, the demigods, and human heroes, sanitized to constrain and direct the imagination of the protowarrior to the proper objects. In contrast to the work of Homer and Hesiod, these new works are to portray the world not as tragically broken but as harmonious, governed not by a dark and incomprehensible fate but by a (single) good and rational god who rewards meritorious behavior and punishes evil. In this world the warrior is not the epitome of cosmological tragedy but a particular type of human being who has a role to play in a harmonious political order. At the core of this order is the belief that each individual has a character that falls in one of the three classes and that each has an employment and reward suitable to his or her nature. That all of these teachings are intended to resist the natural tendency of warriors to desire and appropriate all things is evident in the fact that the ultimate rule for the censors is that no one may depict a tyrant as happy. Importantly, the Republic suggests that the philosopher king is drawn from the warrior class, although he only becomes a philosopher by means of a higher education in mathematics, astronomy, antistrophe, and above all dialectic. In contrast to any ruler in the Iliad or in earlier Greek tragedy, the philosopher king can thus serve as a true pilot for the ship of state, avoiding all of the rocks and obstacles that might bring the ship down. Or to use the language of the Statesman, he is the master weaver who combines all of the threads of society into one single if elaborate fabric. The possibility of founding and maintaining the best regime thus depends on the philosopher king. However, the philosopher king must die, and as hard as he may try to produce a successor out of the available human material, he will not always succeed. The best regime thus remains subject to the laws of time and must perish, giving rise to a series of regimes that tend increasingly toward tyranny. As disheartening as the inevitable decline of the best regime may be, it is the failure of this utopian project that underpins the practical moral project that is the immediate goal of the Republic. Plato knew that there could be no decent politics in Athens without warriors who were willing to resist the degeneration of democracy into tyranny. The goal of the Republic and of the Academy was thus not just to produce the best regime—a difficult task heavily dependent on accident or divine intervention. Rather Plato hoped to sustain the political community by preventing its further decline into tyranny. Plato’s efforts (recounted in the Seventh Letter) to turn Dionysius of Syracuse in a less
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tyrannical direction, and the efforts of Plato’s student Dion to overthrow Dionysius (recounted in Plutarch’s Life of Dion) testify to these purposes. In his efforts to convince the warrior classes to avoid tyranny, Plato never suggests that war or warriors could or should be eliminated. Indeed, while he seeks to reduce the likelihood of war by reducing excessive consumption and production, and by limiting contact with other cities, he recognizes that warriors will be needed even in the best regime, and the account of the development of the philosopher in Book 7 suggests that he comes out of the warrior class and is intimately acquainted with war making. Finally, insofar as the philosopher also serves as king and has to manage the state, he must lead the army as well. Thus, for Plato, the philosopher must be harder than we might imagine, experienced in war and war making, and thus able to use and command the use of violent force.
Of Lions and Supermen: Nietzsche’s Warriors In contrast to Plato, who lived in a period of constant warfare, Nietzsche lived during an extended period of European peace. Like Plato, he served in the military, although not in a combat role, caring for wounded soldiers as a hospital attendant during the Franco-Prussian War. While he bemoaned the waste of human life in combat, he was more concerned that the German victory would leave Germany culturally destitute (DS 1; TI “What the Germans Lack”). He saw the victory as the result of technical superiority in the organization of men and material and not as the result of a higher, more heroic culture. He was thus concerned that the Germans would be less cognizant of the need to revive the classical elements in their culture that he believed were necessary to rejuvenate the German spirit.2 From his earliest days Nietzsche was concerned with the German cultural decline. This decline was the result of what he characterized at various points in his career as the dominance of commercial society, the triumph of philistinism, the death of God, the advent of nihilism, the growth of decadence, the decline in European life energies, and the triumph of slave over master morality. The outward forms of this decline included a preference for democracy over aristocracy, the spread of the doctrine that work had value, a longing for a world without conflict, the degeneration of art and music into a disingenuous spectacle, the increasing dominance of a morality of pity, and a hypersensitivity to suffering. He was convinced that this decline, which had begun with Plato and that found its foremost expression in Christianity (“Platonism for the people”), had brought Europe to the verge of total collapse. He at times even seems to have suspected that the European civilization would disappear as a result of mass suicide.
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As desperate as he believed things were, Nietzsche was not without hope. Indeed, he believed that the death of God and the advent of nihilism opened up the possibility for a new beginning. While this greatest of all recent events would bring about the collapse of European morality and usher in a long period of war and destruction, it would also wipe clean the cultural horizon so that a new beginning would be possible. During the coming epoch humanity would face a great choice. At this “great noon,” humanity would have to decide between two paths, one that led to the last man and the other to the superman. The role of war and the warrior in Nietzsche’s thought is bound up with this development. In order to understand this, however, we need to examine the grounds for Nietzsche’s conviction that such a crisis was at hand, the nature of this crisis, and what he believed was necessary to overcome it. Man, as Nietzsche understands him, is not a rational animal, a cogito, or a form of self-consciousness. He is a willing being. The will itself, however, has a number of forms and any particular human falls somewhere on a spectrum of possibilities. Nietzsche’s Zarathustra declares that man is a rope over an abyss, stretching between beast and superman. What does this mean? While Nietzsche does not deny that humans are self-conscious, consciousness in his view is only the tip of the human iceberg. Most of what we are is concealed beneath the surface. Each of us is not a mind or a soul but a self, which Nietzsche identifies with the body. This body is not the physical mechanism we typically identify as the body but a multiplicity of passions striving with one another for dominance. Despite our conscious experience of these passions as our own, they are in fact expressions of drives or instincts that are, at bottom, all moments of a world will or cosmological force that Nietzsche calls the will to power. This world will is the constant struggle among all things for dominance and for self-overcoming. Within humans this will manifests itself as the struggle of competing passions for dominance. Strength and power are a function not merely of the strength of particular passions but of their organization. Humans are strong and powerful when all of their contending passions are subdued by a dominant passion (which Nietzsche calls one’s “virtue”). This strength is the result of the refocusing of all the psychic energy by establishing a hierarchy or what Nietzsche calls a rank order of values. Being human in his view thus means organizing oneself hierarchically by ordering values or passions. While power comes from establishing a hierarchy that concentrates the force of all the drives in a single direction, weakness and degeneration are the result of the disintegration and collapse of such a hierarchy. Nietzsche believed that the crisis that he saw afflicting European civilization was the result of the breakdown of the longstanding hierarchical order that had shaped European humanity. The highest values, as Nietzsche put it, devalue themselves. These values for the last two thousand years have derived from the Christian vision of God, and the entire moral and political system that was built upon this idea of God. The death of the Christian God and the advent of nihilism thus have
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eliminated the external authority that established order in the self and in society. This collapse poses the greatest danger humanity has ever had to face. With the destruction of the prevailing hierarchy, humans both individually and collectively are pulled in conflicting directions by competing desires. Nietzsche believed such a decline was already underway, and was reflected in the development of liberal democracy and commercial society that legitimated and sought to satisfy every desire. This development in his view was concomitant with the appearance of the democratic self that has no order of rank or self-discipline. Freedom in this context means the absence of any external or internal impediment to one’s momentary desires. For contemporary humans in democratic and commercial societies every passion is equal and equally deserving of satisfaction. They recognize nothing as more valuable than anything else, and are thus unable to subordinate (or sublimate) any passion or desire. Since power and strength arise from such subordination, humanity becomes decisively weaker. Under these circumstances happiness derives not from living virtuously but from the immediate satisfaction of desire. Nietzsche calls this human being the last man not because he stands at the end of history, but because he is the last human possibility before the beasts who are dominated entirely by instinct and desire. The other possibility, which Nietzsche espouses, is an ascent from present-day decadence to the superman, the titanic figure that haunts all of his works (see Fink 1988, pp. 203–19). This possibility, however, is distant and can only be achieved by an arduous journey. There are three forms of humanity or three ways of being human between the last man and the superman: the camel spirit, lion spirit, and child.3 They are stages of development on the way to the superman. The camel, Nietzsche argues, bears a great burden because he is a believer. This form of human life, which Nietzsche identifies with Christianity, came into existence in opposition to the master morality that dominated the ancient world. It is an expression of the “slave revolt in morals” that draws on Plato, projecting the origin of values into a “real” world as opposed to the “apparent” world in which we live our everyday lives.4 A hierarchical organization of the self and of society is established for the camel not in order to gain goods in this world but to attain salvation in the next. The death of God and the advent of nihilism, which have their origin in the Christian demand for truth that reveals that God is merely a human creation, have made this form of life unsustainable. With the advent of nihilism, man is left in limbo, no longer a believer but also unable to believe in himself or in a superhuman possibility. In Zarathustra, Nietzsche attempts to render this possibility more palpable by sketching out the path from the camel spirit to the superman (Z I: 1). The transition from the camel/believer to the superman/creator passes through a series of stages, with the camel transformed first into a lion, the lion into a child, and the child
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finally into the superman.5 According to Nietzsche, this is the only way to this goal. No leap of the imagination or faith can traverse the great gulf that separates us from the superman. While it is only a short way from the camel to the last man, that is, from the Christian believer to the utility-maximizing consumer, there is no easy route upward. This path requires not just a new way of thinking but a new way of being, and that means the reformation of the body, by which Nietzsche means the self and the passions. Each new stage of human existence is possible only on the basis of the establishment of a different hierarchy of the passions and drives, that is, only on the basis of a physiological change in the nature of the human. A new hierarchy thus can only be established as the result of a new disciplining of the passions and this in Nietzsche’s view requires violence and war. The path to the superman for Nietzsche is thus open only to warriors. The first step on this path is the metamorphosis of the camel into the lion. The lion, according to Zarathustra, creates a new freedom by saying a sacred “No” to the “thou shalt” that governs the obedient camel/believer. The lionspirited man is the destroyer of old values, the slayer of the dragon on each of whose scales is inscribed a “thou shalt.” He is above all a destroyer. In his late notes he calls this type of man an active nihilist and identifies him with Russian nihilists such as Nechaiev. Such destroyers are needed to complete the destruction of Christianity, to push over the husk of the old God, and to destroy the hollow idols that continue to shape human behavior when the belief in God is gone.6 The elimination of the worn-out shell of the old order is only the first step in the transition to the superman. With the collapse of the old order, humanity in Nietzsche’s view will be engulfed in chaos and destruction. It will be a period of unparalleled ferocity with wars the like of which the world has never seen (EH “Destiny” 1).7 While many might find this prospect horrifying, Nietzsche is less concerned about the coming carnage and looks to the future with a new cheerfulness that grows out of his sense of liberation (GS 343). His disgust with late-nineteenth-century Europe, with the idea of human dignity and the value of labor—the most abysmal forms of slave morality—is profound, and he longs for its destruction in the belief that the resulting chaos and war will promote a new manliness, and help humanity to recover from the weakening, softening, and decadence that Christianity brought about. He is convinced that only in the cauldron of war can humanity be hardened and overcome pity, which Zarathustra refers to as his final sin. This hardening is not merely a mental toughening, but primarily the training and disciplining of the body, of the self and its passions. In particular it includes the elimination of sympathy for the suffering of others. Lest one imagine that Nietzsche intends this in a merely metaphorical sense, he specifically points to the brutal heroes of the Norse sagas, whom he praises for their unfeeling hardheartedness, as models for what he has in mind (BGE 260).8 Contemporary human beings in his view are a herd
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of consumers; he wants humans who are warriors and beasts of prey. Such men in his view will learn discipline in the midst of war and destruction or they will not survive.9 Out of these ferocious barbarians will grow a new aristocracy, repeating a process Nietzsche believes has occurred many times before. How this process will unfold and modify the barbarism of the “blond beasts” is not something that Nietzsche (in contrast to Plato) considers in any great detail. He does not develop a system of education for this elite although he assumes they will be transformed and acculturated. That music and perhaps dramatic festivals will play a role seems certain but what this role will be and how it will be concretely achieved is not something that Nietzsche laid out. He was much more interested in convincing his contemporaries to choose the path that leads to such an aristocracy rather than with detailing how this aristocracy should be forged, trained, and ennobled. It is out of this aristocracy that Nietzsche believes first the child and then the superman will arise. This will take a long time. In his later thought he speculates that a period of two hundred years of war will be necessary, although this is obviously only a guess based probably on the historical examples of Greece, Rome, and Renaissance Italy. He argues that this period of destruction will end with the founding of a thousand-year Dionysian kingdom ruled by the superman. But who is this superman? And how will he come into being? The first stage in this process is the metamorphosis of the lion into the child. What characterizes the child in Nietzsche’s view is his innocence, his psychological freedom from the dead hand of the past or what Nietzsche’s Zarathustra calls the spirit of revenge. The spirit of revenge arises in the lion spirit as a desire to liberate oneself from the past, from the “It was.” The past imposes a terrible burden on the will because it limits spontaneity and thus creativity. The will is thus never able to be truly active and remains merely reactive. The weight of the “it was” thus presses on the will and threatens to crush it. Zarathustra personifies this burden as the “spirit of gravity.” In his early work, Nietzsche thought this problem could be overcome by forgetfulness, which he characterized repeatedly as a positive power. Forgetfulness frees us from the psychological burden of the past and allows us to act as if we were willing spontaneously and creatively, to will “naively” and not “sentimentally,” to use Schiller’s famous distinction. Such forgetfulness allows humans to attain a new innocence. It is this innocence that characterizes the child, the offspring and successor of the lion-spirited destroyers who would obliterate European civilization and the burden of its history. Despite the attractiveness of such a restored innocence, Nietzsche came to realize that the hope for such a forgetting is illusory, and that a more profound solution is needed. This is portrayed in Zarathustra as Zarathustra’s growing need to face his most abysmal thought. Nietzsche seems to have realized with the development of his somatic psychology that mere forgetfulness was insufficient because the past was not merely written in consciousness but inscribed in
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the body. The past, as the immense chain of causes leading up to this moment, might be forgotten but it would still be supremely powerful. Here the impact of the Stoics and Schopenhauer on Nietzsche was profound, although he did not believe they were correct in their view that the past had to be accepted. Mere acceptance led only to apatheia (in the case of the Stoics) or to resignation (in the case of Schopenhauer), which Nietzsche equated with decadence and weakness. To free oneself from the past and the spirit of revenge it was necessary that it be affirmed. In order to affirm the past it is necessary, as Zarathustra enigmatically puts it, “to will backwards.” To be free from the dead hand of the past and from the spirit of revenge one must will it and by this Zarathustra means something more than merely affirming everything that has occurred, however horrible or distressing, because it has produced some perfect moment in the present (as Goethe’s Faust does). Rather one must always have already willed it as it is in its entirety with all of its horrors. This is only possible in Nietzsche’s view if one affirms the doctrine of the eternal recurrence of all things, the idea that the whole is a titanic recurring cycle. To affirm this doctrine it is necessary to will all of the moments that have been and all that will be. To will something for Nietzsche means to love it. To will all things, one must thus love each thing in its own right and not merely because it leads to something else. This is what Nietzsche calls amor fati. To will in this sense means not merely saying yes to all things but doing them, accepting all things as one’s own doing, as my deed, and as a deed that I would repeat over and over again. This is extraordinarily difficult, something that Dostoevsky, for example, was unable or unwilling to achieve. In considering the torture of innocent children, his Ivan Karamazov argues that there can be no possible justification for a God that allows such things to occur. He thus “gives back his ticket.” He cannot say yes to such things let alone imagine doing them himself. Nietzsche, by contrast, seeks to say yes to life (and life’s god, Dionysus) even in its most abysmal incarnations. Affirming the doctrine of the eternal recurrence of all things means affirming the torture of children, indeed recognizing oneself as their torturer. Only the affirmation of this doctrine makes possible the metamorphosis of the child into the superman. This “most abysmal thought” almost kills Zarathustra when he finally succeeds in calling it to consciousness. Digesting it, however, allows him to become affirmative in a new and more profound way, not merely forgetting the past but remembering and loving it as his own deed or creation. It is this affirmation that finally frees one from the spirit of revenge and makes possible true creativity, and it is this creative, self-affirming will that characterizes the superman. While the end of Nietzsche’s project is the creation of a superman, he never describes this Promethean being with any specificity. He is reluctant to do so because such a qualitatively superior being cannot be understood. He will be to man, Nietzsche asserts, as man is to the ape (Z “Preface” 3). The implication
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is that we can no more imagine the character of his existence than the ape could ours. Nietzsche thus describes him only obliquely and allusively. In Zarathustra he is the vintager with the diamond knife for whom only future songs will find names (Z III: 14). In Beyond Good and Evil, he is the genius of the heart who wants man stronger, more evil, more profound, and more beautiful (BGE 295). In the works of 1888 he is Dionysus or Dionysus Philosophos. In his late notes he is characterized as an artist-tyrant. In one note, Nietzsche describes him as Caesar with the soul of Christ (KGW VII 2: 289). What distinguishes the superman is that he is able and willing to create and thus also to destroy on a monumental scale. He can and does use violence but does so only positively and creatively. He is free from the spirit of revenge and loves all that has been or will be (see Gillespie 2005). He is in other words hard and pitiless but not intentionally cruel. He is a warrior but also an artist, who will lead humanity not toward some abstract or universal good but toward a goal determined by his dominant passion. The explicit character of his relation to others and to the warrior aristocracy in particular is never spelled out. He remains a distant promise intended to justify the age of death and destruction that Nietzsche believes is just over the horizon. Indeed, the image of this being is a siren’s song calling to those who despair in the midst of bourgeois society to throw themselves into the stream and risk death in pursuit of a superhumanity.
Nietzsche Contra Plato Nietzsche repeatedly describes himself as an implacable enemy of Plato and Christianity, which he calls “Platonism for the people.” Many Nietzsche scholars and postmodernists accept this claim unquestioningly. There is reason to doubt, however, that it is true. Nietzsche recognizes that there are crucial differences between the thought of Plato and Christianity. He claims that Plato was a noble young Greek seduced by Socrates into questioning and criticizing the master morality of his time. Even if this were true, it would not prove that Plato (or Socrates) was a manifestation of the slave revolt in morals Nietzsche sees at the heart of Christianity. Plato may seek to soften or temper the warrior morality exemplified in the Iliad and manifest in the Peloponnesian War, but tempering the warrior culture is not the same as abandoning, reversing, or overthrowing it. Warriors play a decisive role in Plato’s ideal regime and the philosopher king himself comes from the warrior class and not from the class of priests, craftsmen, or farmers. In the Republic, the meek do not inherit the earth. To be sure, they are not viciously abused and indeed are reasonably well off by comparison to the actual regimes of Plato’s time, but they do not rule and they are not models for a virtuous or pious life. Plato’s ideal regime may be less tyrannical and more paternalistic than typical Greek states, but it is still well within the parameters of what Nietzsche calls master morality. Even if one assumes that
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Plato’s real goal was not to realize the ideal regime but only to prevent a slide into the worst regime, that is, into tyranny, he still cannot be counted as favoring the slaves or lower classes. He does not call upon craftsmen and farmers to rise up in revolution or to martyr themselves nor does he suggest that the warriors should feel guilty for their actions. Moreover, while he suggests Greeks ought not be enslaved, he does not suggest that slavery be abolished. He tries to convince the young men/warriors not that tyranny is morally wrong because of the harm it does to others but because of the harm it does to tyrants. Tyranny thus will not make them happy in this world and could possibly be punished in the next.10 Christianity, as Nietzsche understands it, has a different goal. It is a manifestation of a slave revolt in morals. This project, like Plato’s, involves the creation of another world alongside the actual world, but in the case of Christianity it is a world born out of the resentment of slaves and members of the lowest classes who are unable to resist the will of their masters in this world and are driven by the spirit of revenge to imagine they will be rewarded and their masters punished in another world. The Christian God is not a warrior (in contrast to the wrathful God of the Jews) or a philosopher, but a carpenter (craftsman) who doesn’t conquer but is crucified, or who conquers only by being crucified. Moreover, the leaders of the Christian world are not warriors but priests. Finally, Christianity does not aim at conquest and aggrandizement but at peace. Christianity in Nietzsche’s view thus rests not on a doctrine of virtue but on the feeling of pity. In considering the relationship between Plato and Nietzsche, we thus need to distinguish Plato’s actual position from that of Christianity. Patristic Christianity certainly drew on neo-Platonic thought but it would be wrong to identify it with Plato’s own thought. Nietzsche’s critique is thus distorted by his conflation of Plato’s moral teaching and Christianity. His characterization of Christianity as “Platonism for the people” is true as far as it goes, but he also tries to reverse this claim, effectively arguing that Platonism is Christianity for the elite or at least for intellectuals. Even if we accept Nietzsche’s portrayal of Socrates in Twilight as someone for whom life was a disease for which death was a cure (TI “Socrates,” 12), there is no indication that Nietzsche thought that Socrates or Plato were seeking revenge against the warrior class. It is not the strong who are punished and the weak who are rewarded in the Myth of Er. Rather, the strong who are philosophic are rewarded and the strong who are tyrannical are punished. Beneath the apparent differences between Plato and Nietzsche on the question of the role of war and warriors there are surprising convergences that become visible when we focus on the context of their arguments. In a world dominated by war and warriors, in pursuit of empire and tyranny, Plato sought to soften and civilize warriors in order to incorporate them within the community. His goal was not to turn them into pacifists but into dependable citizens.
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Nietzsche, by contrast, argues we must encourage martial passions and harden the strongest to produce a warrior class. He believes that only several centuries of war can bring this about. He thus longs for war not because he loves violence and destruction but in order to produce the higher humanity he believes is crucial to prevent the degeneration of humanity into a herd of petty consumers. While this seems to be diametrically opposed to Plato, Nietzsche is not speaking to fourth-century Greeks but to nineteenth-century Europeans, that is, not to a Hellenistic world dominated by hardened warriors whose deepest desire is to dominate others, but to a still largely Christian Europe dominated by producers and consumers who dream of eternal peace and believe in the innate dignity of man and the value of work. Thus, while there would undoubtedly be many differences between Nietzsche’s new warriors and the humanized warriors of Plato, these differences might not be as profound as we commonly assume. Nietzsche does not simply want to produce a race of ferocious warriors on the model of Achilles. Such warriors are necessary but he imagines that they will ultimately be civilized. However, what is missing in his thought is any account of how this will occur, that is, an account of the institutional structures and system of education to civilize these blond beasts. He is overwhelmingly concerned with convincing young men to become warriors rather than clerks or shopkeepers, and not with what happens to them after that. He is hopeful for the future because he believes the warriors who it brings into being will be the source of a new aristocracy. What he does not do is explain how this transition will take place. Even this aristocracy, however, is not his ultimate goal. It too is merely a means. His ultimate goal is to create a superman who is free from the spirit of revenge, whose violence will not be merely reactive, but he does not explain how violence can become creative. He sets out an awe-inspiring goal for humanity, but it is surprisingly lacking in particulars. Moreover, he does not even begin to explain concretely how humanity can reach this goal. Nietzsche does expect his warriors to sacrifice themselves to produce the superman, but are they likely to do so? Nietzsche tries to inspire his readers, and to impart to their task a missionary zeal, but is there any reason to think that such motivation can be successful in the long run? Moral, religious, or aesthetic appeals can have immense short-term effects, but they have never been successful unless they are institutionalized and strengthened by a system of training and education that give people more immediate incentives to pursue long-term goals. In the absence of these, even the most magnificent goals are soon set aside. Are Nietzsche’s warriors then likely to pursue the distant superman in the absence of such incentives or will they follow the path of almost all previous warrior aristocracies toward self-aggrandizement, the accumulation of property and sexual objects, the insistence on honor, and the preferential treatment of their offspring? There are certainly no institutional structures that
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Nietzsche puts in place to prevent such a development, and very little in his minimalist account of a future educational system that would offer any hope of redirecting traditional aristocratic behavior. For these purposes Nietzsche seems to rely almost entirely on the coercive and persuasive force of his superman, the artist tyrant of the future. As part Caesar, part Christ, something of Goethe, a bit of Napoleon, a piece of Aeschylus, a sprinkling of Pericles, and last but not least a dash of Socrates or Heracleitus, the superman is certainly magnificent. Indeed, the picture of this figure that Nietzsche paints has engaged the imagination of readers for more than a hundred years, but is such a being possible? And even if he is possible, is he likely to come into existence? And if he does, is such an event ever likely to be repeated? Is Nietzsche’s superman any more likely than Plato’s philosopher king? Nietzsche asserted in an early, unpublished work, “The Greek State,” that the sole reason ordinary humanity is justified is the production of the genius.11 He seems never to have abandoned this position and in the end to have been willing to sacrifice everything and everyone in the hope that such a genius might be produced. Nietzsche longed for an age of war and a hardened warrior elite as a step in this direction. Plato lived in such a world and believed that a warrior elite left to its own devices produced only the brutal tyranny spelled out in the Melian dialogue and evident in many cities of his time. Plato, like Nietzsche, hoped to produce a genius and hoped that he would rule over a city, but recognized, as Nietzsche did not, that hortatory rhetoric alone would not make this happen. Indeed, such rhetoric was likely only to produce the rule of violence as warriors became tyrants rather than forming a political community in which they could play a leading role. While Nietzsche saw the parallels between Plato’s Republic and his own ideas, he seems so closely to have identified Plato with Christianity that he was unable to learn the lessons that Plato had to teach. Nietzsche thus never formulated a notion of the political and remained like many of his followers wedded to the notion that all social interaction is merely the exercise of power and domination.
Chapter 3
Nietzsche: Nihilism and Neo-Gnosticism Stanley Corngold
This study of an unremarked neo-Gnostic strain in Nietzsche’s work aims to contribute to the general tenor of our volume, which treats the many kinds of thought in Nietzsche that run counter to his fascination with European nihilism as a culture of death. That such contrary strains exist comes as no surprise when, as is well-known, Nietzsche sees second-stage nihilism as a stimulus to more life. The European predicament demoralizes—and hence energizes; the outcome is suggested in the vivid title of Keith Ansell-Pearson’s and Diane Morgan’s recent volume Nihilism Now! Monsters of Energy. The “nihilism-complex” in Nietzsche’s thought emerges “organically” in his unpublished 1887 essay titled “European Nihilism” (Kuhn 2000, p. 293; Montinari 2003, p. 90; KSA 12: 211).1 This meditation is informed by a conception of value and values, since nihilistic man conjures up, precisely, “the danger of dangers”—the valueless life (KSA 12: 109). Nietzsche’s essay prepares us to grasp his Gnostic élan as one of several directions that the invoked necessity of a transvaluation of values must take. The Gnosticism-complex contains the striking neo-Gnostic tropes and images encountered everywhere in his work, from The Birth of Tragedy on, and especially in his poetics and poetry (Figl 1989, pp. 455–71; Pauen 1994, pp. 87–94). The contrary factor to nihilism, in this neo-Gnostic strain, is the lure of transcendence evoked by these tropes and images, opposite to the morally-founded promise of transcendence in contemporary Christianity become “Buddhistic.” “European Buddhism,” Nietzsche writes in his earlier 1882 jottings, makes [one] “good and unproductive” by extinguishing impulses to a higher life (KSA 10: 44). He couches this higher life, as it might be revealed to an elect individual or group, in the imagery of otherworldly inspiration, fire, and light.
Nietzsche on Nihilism Nietzsche’s earliest mentions of nihilism derive from his exposure to the Russian nihilists and terrorists of the 1860s (Gillespie 1994, p. 178). These notations barely touch the center of Nietzsche’s thought on nihilism, which
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bears more on fatigue in Europe than outbursts of violence in the East. (He has no patience for the radical “belief in unbelief, in nihilism of the ‘St. Petersburg variety’ ending in [the perpetrator’s] martyrdom”) (GS 347). Nietzsche does begin to approach his central concern in fragments from the summer of 1882, which evoke that object of horror and fascination in the haunting phrase “nihilism as a brief prelude” (KSA 10: 43). We shall see how this term recurs in a fuller account in June 1887, in the cluster of aperçus titled “European Nihilism.” But the original embeddedness of this phrase in the notes of 1882 is a rich sign of what is to come. The notes begin with a signal to the Elect, to us, whose “morality of freedom” impels us to sustain life. For we find ourselves embattled, confronted by the rise of an enemy termed “hatred of life,” which Nietzsche calls “Buddhism.” The scene is all of Europe—a Europe informed by a will to power (Thatkraft) that, perverted by “Buddhism,” is en route to suicide. In the midst of this crisis, the idea of the “recurrence” adds “a terrible burden.” Nietzsche has in mind the endless recurrence of the same meaningless life cycle, implying eternal, inescapable nullity. In 1887 he will write down this thought “in its most frightful form: existence, as it is, without meaning and purpose, but irresistibly returning, without a finale into nothingness: ‘The Eternal Recurrence’” (KSA 12: 213). What is to be done? Organize! The elect, writes Nietzsche, must confer an organization on themselves. This thought can have been guided by an early-published fragment of Friedrich Hölderlin’s Hyperion (despite Nietzsche’s mean-spirited ambivalence toward the beloved author of his Schulpforta days) (Waite 1978, pp. 179–420). Hölderlin writes of two ideals of existence: [A] state of the highest simplicity, where our needs are reciprocally attuned to themselves, and to our powers, and to everything with which we are connected, through the mere organization of nature, without our cooperation; and a state of the highest cultivation (Bildung), where the same would take place amid infinitely multiplied and intensified needs and powers, through the organization that we are able to give ourselves (emphasis added, SC). (Hölderlin 1970, 1: 483–4) “If we do not maintain ourselves,” Nietzsche continues—“we, ourselves, through organization—everything will come to an end.” And only if we do are we “life’s friends.” This model of friendship is based on the implicit likeness of two forms of organization—of life and “ourselves.” What is again remarkable is that an intersubjective relation functions, as in Hölderlin throughout, as an ontological category. This is a point of some hermeneutic importance in all of Nietzsche’s writings, beginning with his plangent address, in The Birth of Tragedy, to “my friends”: “Yes, my friends, believe with me in Dionysian life
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and the rebirth of tragedy” [!]. (BT 20; BW 124).2 “Friendship” identifies a likeness of structure called “organization,” a notion that entails the concerted activity of various “centers.” Without such centers—which in the period between fall 1887 and March 1888 Nietzsche subsequently calls “ruling centers” (“Herrschaftsgebilde”)—we have only a great, diffuse noia, a disaggregation of the will, which augurs worse: “nihilism as a brief prelude.” The fact of nihilism, the actual cultural condition of nihilism, is a prelude to a great effect, envisioned as mass “suicide.” Its mark is the prevailing mood of fatigue (Baudelaire—Nietzsche’s frère ennemi—is eloquent on this mood he calls “spleen”). There are no instruments at hand working toward a cure. Under these conditions “philosophy” is “impossible,” no palliative at all; what is called “morality” is itself the root of that fatigue, as are “the good men” and all “conciliation” and “proper behavior”—namely marriage!—and idealism and idealists. The outcome of this failure is a vast expansion of contemporary European nihilism—fatigue unto death. The subsequent body of fragments of June 1887 titled “European Nihilism” deepens the crisis and supplies it with an origin.
“European Nihilism” These jottings are among the most coherent of Nietzsche’s aphorismcomplexes, and constitute, under the head of “European Nihilism,” sketches for a chapter of the decisive work he projects as The Will to Power.3 This point alone would amount to a heads-up as regards their importance. In the following pages, I will stay close to this (hitherto untranslated) text, paraphrasing and commenting on its actual sequence of ideas (KSA 12: 211–17). The notes were jotted down in the summer in which Nietzsche, in a “state of nearly uninterrupted inspiration,” wrote the entirety of On the Genealogy of Morals.4 Hence, some of the perceptions driving these aperçus reappear, slightly modified, in On the Genealogy, which Nietzsche always had in mind to write while composing “European Nihilism.” Other of these jottings were evidently projected to belong elsewhere—namely, in The Will to Power—since, in the course of setting them down, Nietzsche includes this latter title among the books, some already realized and some soon to be realized, that would form a single library constituting his legacy: Beyond Good and Evil, On the Genealogy of Morals, The Will to Power, Sayings like Arrows, and The Sayings of an Immoralist. The subtitle to The Will to Power reads: Attempt at a Transvaluation of all Values. The four or five chapter headings that follow contribute crucially to the right contextualization of Nietzsche’s understanding of nihilism. They are: 1. On the Value of Truth 2. What Follows from There 3. On the History of European Nihilism
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Nietzsche, Nihilism and the Philosophy of the Future 4. The Eternal Recurrence [5.] Morality as Will
The connection of the ideas “value,” “truth,” “nihilism,” “the eternal recurrence,” and “morality as will” take us to a privileged center of Nietzsche’s labyrinthine thought.5 “European Nihilism” unfolds the idea of nihilism in its historical development, faithful to Nietzsche’s ruling aphorism in the Genealogy of Morals: “All concepts in which an entire process is semiotically concentrated elude definition; only that which has no history is definable” (GM II: 13; BW 516). Nihilism—the sense of life as valueless, meaningless—first emerges as the medium in which Christianity, and thereafter its decadence, originate. In the course of its development, nihilism acquires a second valence and becomes a stimulus to thought-experiments on behalf of life. As the basis of contemporary life in Europe, it is not only a thing to rue but also a thing to empower a new depth of thought, offering (in Yeats’s phrase) “the fascination of what’s difficult.” Its first stage is the human struggle with wickedness and suffering, to which Christianity offers several kinds of help: “It gave mankind an absolute value, in contrast to its smallness and contingency in the great stream of coming into being and passing away.” And it conferred a perfect economy on the world, a “freedom” in the light of which even suffering and misery acquire a fullness of meaning. Nietzsche leaves this “freedom” unexplained: it might mean the passage from the world of suffering and evil through death to a higher life; or this liberation might itself be the outcome of the freedom to choose virtue or belief or (if one may annex Luther to this discussion) to “sin bravely.” Finally, Christianity engenders theological knowledge, a first consciousness of absolute values and, with it, a passion for more such knowledge. The supreme value of any “moral hypothesis” is its power to preserve and enhance life, and that is precisely what early Christianity accomplished in inspiring the value of self-respect: it provided grounds for affirming life as full of meaning and value as well as conceptual categories fitted to this point of view. Hence, “morality was the great counter-specific against practical and theoretical nihilism.” But the conceptual energy inspired by Christian morality—which Nietzsche calls “truthfulness” (Wahrhaftigkeit)—in a dialectical movement undoes its very source. This moment in the argument also reads as a biographical fable (Nietzsche, as the son of the pastor Karl Ludwig Nietzsche, is acutely conscious of his own genealogy). The crux of Europe’s disenchantment with morality is its perception of the “interestedness” of “God’s lawyers,” an insight that works inside this massive hypocrisy as a stimulus to . . . nihilism of a second historical order, a process of dissolution. Our—Europe’s—present fate is now subject to a complex, unmasterable tension: on the one hand, we continue to have the needs that made our fathers
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receptive to morality, no matter that we recognize these as needs for untruth. They stimulate the formation of values for the sake of which we go on living. But this very conflict between not valuing what we know to be a lie and no longer being permitted to value the mendacious illusions we are inclined to conjure produces the nihilistic fatigue of modernity.6 And now, what is to be done? A first step toward the recovery of will and energy is to grasp that the present need for transcendental orientation is unnecessary. Life in contemporary Europe is less “uncertain, contingent, and absurd” than it was for the first desperate believers in the Gospel. We need not pine for moral discipline and moral justification; we can tolerate a good deal of absurdity and accident: “God” is an unnecessarily extreme hypothesis. But, adds Nietzsche, in an especially perspicuous aphorism, “Extreme positions are not replaced by moderate ones but rather by extreme ones, though of the opposite kind.” With the untenability of the moral hypothesis has come a new extreme—contemporary, second-order nihilism—itself shored up by a primary belief in the absolute immorality of nature and the purposelessness and meaninglessness of all, even inescapable, psychological affects. Nietzsche is here evoking, through his famous forgetfulness, “the will to truth” from Beyond Good and Evil, which he had published in the preceding year (1886): In rare and isolated instances it may really be the case that such a will to truth, some extravagant and adventurous courage, a metaphysician’s ambition to hold a hopeless position, may participate and ultimately prefer even a handful of “certainty” to a whole carload of beautiful possibilities; there may actually be puritanical fanatics of conscience who prefer even a certain nothing to an uncertain something to lie down on—and die. But this is nihilism and the sign of a despairing, mortally weary soul—however courageous the gestures of such a virtue may look. (BGE 10) Second-stage nihilism is not a consequence of a heightened displeasure in life—of an empirical increase in mortal suffering. It is the consequence of an increase in truthfulness, the outcome of a passion for rigor, one that is disposed now to see absolutely no sense in suffering. With the “God-hypothesis” shattered—the sole ruling interpretation of life—it looks as if no interpretation of the meaning in life is possible and that everything is in vain. This “in vain” is the core of contemporary nihilism. It haunts all possible values, which appear to be nothing more than makeshifts to prolong the comedy. Despair is heightened by this very temporal factor. The judgment “in vain” is not punctual; the despair of the meaninglessness of the present is a despair that includes all future times. This temporal awareness is deadly: “values” are cheats, and we are powerless in the course of time not to be cheated again. Nietzsche heightens this factor, absolutely, in his cardinal thought on temporality, “thinking this thought in its most frightful form: existence, as it is,
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without meaning and purpose, but inevitably returning, without a finale into nothingness.” This is “the Eternal Recurrence,” nihilism in its most extreme form: eternal nothingness, eternal meaninglessness without relief. And now, appropriately, Nietzsche returns to the very trope he employed in the notes of 1882 on evoking a European form of Buddhism. Europe’s energetic pursuit of knowledge and will to power (Nietzsche’s word is “Kraft”; in the jottings of 1882, the word was “Thatkraft”) compel it to embrace this extreme belief—nihilism. As the “most scientific of all possible hypotheses,” nihilism proves irresistibly attractive to the will to truth. This claim comes as no surprise to the reader who recalls in The Birth of Tragedy the Faustian drive to all knowledge, even to the rim of the abyss of all possible oceans of knowledge (BT 15). “The new passion” also figures earlier in a long passage from Daybreak: Why do we fear and hate a possible reversion to barbarism? Because it would make people unhappier than they are? Oh no! The barbarians of every age were happier: let us not deceive ourselves!— The reason is that our drive to knowledge has become too strong for us to be able to want happiness without knowledge or the happiness of a strong, firmly rooted delusion; even to imagine such a state of things is painful to us! Restless discovering and divining has such an attraction for us, and has grown as indispensable to us as is to the lover his unrequited love, which he would at no price relinquish for a state of indifference—perhaps, indeed, we too are unrequited lovers! Knowledge has in us been transformed into a passion which shrinks at no sacrifice and at bottom fears nothing but its own extinction; we believe in all honesty that all mankind must believe itself more exalted and comforted under the compulsion and suffering of this passion than it did formerly, when envy of the coarser contentment that follows in the train of barbarism had not yet been overcome. Perhaps mankind will even perish of this passion for knowledge!— even this thought has no power over us! But did Christianity ever shun such a thought? Are love and death not brothers? Yes, we hate barbarism—we would all prefer the destruction of mankind to a regression of knowledge! And finally: if mankind does not perish of a passion it will perish of a weakness: which do you prefer? This is the main question. Do we desire for mankind an end in fire and light or one in the sand? (D 429) The nihilist hypothesis of the eternal recurrence without a goal, without a finale, is on reflection the most readily validated of all hypotheses, since, if there were a goal, it must by now have been reached. It has not been reached. Our task is to think a way out of this debacle. Pantheism comes alive momentarily as a potential belief-system undamaged by the collapse of morality. Pantheism, in Nietzsche’s view, exhibits a palpable kinship with the doctrine of the goalless eternal recurrence, since such pantheism, in which everything is seen as “perfect, divine, eternal” (as in Hölderlin’s Nature), also conduces to a belief
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in eternal recurrence. And so the European drive to the goallessness of nihilism is at once a drive to distinguish its position from pantheism. For it is moot whether, with the collapse of a transcendental morality, the logic of pantheistic affirmation is as such repudiated. Perhaps there is sense in conceiving a God beyond good and evil. True, the process of life would be without evident purpose or goal, but it is thinkable that one could still affirm the process and every single moment recurring within it, à la Spinoza, as logically necessary. How does one refute Spinoza’s argument? Nietzsche returns to his procedure in “On the Prejudices of Philosophers” in Beyond Good and Evil: “Gradually it has become clear to me what every great philosophy so far has been: namely, the personal confession of its author and a kind of involuntary and unconscious memoir” (BGE 6; BW 203). The thought-system is the expression of the psychological character of the thinker: in Spinoza’s case, that basic character is logicalness. Spinoza would inevitably attribute a logical necessity to every moment of existence. In then “discovering” the logical character of such moments, Spinoza enjoys a sort of “triumph” in respect to a world so constituted. Spinoza’s pantheistic affirmation of existence is a tautology, the outcome of what Nietzsche earlier called a “necessary psychological affect.” As one whose character is all logic and who then proves that the world is all logic, Spinoza must conclude by triumphantly affirming the world. What Nietzsche here calls the “basic character trait” (Grundcharacterzug) of individuals—meaning both events and persons—returns in his writings in late 1887 as “values.” The thinker who finds in reality the value that informs his point of view—which he must regard as “good, valuable, a source of delight”— joyously affirms that value. But Nietzsche’s circular argument, based in Spinoza’s case on the common “character” of his mind and work, seems to this commentator to be of limited validity, and hence it is no wonder that we have the suggestive thesis that Nietzsche took Spinoza as a model for Zarathustra! (Kiss 2001, pp. 121–41). The parallel is immediately justifiable in principle, since Spinoza’s truth, not unlike “this thought [of eternal recurrence] in its most frightful form,” also conjures a universal process without purpose. But while Spinoza’s universe, following Nietzsche, is at every moment “perfect, divine, eternal,” Zarathustra’s universe is at every moment vanishing and dwindling away, as see Nietzsche’s early injunction, “If you saw things finer, you would see everything in motion: as burning paper curls up, everything continually passes away and in that motion curls up” (KSA 9: 651). Here, Nietzsche abruptly leaves Spinoza’s metaphysics, and, in an important move, urgent in light of his preoccupations in the Genealogy of Morals, lowers the nihilism-complex into the lesser abyss of human society. What are the social implications of the first nihilism (a world of threatening danger), its palliative (belief in God), and modern, second-order nihilism, arising through the rejection of a belief in absolute values? Those persons most receptive to the Gospel were those persons most in danger at the hands of their masters—rapacious
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oppressors. In a superb proto-Freudian insight Nietzsche writes: “For it is impotence in the face of men, not impotence in the face of nature, that produces the most desperate embitteredness toward existence.” Since all older moral systems held men in power—men of violence—to be the enemy, the common man was encouraged and protected against his masters. Hence, we arrive at the capacity of morality to teach hatred and contempt of the ruling type’s basic character trait: his will to power. This thought can be understood as an implication flowing from the passages on slave morality in Beyond Good and Evil and elaborated especially in the first essay of the Genealogy of Morals. In the present argument, however, we observe a dialectical move, comparable to Nietzsche’s first dialectical move, which saw morality producing the very instrument—truthfulness—that led to its undoing. The first destruction of God-given morality took place at the level of thought; the destruction of a humanly assumed “morality” of power takes place at the level of affect before it crystallizes as thought. It occurs as a response to a first “morality” of violence (a misnomer, really, since it is no morality at all: it is the sheer exercise of power over others [SC]). In its first guise, that violence appeared as the suffering inflicted by the random nature of existence, the “stream of coming into being and passing away.” But now, attached to a class of men, it becomes the practice of the powerful—“their will to power.” It is a “drive,” intensely hated by the weak, who are concerned now to do away with this “morality”—deny it, deplete it through an appropriation of the same drive, which now acquires a reverse affect and value. This will is the bulwark of the oppressed party; to lose this belief in the right to despise the will to power—the gift of God-driven morality—would cause it to despair utterly. This would be the consequence of its realizing that the will to power is the essential character of life and that even its own moral will to despise power is itself a will to power. The oppressed party would see that it stood on level terrain with its oppressor and had no privilege of moral rank over him. In this way, we arrive by another route at the nihilism of modernity, which can be characterized as the recognition of the moral parity of all exercises of the will to power and the dissolution of all distinctions of rank among men. The contempt for power has no privilege over the power it despises. All value in life is a function of the degree of power that it exercises, life itself being this will to power. Morality protected the botched and bungled from the nihilism of despair by assigning them an infinite metaphysical value and including them in an order different from that of worldly power. New values—modesty, submission—replaced futile resistance. But now, as this morality shatters, the botched and the bungled shatter: their life lacks all justification. Morality is disintegrating: but if the weak are going to their ruin, their fate appears as a self-condemnation, the instinctive selection of a destructive necessity. What is called “culture” is merely merciless self-analysis, poisoning of all sorts, intoxication, romanticism. . . . In the midst of this crisis, a new set of
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categories appears: the crisis “purifies,” it consolidates elements that rightfully belong together—and then destroys them in a single mass! The active nihilist idea assigns common tasks to men of the most disparate modes of thought, including the weak, and in this way sponsors a new order of rank based on great health, so that those who command are seen as commanding and those who obey are seen as obedient. This redistribution would have to occur off to one side of all present-day social arrangements. Note the unexpected reversal of Nietzsche’s thought we have just seen occurring: the revolt of active nihilism suddenly blossoms as the preparation of a new elect. (This will forecast the element of revolt in Gnosticism, which calls for an absolute repudiation of given social arrangements led by an elect). Under this new order, who, asks Nietzsche, would emerge as the strongest? He answers in the spirit of his earlier “scientific” writings, resisting, we might suppose, the great error of answering one extremism with another, for “Extreme positions are not replaced by moderate ones but rather by extreme ones, though of the opposite kind.” Instead, he advances the rule of those “who are moderate, who do not need extreme doctrines, who are not only able to admit a good portion of accident and nonsense but love it . . . .” This thought has been well prepared for. Consider his earlier aperçu, from the first pages of Human-All-Too-Human: Estimation of unpretentious truths—It is the mark of a higher culture to value the little unpretentious truths which have been discovered by means of rigorous method more highly than the errors handed down by metaphysical ages and men, which blind us and make us happy. At first, one has scorn on his lips for unpretentious truths, as if they could offer no match for the others: they stand so modest, simple, sober, even apparently discouraging, while the other truths are so beautiful, splendid, enchanting, or even enrapturing. But truths that are hard won, certain, enduring, and therefore still of consequence for all further knowledge are the higher; to keep to them is manly, and shows bravery, simplicity, restraint. Eventually, not only the individual, but all mankind will be elevated to this manliness, when men finally grow accustomed to the greater esteem for durable, lasting knowledge and have lost all belief in inspiration and a seemingly miraculous communication of truths. (HAH 3) This last point, however, will prove to be one of Nietzsche’s least stable truths. Anticipatory signs of this universal, level rise in enlightenment (“all mankind”) are not at hand; the world, as it is now constituted, appears to be irredeemable, an endless repetition without revolution of sense. It has won the assent of the will to truth and the fury of an active nihilism. How tenacious a hold on Nietzsche’s imagination can the vision of a revolution that throws up “moderate men” now have? All of Nietzsche’s later thought turns against such moderation in figures like the Dionysian type, Zarathustra, and the übermensch. And what is
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equally important to this argument about extremism is Nietzsche’s empirical experience. His only grounds for enduring the nihilistic thought of the recurrence would appear to be moments of aesthetic experience, art-philosophy produced under extreme imaginative compression—a point of importance to my own thesis on Nietzsche’s reliance on the gnosis vouchsafed in his experience of artistic inspiration. A single question, laden with power, closes the essay on “European Nihilism”: “What would such a man [‘displaying with conscious pride the strength attained’] think of the eternal recurrence?” We end with the philosophical birthplace of the higher type as a critical necessity. It is finally important to stress the shift in affect informing the latter phase of Nietzsche’s argument. Earlier on in the essay, we have Nietzsche standing off with the pathos of distance from nihilism as an appurtenance of the weak, when not, indeed, the botched and the bungled. But at the point of conjuring a crisis and purification, occurring in spite of and apart from the present social order, Nietzsche identifies with this “other,” active type. It is a movement that characterizes so much of Nietzsche’s writing when his attachments seem contradictory, as for example the double valence that the ascetic ideal receives: it is at once the knout of the priests and the spur that made man, for the first time, an interesting animal. Nietzsche’s moral attachments are always convinced and often unstable. But here we have at the close a vision of purgation off to one side of present social arrangements that might well be called neo-Gnostic in its aim and intensity.
The Gnostic Strain7 The association of Nietzsche and Gnosticism, rebarbative as it may sound, will come as no surprise to readers of one of the most original political philosophers of the last half century. This connection of ideas was made forcefully by Erich Voegelin in the 1950s and 60s; indeed, his claim that Nietzsche must be considered an avatar of Gnostic thinking took the learned world’s politicalphilosophical breath away. In The New Science of Politics (1952) and Science, Politics, and Gnosticism (1962), Voegelin argued that Nietzsche was a secular— and catastrophic—vessel of Gnostic thought, having sought to “immanentize the eschaton.”8 Voegelin’s argument was taken up very attentively, for one, by Hans Blumenberg in his monumental The Legitimacy of the Modern Age. Blumenberg explains that his thesis, finally opposite to Voegelin’s, “begins by agreeing that there is a connection between the modern age and Gnosticism, but interprets it in the reverse sense. The modern age is the second overcoming of Gnosticism” (Blumenberg 1983, p. 126). If Blumenberg is immediately stimulated by Voegelin’s thesis, he is also led to address Gnosticism in the wake of a good deal of early nineteenth-century
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German speculation that held Gnosticism to be at the root of Christianity (Lilla 2007, n.p.). For Blumenberg, Gnosticism, indeed, is “the old enemy who did not come from without but was ensconced at Christianity’s very roots” (Blumenberg 1983, p. 126). Since Nietzsche’s notes on “European Nihilism” begin with a discussion of the motives to an original Christian morality, it is reasonable to consult Nietzsche on Gnosticism. After repudiating the fictions of Christianity, does Nietzsche repudiate the fictions of Gnosticism? We have seen him being drawn a little to Spinoza’s pantheism, which is radically opposed to the Gnostic view of a world conceived in evil and corruption by a demiurge in revolt against the cosmic order. Does this attraction imply a corresponding repudiation of Gnosticism? There is plain evidence for this negative conclusion. Nietzsche was aware of Gnostic thought even in the 1860s, and traces of that interest survive in the complex of ideas in The Birth of Tragedy (Figl 1989, pp. 455–71; Pauen 1994, pp. 87–94). But Nietzsche’s few immediate uses of the term are polemicalpejorative, namely: In the last resort it was the restrained and long stored up piety of the Germans that finally exploded in their philosophy . . ., now in clouds of pantheistic vapor, as in the case of Hegel and Schelling, as gnosis; now mystical and world-negating, as in the case of Schopenhauer. (KSA 11: 604) Again: “The German attempt to transform Christianity into a gnosis is most profoundly rejected: what is most strongly felt is what is ‘untruthful’ here (contra Schelling, e.g.). . .” (KSA 12: 129). It is not difficult to imagine Nietzsche vexed by the German idealist attempt to represent Christian belief as higher metaphysical knowledge, as a sort of intellectual intuition. We have seen in “European Nihilism” that the idealist claim suppresses the wholly this worldly establishment of Christianity as a political-psychological strategy. This point is made forcefully again in The Antichrist (AC 21): “Christian too is mortal enmity against the masters of the earth, against the ‘noble’—along with a sly, secret rivalry (one leaves them the ‘body,’ one wants only the ‘soul’)” (PN 589). These repudiations of a Gnostic sensibility are found in Nietzsche’s notebooks, but we have an even more forthright rejection of proto-Gnostic dualism in Ecce Homo, in Nietzsche’s inversion of Zoroastrianism. (EH “Destiny” 3; BW 783 f.).9 Here Nietzsche finally addresses the “Zarathustrafrage,” the question that he claims needs to be asked and has not been asked: Why is his masterpiece called, in so many words, “Thus Spoke Zarathustra?” What has Zarathustra to do with it? The answer is that the Persian prophet Zoroaster must be made to repudiate his Gnosticism, if under this head we can refer to a religious perspective in which the categories of good and evil are at once objective and wholly separate.
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Nietzsche continues: Because Zoroaster was “the first to consider the fight of good and evil the very wheel in the machinery of things: the transposition of morality into the metaphysical realm, as a force, cause, and end in itself,” Zoroaster became the first moralist. But in Thus Spoke Zarathustra, Nietzsche’s own Zarathustra negates and overcomes the principles of his historical predecessor: “Zarathustra created this most calamitous error, morality: consequently,” writes Nietzsche; “he must also be the first to recognize it.” This attack on “morality” as the first evil, arising as a palliative to an early nihilism of uncertainty and despair in the face of a hostile world, is by now familiar from “European Nihilism.” In this sense, Thus Spoke Zarathustra takes back, indeed overcomes nihilism. All this should make Nietzsche the anti-Gnostic par excellence. But what can have led a thinker of Voegelin’s acuity to term him a neo-Gnostic par excellence? If Gnosticism is nihilism, it is also nihilism’s violent corrective. In a recent essay on Voegelin, Mark Lilla follows Voegelin (who himself follows Hans Jonas) in summing up the first principles of Gnosticism: one, the created world was the work of an evil lower deity, or demiurge, and thus utterly corrupt; [two,] direct access to a higher, spiritual divinity was possible for those with a secret knowledge (gnosis) developed from a divine spark within. (Lilla 2007, n.p.) Lilla then adds, as a third principle, an idea not uniformly found in Gnostic writings but one central to Voegelin’s social-revolutionary “extension” of Gnostic thought. It is the idea, writes Lilla, that “redemption would come through a violent apocalypse, led, perhaps, by those possessing gnosis” (Lilla 2007, n.p.). Now, there is some likeness in this thought to Nietzsche’s own, but this likeness is rough on two counts. First, Voegelin does violence to the normative, second-century Gnostic account of “salvation” by historicizing the putative apocalypse. For him, the Gnostic apocalypse came down to earth in the communist and fascist revolutions of the twentieth century, impelled by the idea that “Salvation from the evil of the world is possible . . . [if] the order of being . . . is changed in an historical process . . . —a change possible through man’s own effort” (Voegelin 2004, pp. 64–65). This thought-model prompts Voegelin to see Nietzsche as the precursor to such revolutions—a secular millenarian—and, hence, as the neo-Gnostic thinker par excellence. But normative Gnosticism holds gnosis itself to be the means to salvation and not a mot d’ordre for imposing the Beyond, the eschaton, onto the social arrangements of the ordinary day. True, when we read Nietzsche on the “new man,” this necessary specific against nihilism, we find Nietzsche locating his birth at no great distance from
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Voegelin’s thought-model, for “breeding a new species” might be reckoned the result of “man’s own effort.” But Nietzsche’s übermensch is better reckoned a figure of thought—literarily indescribable, at most intuitively evident—and hence constituting a radical break, a line of flight from any imagination of social reality. In this light, Nietzsche’s struggle to transcend his fascination with nihilism would find features of the normative Gnostic sensibility attractive. In both world-views, gnosis of the right kind would play a saving role: the gnosis of the Gnostics corresponds to Nietzsche’s “inspiration,” which prompts the creation of values, as in this passage from The Twilight of the Idols: When we speak of values, we speak with the inspiration, with the way of looking at things, which is part of life: life itself forces us to posit values; life itself values through us when we posit values . . . From this it follows that even that anti-natural morality which conceives of God as the counter-concept and condemnation of life is only a value judgment of life—but of what life? of what kind of life?—I have already given the answer: of declining, weakened, weary, condemned life. Morality, as it has so far been understood—as it has in the end been formulated once more by Schopenhauer, as “negation of the will to life”—is the very instinct of décadence, which makes an imperative of itself. It says: “Perish!”—it is a condemnation pronounced by the condemned. (“Morality,” 5; PN 491) Elsewhere, we see such inspiration at work creating values under the highest pressure of composition; this idea is found in Nietzsche’s claim for inspired writing, the striving for unitive knowledge: Has anyone at the end of the nineteenth century a clear idea of what poets of strong ages have called inspiration? If not, I will describe it.—If one had the slightest residue of superstition left in one‘s system, one could hardly reject altogether the idea that one is merely incarnation, merely mouthpiece, merely a medium of overpowering forces. The concept of revelation, in the sense that suddenly, with indescribable certainty and subtlety, something becomes visible, audible, something that shakes one to the last depths and throws one down, that merely describes the facts. One hears, one does not seek; one accepts, one does not ask who gives; like lightning, a thought flashes up, with necessity, without hesitation regarding its form,—I never had any choice. A rapture whose tremendous tension occasionally discharges itself in a flood of tears, now the pace quickens involuntarily, now it becomes slow; one is altogether beside oneself, with the distinct consciousness of subtle shudders and of one’s skin creeping down to one’s toes; a depth of happiness in which even what is most painful and gloomy does not seem something opposite but rather conditioned, provoked, a necessary color in such a
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At this point, we can also reasonably advert to the residual neo-Gnostic effects flowing from Nietzsche’s radical antinomianism. Let us think of Nietzsche’s Gnosticism as Wittgenstein thinks of “philosophy,” which consists in “assembling remainders for a certain purpose.” In Nietzsche’s Gnosticism there are remainders enough of Gnosticism à la Voegelin; there is a potential political dimension in what may be seen as the preparatory destruction of given social arrangements. But what properly connects Nietzsche’s thought to the alien vision of normative Gnosticism is the very absence of an envisioned historical process bridging the ruin of the present to the birth of the new man. From an alien perspective, the thinker contemplates a creative destruction of the given world to make room for the übermensch. Seek transformation! This stance is alien in an absolute sense; in a more immediate sense, it is familiar as the impulse behind the active nihilism that Nietzsche acknowledged at the close of “European Nihilism.” The end-state of both visions is a new rank-ordering of men, no matter what the cost: Zarathustra is happy that the battle of the castes or classes (Stände) is over and now it is finally time for a rank-ordering of individuals. [His] hatred of the leveling-system of democracy is only the foreground: really, it is a good thing that this [leveling] has come so far. Now he can fulfill his task.—His teachings were hitherto addressed only to the future ruling caste. These masters of the earth shall now replace God, and the deep unconditional trust of the ruled created. First of all [for these masters of the earth, SC]: their new holiness, their renunciation of happiness and contentment. They provide the basest, not themselves, with the expectation of happiness. They redeem the botched and bungled through the doctrine of “swift death,” they offer religions and systems, to each according to his order of rank. (KSA 11: 620) What is radically antinomian Gnostic in these citations, aside from the privileging of a caste of Gnostics, is the peremptoriness with which the given social order—the “class structure”—is rejected. In this rhetorical mode, Nietzsche stands on the far side of parrhesia—responsible, contingent truth-telling— and speaks out of gnosis—a knowledge establishing distance (think: “pathos
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of distance”) between the eye of the illuminated and the social world. It is a perspective that encourages a “moral destruction” as well. This argument is faithful to a good deal of Nietzsche’s elitist reflections, as in this decisive long note written in late summer 1885: Inexorable, hesitating, terrible as fate, the great task and question is approaching: how shall the earth as a whole be governed? And for what shall “man” as a whole—no longer just one people, one race—be raised and bred? The legislative moralities are the main means of fashioning out of men whatever a creative and profound will desires, assuming that such an artistic will of the highest rank holds power and can assert its creative will over long periods of time, in the shape of laws, religions and customs. Such men of great creativity, . . . will be sought in vain today, . . . [for nothing presents] a more hostile obstacle to their emergence and development than what in Europe is nowadays straightforwardly called “morality,” as if there were and must be no other one—that morality of the herd animal . . . A morality with such reverse intentions, . . . a morality whose intention is to breed a ruling caste—the future masters of the earth—must, if it is to be taught, introduce itself by starting from the existing moral law and sheltering under its words and forms. That this, however, requires many means of deception and transition to be devised, and that because the lifespan of one man signifies almost nothing compared to the time needed to carry out such lengthy tasks and intentions, above all a new species must first be bred, in which the same will, the same instinct is guaranteed to last through many generations: a new species and caste of masters—this is readily understood as the Etcetera of this thought, long and difficult to express. To prepare a reversal of values (Umkehrung der Werte) for a certain strong species of men of the highest spirituality and strength of will, and for this purpose to unleash in them, slowly and cautiously, many instincts previously reined in and calumniated: anyone who thinks about this is one of us, the free spirits—admittedly, a newer kind of “free spirits” than the ones before, who wished for more or less the opposite. To us belong, it seems to me, especially the European pessimists, the poets and thinkers of an outraged idealism, insofar as their dissatisfaction with the whole of existence also drives them, at least logically, to dissatisfaction with present-day man; likewise certain insatiably ambitious artists who fight unscrupulously and unconditionally for the special rights of higher men and against the “herd animal,” and who use the means of seduction offered by art to lull to sleep all herd instincts and herd caution among more exquisite spirits; thirdly and finally, all those critics and historians by whom the successfully initiated discovery of the world of antiquity—it is the work of the new Columbus, of the German spirit—is courageously continued (for we are still at the beginning of this conquest). (KSA 11: 580)
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This sinister summons, especially in being attached to “the German spirit,” picks up the social-revolutionary aspect of Nietzsche’s thought consistent with Gnosticism à la Voegelin. But that is not the chief element in our argument about Nietzsche’s Gnostic élan. When we wrote earlier, “Seek transformation!,” seeming to mime Nietzsche, we were actually miming Rilke, Nietzsche’s acolyte: Seek transformation. Oh, be enthusiastic about the flame, in which a Thing that flaunts metamorphoses eludes you; that designing spirit, which masters earthly things, loves nothing in the swing of the figure so much as the turning point. (Rilke 1966, I: 514) Rilke’s poem warns that something very hard, indeed, “ein Härtestes,” is in store, but it is not obviously a political “governance” of life. We aim now for a summing up. Nietzsche’s fervid celebration of this world— the only world we have—is conventionally grasped as an answer to nihilism, and in its monism, the “Umwertung” of a Gnostic perspective. But this “Umwertung” is nonsimple. In fact, strong features from the standard Gnostic account survive, namely, 1. the antinomian pathos against Biblical morality;10 2. the castigation of the imposter god of Pauline Christianity; 3. the iconoclastic stance toward the institutions constituting state and community; 4. the ontological priority of an elect;11 5. the engendering of the übermensch, the modern counterpart of “the race of The Perfect Human” of the Nag Hammadi gospels (Williams 1996, p. 32; cited in Webb 2005, p. 55); 6. the primordial, nonrational knowledge of the Dionysian One celebrated from the Birth of Tragedy on, captured in a phrase of Voegelin as the “libidinous rush toward cognitive mastery over the hen” (to hen—the One, cf. Plato in Philebus) (Voegelin 1990, p. 283; Webb 2005, p. 69). 7. the poverty of the actual body and its sought after transformation into “light and flame.” In The Gay Science, Nietzsche writes: We are not thinking frogs, nor objectifying and registering mechanisms with their innards removed: constantly, we [philosophers] have to give birth to our thoughts out of our pain and, like mothers, endow them with all we have of blood, heart, fire, pleasure, passion, agony, conscience, fate, and catastrophe. Life—that means for us constantly transforming all that we are into light and flame—also everything that wounds us: we simply can do no other. (GS “Preface” 3)
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The great poem “Ecce Homo,” in the “Prelude” to The Gay Science, speaks of this transformation accomplished: Ecce Homo Yes, I know from where I came! Ever hungry like a flame, I consume myself and glow. Light grows all that I conceive, Ashes everything I leave: Flame I am assuredly. (GS “Joke, Cunning and Revenge: Prelude in German Rhymes” 62) Zarathustra’s “Night Song” tells of too much light, a self turned only into light and flame. Night has come; now all fountains speak more loudly. And my soul too is a fountain . . . . Light am I; ah, that I were night! But this is my loneliness that I am girt with light. Ah, that I were dark and nocturnal! How I would suck at the breasts of light! And even you would I bless, you little sparkling stars and glowworms up there, and be overjoyed with your gifts of light. But I live in my own light; I drink back into myself the flames that break out of me. I do not know the happiness of those who receive . . . . Many suns revolve in the void: to all that is dark they speak with their light—to me they are silent. Oh, this is the enmity of the light against what shines: merciless it moves in its orbit. Unjust in its heart against all that shines, cold against suns—thus moves every sun . . . . Alas, ice is all around me, my hand is burned by the icy. Alas, thirst is within me that languishes after your thirst. Night has come: alas, that I must be light! And thirst for the nocturnal! And loneliness! …. “Thus sang Zarathustra” (Z II: 9; PN 217–18) This is the imaginable anguish of the “children of light” possessed by gnosis.
Chapter 4
Nietzsche—Rhetoric—Nihilism: “Every Name in History”—“Every Style”—“Everything Permitted” (A Political Philology of the Last Letter) Geoff Waite Per Francesca nessun altro
Epigraphs There is a pleasure sure in being mad which none but madmen know. —John Dryden, “The Spanish Friar”
Nihilism is a feeling of pleasure [ein Glücksgefühl]. —Gottfried Benn, “Rede auf Heinrich Mann”
Thus speaks the scarlet judge: “Why did this criminal murder? After all, he wanted to rob.” But I say unto you: his soul thirsted not for robbery but for blood: he thirsted for the pleasure of the knife [nach dem Glück des Messers]! —Nietzsche, Thus Spoke Zarathustra1
Je suis la plaie et le couteau! Je suis le soufflet et la joue! Je suis les members et la roue, Et la victime et le bourreau! —Charles Baudelaire, “Heautontimoroumenos”2
Nothing would be more useful or more to be promoted than a thoroughgoing Nihilism of the deed [. . .]
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Problem: with what kind of means could one achieve a severe form of great contagious nihilism: one, which, with scientific conscientiousness, teaches and practices voluntary death . . . (and not a feeble, vegetating living on in expectation of a false afterlife—) One cannot sufficiently condemn Christianity because it devalued the value of such a great purifying nihilistic movement, as was perhaps already in formation, through the idea of the immortal private person: likewise through the hope of resurrection: in short, always through continual deterrence of the deed of nihilism, which is suicide . . . It substituted slow suicide; gradually a petty poor but enduring life; gradually an entirely commonplace bourgeois mediocre life, etc. —Nietzsche (KSA 13: 221–22; early 1888)3
The criminal of criminals is the philosopher. —Nietzsche's (KSA 6: 254; September 30, 1888)
Crime or miracle: a complete man. —Max Ernst4
The Exhibition In the chiaroscuro of my epigraphs, I read our anthology’s title—Nietzsche's. Nihilism and the Philosophy of the Future—as provocation to rethink three signifiers: “Nietzsche,” “Rhetoric,” “Nihilism,” These I transcode into Nietzsche’s own words: “Nietzsche” is “every name in history,” “Rhetoric” is “every style,” “Nihilism” is “everything is permitted.” The latter permits being “every name” and deploying “every style” but in each case selectively: “every style” reduces to exo/esotericism; “every name” reduces to the names of God and of two human murderers of women. For exhibition purposes, it is expedient to treat each signifier—Nietzsche, Rhetoric, Nihilism—as a separate category.5 In fact, however, as we will hear Nietzsche only implying—and this will be my exhibit—all three transcoded signifiers are fused into one “eccentricity” or “contagion” emanating from what he also calls “my centrum,” which is designed to be unreadable and lethal. Being one of Nietzsche’s infinite names, it is my great pleasure to read Nietzsche’s last (ostensibly insane) letter to infiltrate my Trojan Horse into his “my centrum.”
No Future The quasi-Wagnerian term “philosophy of the future” (Zukunftsmusik: Zukunftsphilosophie) cannot be at ultimate stake in this anthology. (Zukunftsphilologie
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never existed.) Regarding the future, it is true that Nietzsche is the greatest recent practitioner of what Leo Strauss identified as a distinguishing feature of modern (as opposed to classical) writing beginning with Machiavelli. Nietzsche is a writer who “begins a war against the established order—a new war in a new land against a new enemy of the highest possible reputation,” but who is “a captain without an army,” who “must recruit his army [. . .] only by means of books,” and who therefore addresses less his contemporaries than posterity (Strauss 1958, p. 154; 1959, pp. 45–6). On the German wing of this long front, Nietzsche arrives midway between Heinrich von Kleist, who said “I bow down before someone to come in a millennium” (Kleist 1978, 4: 16), and Martin Heidegger, who adopts Kleist’s future as his own (see Heidegger 1988, p. 76). Only apparently more modest, in Nietzsche’s rhetoric of prolepsis, “To explode into flame after 300 years—is my desire for fame” (KSA 10: 191; November 1882–February 1883). Nietzsche concludes the Preface to On the Genealogy of Morals: A Polemic (1887)—which will decipher “the entire, long, hard-todecipher hieroglyphic writing of man’s moral past”—with another litotes: “it will be some time before my writings will be ‘readable’” (KSA 5: 254, 256; GM “Preface” 7, 8). On the other hand, however, Eternal Recurrence renders any absolute distinction between past, present, and future moot (“300 years” or “some time” being a miniscule fraction of that recurrence). We are always already inside Nietzsche’s forever “untimely” and nihilistic “philosophy of the future.” We are his corps/e (see Waite 1998).
Problematic Centrum, Double Rhetoric, Political Philology Notwithstanding all apparent controversy, there exists a largely unacknowledged consensus about who Nietzsche was and even about the various significations he gives “nihilism.” This consensus constitutes a problématique, that is, an interrogative structure in which we give correct answers to the wrong question. Any problématique “is centred on the absence of problems and concepts [. . .] as much as their presence,” and so demands “symptomatic reading” (Brewster 1970, pp. 253–54).6 My philological problem: How to read the centred absence that Nietzsche calls “my centrum?” In order to promote his “severe form of great contagious nihilism,” philologist Nietzsche must “fight over words” because “in political, ideological and philosophical struggle, the words are also weapons, explosives or tranquillizers and poisons” (Althusser 2001, p. 9). In Nietzsche’s sibylline variant—that of the self-described “hermit”—”every philosophy also hides a mask; every opinion is also a hiding place, every word also a mask” (KSA 5: 233, 234; BGE 289). Hermits or not, we too must fight over words—with
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or against Nietzsche but without knowing exactly who he is behind or facing his mask. My tactic, here, is to infiltrate with my political philology Nietzsche’s last letter, written on January 5, 1888, to Jakob Burckhardt, in which Nietzsche avows that he is “every name in history” (SB 8: 578). Like Eternal Recurrence, this avowal collapses past, present, and future—rendering it virtually impossible to know whether we are fighting against or with him. For this reason, I regard Nietzsche’s avowal as a crucial statement of his nihilism. I adapt the term “political philology” from Antonio Gramsci, in his spirit if not precise letter.7 A version of this philology I locate already in Nietzsche’s own practice when he says he has mastered “every style” (KSA 6: 304; EH “Books” 4). Nietzsche’s and my political ends are perhaps radically opposed, though apodictic certainty appears impossible. It is too often forgotten that Nietzsche trained not as philosopher but as philologist.8 His published Leipzig University dissertation, De Fontibus Diogenis Laertius (1869), probes the sources of the often-contaminated texts attributed to the pre-Platonic philosophers, on whom he immediately begins lecturing upon arrival at Basel University in 1869. Philology continues to inform all his work: most extensively and explicitly in his late text, On the Genealogy of Morals, but also, I argue, most implicitly and profoundly in his last letter. My own exhibition will remain problematic because, as Nietzsche rightly stresses in a notebook in early 1888, we today “lack philology” (KSA 13: 460). This perhaps irreparable lacuna is “for the finer intellect a lack of cleanliness” because “one constantly mistakes the interpretation for the text—and what an ‘interpretation’!” (ibid., 456). In logico-rhetorical terms, a problématique is a form of enthymeme (within + mind) or “practical syllogism” (Aristotle), a statement in which one premise is not explicitly stated, suppressed to have more or less subliminal—thus maximally efficacious—perlocutionary force. As Roland Barthes acutely notes in L’Aventure sémiologique (1985), the enthymeme’s “conclusion is a decisional act”: The major premise is occupied by a current maxim (eikos); in the minor premise, the agent (myself, for instance) notes that he finds himself in the situation covered by the major premise; he concludes by a decision of conduct. How does it happen, then, that the conclusion so often contradicts the major premise, and that the action resists knowledge? It is because, very often, there is a deviation from the minor premise: the minor premise surreptitiously implies another major premise. (Barthes 1988, p. 63, emphasis added [hereafter indicated by “em”])9 In agent Nietzsche’s rhetoric, the suppressed major premise is “my centrum.” On January 3, 1888, a year before his breakdown in Turin, Nietzsche writes Paul Deussen (his old classmate at Schulpforta and now a leading translator of the
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Indic Vedas) to remark that the German critics who have just begun reading his work are characterizing it in pejorative medical terms as “‘eccentric,’ ‘pathological,’ ‘psychiatric,’ et hoc genus omne.” However, Nietzsche continued, These gentlemen, who have no clue about my centrum, about the great passion in the service of which I live, will have difficulty casting a glance where I previously have been outside my centrum, where I was really “eccentric.” (SB 8: 221) Latin centrum signifies the stationary point of a compass or any circle (or a hard knot in wood, a precious stone in the interior of an encasing rock, and so on). As philologist Nietzsche knows, however, centrum derives from Greek κεντρον. Kentron originally designated: the sharp point of a spear; the sharp point of a tool or torture instrument; a symbol of sovereignty; and an animal quill usable for writing. Nietzsche (like Heidegger after him) views Latin as the inception of an ongoing trajectory of euphemization away from original Greek significations—not merely ancient but, I stress, archaic. Some Roman writers (notably Cicero) still use centrum as if it retained the original Greek meaning. However, this transitional moment is less significant than the general tendency of Latin to convert what had been the specifically military terminology of stratagems into epistemological terminology.10 Thus, for example, a key Greek word for trickery, δολος, became in Latin dolus but also error. The Homeric Trojan Horse was a strategic dolos (Odyssey 8: 494; Iliad 6: 187–89), whereas Virgil’s Trojan Horse was an error in the same sense (Æneid 2: 48, 152; see further Wheeler 1988, pp. 30, 85). Nietzsche’s “centrum” is thus in effect the Trojan Horse in all our “interpretations” of his writing. Yet, I can reciprocate with a Trojan Horse of my own. The original signification of kentron as the point of a spear is homologous with German “Ort” (place). It derives from Germanic *uzda, also the point of a spear. This is noted by Heidegger, who also sees its etymological trace in “interpretation” as Erörterung (Heidegger 1959, p. 37).11 At stake (quite literally) in Nietzsche’s “my centrum”—and hence in the interpretation of both—is an allusion to the archaic practice of using the weapons of a defeated enemy to mark out the ground plan for a monument to victory or a fortification to defend and from which to attack. When Nietzsche writes in 1888 that his would-be pathologist-interpreters are overlooking both his “centrum” and his “eccentricity” to it, he accordingly has things quite violent in mind: his weapon, his symbol of sovereignty, and his writing instrument.12 In mid-November 1888, Nietzsche avidly reads ubiquitous newspaper reports about Prado and Chambige, both labeled “nihilists” in the press, and who he implies in his last letter are the most significant for “Nietzsche” being “every name in history.”13 Prado and Chambige are murderers of women, following the dictum that “everything is permitted,” and thus
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murder must be at the core of Nietzsche’s kentron. At just this time, Nietzsche drafts a letter to his sister, Elisabeth Förster-Nietzsche: What I have to do is terrible [furchtbar], in every sense of the word: I challenge not individuals, I challenge humanity as a whole with my horrific [entsetzlichen] accusation; no matter how the decision may fall, for me or against me, in any case an unspeakable amount of disaster [or destiny: Verhängniß] adheres to my name . . . (SB 8: 474) Nietzsche may well decide not to send this letter. In 1884, however, he has already warned the former “1848er” Malwida von Meysenbug that: I have things on my conscience that are a hundred times heavier to bear than la bêtise humaine. It is possible that for all humanity I am a disaster, the disaster [Verhängniß]—and consequently it is very possible that I will one day become silent out of love for humanity!!! (SB 6: 490) In both letters, Nietzsche symptomatically silences the precise content of his kentron, except to aver that it exists and that it intends some terrible and horrific act, challenge, provocation, destiny, or disaster. In fine, Nietzsche qua God aims “to break the history of humanity in two.”14 This aim may sound mad (or at least like mad rhetoric) today. But this problématique is archaic, and it is at least double. On the one side, “whom the gods destroy they make mad” (see Padel 1995; and Montiglio 2005); on the other side, however, among Nietzsche’s own infinite names are those of gods, notably the demigods Jesus and/or Dionysus, indeed of God simply. Gods traditionally count as among the very highest values, and one of Nietzsche’s definitions of nihilism is “the highest values devaluate themselves” (KSA 12: 350; WP 2; em). Nietzsche’s rhetoric is thus nothing if not self-reflexive. Moreover, it is tautological.15 Tautologies ultimately derive from the sentence “God is God” (“I am that/ what/who I am/was/will be,” etc.). As Stanislas Breton shows in Philosophie buissonnière, exactly one century later, “the name of God is a veritable bomb” due to “the rapport that unites violence and monotheism” (Breton 1989, pp. 135, 136). Nietzsche’s kentron is intended to be violent: suicidal-and-murderous. Nietzsche’s aim “to break humanity in two” is also not as mad as it sounds today if, as Socrates says, “in reality the greatest blessings come to us through mania [maniaς], when sent as a gift of the gods [dosei didomenhς]” (Phædrus 244a). (The fact that God or gods were dead, before Nietzsche-God, changes nothing in Eternal Recurrence.) In Heidegger’s echoing dictum, merely “‘philosophizing’ about being shattered is separated by a chasm from a thinking that is shattering” (1967, p. 174; em). Like Heidegger, Nietzsche rarely talks about anything, and definitively not when he is shattered-and-shattering.16 As Shoshana Felman shows in Writing and Madness (1978), the difference
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between merely speaking about madness and speaking madness is equivalent to the difference between grammar and rhetoric (see Felman 1985, pp. 12–13). Nietzsche’s rhetoric retrofits several archaic Greek terms. Intimately related to his “centrum” or kentron is meson (middle, centre). Meson is lucidly analyzed by Marcel Detienne in Les Maîtres de vérité dans la grèce archaïque (1967), and I view Nietzsche as a latter-day master of truth. After combat, the spoils of war are distributed on the battlefield to the victors “in the middle [eς meson etqhke]” (cit. Detienne 1996, p. 90). Meson also designates the location where a speaker must stand to speak “in the middle of the assembly [sth de meshi agorhi]” (cit. ibid., p. 95) on the battlefield or elsewhere. His is then “efficacious speaking [krainein].” Krainein is the originary form of what we now euphemistically demilitarize as “performative speech act.” “Once articulated, this kind of speech becomes power, force, action” (ibid., p. 71). It predates by millennia the dialogic or dialectic way of speaking in the merely ancient Greek democratic polis, which delivers “the death blow for efficacious speech” (ibid., p. 105).17 This archaic magicoreligious speech is above all efficacious, but its particular kind of religious power comprises other aspects as well. First, such speech is indistinguishable from action; at this level, nothing separates speech from action. Furthermore, magicoreligious speech is not subject to temporality and is “pronounced in the absolute present” (Detienne 1996, p. 74). For this reason, krainein is an aspect of the rhetoric most appropriate to express Nietzsche’s Eternal Return. I am also suggesting that his meson or kentron— “the great passion in the service of which I live”—is indeed, as he implied to Deussen, going to be unreadable to his readers, including those deeming him pathologically mad. For, as noted by Detienne, “the master of truth is also a master of deception” (ibid., p. 86; em). According to Plato, Philebus 58a–b, reporting a remark made by Gorgias, the power of the logos over the soul it is persuading is certainly that of a master over a slave; the only difference is that the soul is reduced to slavery by the mysterious constraint exercised through consent rather than force. (Ibid., p. 194, n.84; em) Recalling Nietzsche’s own word, this constraint is “voluntary”—whether the resulting “deed of nihilism” is suicide, as he says, or murder, as he silently implies. What further problematizes the relation between the terms “Nietzsche” and “nihilism” or any other key term—no matter how defined—is Nietzsche’s deployment of a unique form of the ancient art of so-called double rhetoric, that is, his retrofit of transhistorical (never ahistorical) exoteric-cum-esoteric expression. The term “esoteric” derives from the “circle” or rather kentron around the
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Pythagoras who is rumored to order disobedient members of his “acousmatic” corps executed (see Allman 1889, p. 43; further Porush 1996, pp. 111–13). Among two or three of the most important discussions of Nietzsche’s “double rhetoric” is the work of Stanley Rosen (esp. 1989 and 1995).18 Of course, this rhetoric long predates Nietzsche. Consider, for example, Spinoza’s “dual language” (see Yovel 1989, pp. 28–39, but esp. Zweerman 1993)—let alone Plato’s Epistle VII. But whereas Rosen locates content in both the esoteric and the exoteric sides of Nietzsche’s double rhetoric, I maintain that Nietzsche’s kentron is a formal principle with lethal intent. Rosen is correct to say that “whereas Nietzsche associates the rejection of the natural order of rank with nihilism” (referring to The Will to Power), “Nietzsche also teaches at all stages of his thought that ‘the total character of the world is . . . in all eternity chaos’” (citing The Gay Science). The latter teaching leads Rosen to posit the content of “Nietzsche’s esoteric or deeper teaching.” For Rosen, Nietzsche’s “exoteric” or “lower” teaching is “the recommendation to return to the cruel creativity of the Renaissance city-state or to the polis of Homer (more generally, pre-Socratic) Greece” (Rosen 1989, p. 197).19 (In other words, Nietzsche’s double rhetoric constitutes a complete political ontology.) According to Rosen, the content of Nietzsche’s “esoteric or deeper teaching” is the following: “Since what the traditional philosophers call Being or nature is in fact chaos, there is no eternal impediment to human creativity, or more bluntly put, to the will to power” (Rosen 1989, p. 197). By contrast, I fail to see any real or efficacious distinction for Nietzsche between cruel (political) creativity and either the (ontological) cruelty within chaos or any form of creativity within Will to Power, which is always as destructive as it is creative. Rosen also refers to “the inconsistencies in Nietzsche’s exoteric teaching, taking it apart from the esoteric teaching” (ibid., p. 198, n. 21). On my view, however, these cannot be taken apart in Nietzsche or when interpreting him. It is precisely because his double rhetoric disallows the assignation of any content that it is, in this sense, nihilistic. Again, I emphatically stress that both his unreadable kentron and wherever it is “really eccentric” are intended to be lethal. However, neither the centripetal nor the centrifugal force is ultimately any more esoteric or any more exoteric than is the other. I do concur with Rosen that, “as is shown by his defence of courage in the face of our insight into chaos, Nietzsche never reduces nobility to an image of chaos. Rather he insists upon the truth of chaos in order to sustain nobility” (Rosen 1980, p. 200). But this is because, as Pierre Klossowski and Gilles Deleuze have long shown, Eternal Return “is essentially selective, selective par excellence” (Deleuze 1967, p. 284). The reason Zarathustra recovers from his initially horrific encounter with Eternal Return (i.e., that we “last men” of communism will also repeatedly return) is that Zarathustra “finally understands what is unequal and the selection in the eternal return” and that “essentially the unequal, the different is the true rationale for the eternal return” (Deleuze 1967, p. 284). In other words, Zarathustra simultaneously affirms ontological and political inequality. Call it “nobility,” if you will, because Nietzsche’s double
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rhetoric is indeed selective. This is why he can be “every name in history” and yet prefer being “Prado” and “Chambige,” can deploy “every style,” yet prefer exo/esotericism. Like Eternal Recurrence, “everything is permitted” demands selectivity. To be more precise, the ultimate consequence is not that Nietzsche’s interlocutors or readers can never be confident about what Nietzsche “really meant.” To the contrary, in their problématique they think they know all too well. This is exactly the rhetorical or perlocutionary effect Nietzsche wanted and achieved. This is why the phenomenon of “Nietzscheanism” has long been so evenly distributed (albeit changing in response to whatever conjuncture) across any conventional ideological spectrum. There have always been and always will be Nietzscheans on the “Right,” the “Middle,” the “Left,” just as there is nihilism on all these fronts. However, due to his kentron and meson, of these three, the “Middle” is usually most efficacious. Regarding Nietzsche’s meson, consider two theses in Gramsci’s Prison Notebooks (sometimes in close proximity). First, Russian nihilism (as Nietzsche encounters it in Turgenev and later in Dostoevsky) is a “party of the middle” because it is exploited by both the Right and the Left (Gramsci 1975, 14[3]).20 “Anarchism is bourgeois philosophy turned inside out” (Lenin 1973, p. 48). Second, the growing phenomenon of Nietzscheanism is in effect also a party of the middle inasmuch as it is a consequence, simultaneously, of both “popular literature” (e.g., Montecristo in Dumas, Vautrin and Rastignac in Balzac, and so on) and Nietzsche’s higher philosophizing (Gramsci 1975, 14[4]). Moreover, popular literature also deeply affects Nietzsche himself, as can be seen in his last letter with his reference not only to Alphonse Daudet’s recently published novel L’Immortel (1888)—in which the main protagonist commits suicide—but also to the murderers Chambige and Prado, whose cases Nietzsche is following minutely in Le Figaro and in the feuilletons of other journals, one of which (L’Illustration) has serialized L’Immortel earlier that year. According to my political philology, nihilism, Nietzsche, and Nietzscheans (beginning with early ones) thus all fall under the “laws” identified by the Russian Formalists as “carnivalization” (Mihhail Bakhtin) and “the canonization of the junior branch” (Viktor Shklovsky) (see Bennett 1979). This law prescribes that popular culture—notably feuilleton journalism, vaudeville, and, in the case of Dostoevsky’s novels, detective fiction—must be periodically elevated into the “canon” before being reciprocally returned to the “junior branch.” Nietzsche is fascinated, from the several newspapers he is reading in Turin, by “the literary crime” in which criminals are accused of having murdered as a result of reading both popular and canonical literature.21 Stendhal, Nietzsche’s ally in double rhetoric, is often being mentioned in the press as complicit in this crime.22 Finally, this Formalist “law” is how Nietzsche’s selfdescribed “promotion” of the “severe form of great contagious nihilism” subsequently has affected a vast array of popular literature, music, and cinema
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but also of murderers.23 Whether Nietzsche administers this law consciously or unconsciously is indeterminable because the question does not matter insofar as it is, precisely, a law.
Truth as Combat It is also simply not true that Nietzsche’s double rhetoric renders any articulation of his name with nihilism indeterminable. Nietzsche’s double rhetoric produces every possible articulation in decisive, ultimately mortal combat. This combat takes place on two major fronts: within “Nietzsche” qua “every name in history;” and within and among us. In Maurice Blanchot’s words, “that Nietzsche’s thought is dangerous, is certainly true. He is the first to teach us this: if you begin to think, then you can hope for no rest” (Blanchot 1995, p. 128). For, in the aforementioned words of Terentius, “Homo sum, humani nil a me alienum puto.” I follow Georges Bataille: “One cannot hear [or understand: entendu] one word in Nietzsche’s corpus without experiencing that dazzling dissolution into totality” (Bataille 1945, p. 26). In 1894, Lou AndreasSalomé wrote that “during his last philosophical mysticism, Nietzsche slowly sinks into a final solitude into whose silence we can no longer follow him” (Andreas-Salomé 2000, p. 41). Today, qua his corps/e, we have no choice but to take this dangerous plunge into his totality. One thing not to be feared in Nietzsche is the specter of nihilism qua relativism. Any appearance to the contrary, Nietzsche and his rhetoric of nihilism are not relativist because they have their kentron. Adopting Cornell West’s terms, we could say that Nietzsche’s is “an extreme nihilism” that “denies even relativistic moral claims” (West 1991, p. 6). I prefer Heidegger’s terms, in 1934: “from the sentence ‘there is no absolute truth’ it does not follow that the sentence itself is absolutely true; it is only true for us [wahr für uns]” (Heidegger 1998, p. 80; em).24 However, Heidegger immediately rejects the commonsensical assumption that he is promoting relativism—not if it entails pacifism. Contrary to the “common opinion that philosophy must, as the highest science, be free of standpoint [standpunktsfrei].” Heidegger continues, “there must be a standpoint, without a standpoint one cannot stand. It is not a matter of freedom of standpoint, but rather a matter of fighting for a standpoint. It is a matter of a standpointdecision [Standpunktsentscheidung]” (Heidegger 1998, p. 80). Nietzsche’s standpoint is his kentron, meson, Ort—his broadcast central, his command centre, his battle station. It is “the great passion in the service of which I live.” In the seminal theological formulation of Karl Barth, “one can only understand [Verstehen] that for which one stands [steht]” (cit. Burnett 2004, pp. 112, 288). Blasphemously substituting the name “Nietzsche” for Barth’s “St. Paul” (another of Nietzsche’s names), I hijack Barth to say: “Our questions are, when we rightly understand ourselves, the questions of Nietzsche, and the answers of
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Nietzsche must, when their light illuminates us, be our answers” (cf. Barth 2005, p. xi).25 My provocation in this problématique is twofold: on the one side, it is we who are interpolated as agents among all Nietzsche’s names in history; on the other side, we are called upon to select under which banner of which chosen name or names to fight. “It is fundamentally the problem of all philosophical (and political and military problems): to know how to get out of a circle while remaining inside it” (Althusser 1994, p. 352). Yet, the brute fact that we are Nietzsche’s corps/e and that nihilism is not something “out there” but “in us,” does not mean that we must accept his rhetoric of nihilism and its effects as our own without a fight, without introducing my own Trojan Horse within his kentron.
“Every Style” (Double Rhetoric) With regard to the proper or improper name “Nietzsche,” I have been following Pierre Klossowski, reading as exemplary Nietzsche’s affirmation (in his last letter, written just before his irrevocable break on January 6, 1889): “What is disconcerting and strains my modesty is that I am fundamentally every name in history [Was unangenehm ist und meiner Bescheidenheit zusetzt, ist, daß im Grunde jeder Name in der Geschichte ich bin]” (SB 8: 578). Nietzsche means every name— past, present, future—and therefore he means to deploy “every style” in history. In Ecce homo: How One Becomes What One Is (1888), Nietzsche writes: A general remark immediately about my art of style. To communicate a state, an inner tension of pathos, through signs, including the tempo of these signs—that is the sense of every style; and, considering that the multiplicity of inner states is exceptional in my case, there are for me many possibilities of style—the most multifarious art of style that any man has ever had at his disposal. Good is any style that really communicates an inner state, which does not adopt the false notes, tempo of signs, gestures—all the laws of the long period are the art of gestures. My instinct here is infallible. (KSA 6: 304; EH “Books” 4; emphases modified.)26 In “L’ancienne rhétorique: aide-mémoire” (1970), Barthes remarks (without reference to Nietzsche) that the rhetoric “prevalent in the West from the fifth century B.C. to the nineteenth century A.D.” was comprised of nothing less than six elements: a technique of persuasion; a teaching (verbal and later in writing); a science of classification (of tropes and figures); an ethics (the supervision— the permission and limitation—of the “‘derivations’ of emotive language”); a social practice (“that privileged technique [. . .] which permits the ruling classes to gain ownership of speech”); and a ludic practice (“since all these practices
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constituted a formidable [. . .] institutional system, it was only natural that a mockery of rhetoric should develop, a ‘black’ rhetoric [suspicions, contempt, ironies]: games, parodies, erotic or obscene allusions [. . .]”) (Barthes 1988, pp. 12–14). Nietzsche’s rhetoric clearly combines all these elements but essentially as his unique double, exo/esoteric rhetoric: the fluid reciprocity between his black kentron and its resulting chiaroscuro “eccentricity.” Elsewhere, in Le plaisir du texte (1973), Barthes makes an equally pertinent observation: In antiquity, rhetoric included a section which is forgotten, censored by classical commentators: the actio, a group of formulae designed to allow for the corporeal exteriorization of discourse: it deals with a theatre of expression, the actor-orator “expressing” his indignation, his compassion, etc. (Barthes 1975, p. 66) Barthes contrasts actio with what he calls “writing aloud,” which “is not expressive” inasmuch as it is carried not by dramatic inflections, subtle stresses, sympathetic accents, but by the grain of the voice. [. . .] What it searches for [. . .] are the pulsional incidents, the language lined with flesh, a text where we can hear the grain of the throat, the patina of consonants, the voluptuousness of vowels, a whole carnal stereophony: the articulation of the body, of the tongue, not that of meaning, of language. (ibid., pp. 66–7) I am suggesting, however, that Nietzsche’s untranslatable double rhetoric or “art of style” fuses ancient actio with Barthean writing aloud. This explains Nietzsche’s enormous subliminal perlocutionary effect and suggests the central place of letter writing in his corpus, since it is in this aspect of his kentron that his actio writes aloud to a living body or to his and our corps/e. The Neo-Kantian Hans Vaihinger (who knows whereof he speaks), is almost correct to note in 1902 that “Nietzsche controlled the entire equipment of antique and modern rhetoric and stylistics” (Vaihinger 2002, p. 12; em). But we must not overlook the double rhetoric, the exoteric-cum-esoteric. Even though we cannot know its precise kentron, we must recognize that it exists and that Nietzsche intended it to be lethal. In his penultimate letter to August Strindberg (December 8, 1888), in which Nietzsche avows he is “strong enough to break the history of humanity in two pieces,” he remarks that his Ecce homo “is written among other things in the ‘Prado’-Style,” and that the recently executed murderer Prado “was superior to his lawyers, and even judges, through his self-control, esprit, and hubris” (SB 8: 509, 508)—Ecce homo Nietzsche aka Prado, whom Nietzsche will inform Burckhardt is “a decent criminal.”
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“Everything is permitted” (Murder) A commonplace begins Stanley Rosen’s Nihilism (1969): Nietzsche defines nihilism as the situation which obtains when “everything is permitted.” If everything is permitted, then it makes no difference what we do, and so nothing is worth anything. (p. xiii) To which Rosen adds, “what seem to be various forms of nihilism in fact reduce finally to just one form,” which must ultimately be “silence” since Rosen’s book is “a defence of reason” (Rosen 1969, pp. xiii, xiv). But this single form, for Rosen, apparently does not include Nietzsche’s specific rhetoric of silence (sigetics), let alone his kentron.27 Closer to Nietzsche-God’s own perspective (though not to his sigetics or kentron), notably in the final days in Turin, is the following remark by Gilles Deleuze: One must not say, “If God does not exist, everything is permitted.” It is just to the contrary. It is with God that everything is permitted. Not only morally, because violences and infamies always find a holy justification. But aesthetically, in a much more important way, because the divine Figures are animated by a free creative work, by a fantasy that permits everything. (Deleuze 2002, p. 18) Prima facie, Rosen’s definition of Nietzsche’s nihilism is obviously soberer than Deleuze’s critique—commonsensical even. Since another of Nietzsche’s definitions of nihilism, as noted earlier, is “the highest values devaluate themselves,” these previous values obviously once included the dictum that some things are permitted, others not. In any case, “the reason for certain prohibitions is obvious” if “there is no culture that does not prohibit violence among those who live together” (Girard 1987, p. 10), though Nietzsche would have laughed. Albert Camus’s famous rejoinder to Nietzsche and to Dostoevsky was that “a profounder logic replaces the ‘if nothing is true, everything is permitted’ [. . .] by ‘if nothing is true, nothing is permitted,’” though Camus thought, very wrongly, that “with Nietzsche, rebellion ends in asceticism” (Camus 1954, p. 71). Moreover, introducing Nietzsche’s statement with a hypothetical—“if nothing is true, everything is permitted”—suggests the possibility (nay, fact) that, pace Camus (and Rosen inter alia), Nietzsche himself does not think that nothing is true and that, therefore, everything (or nothing) is permitted. In Nietzsche’s “centrum” and “eccentricity” some things are true, namely: that he promotes “a severe form of great contagious nihilism,” that he is “breaking humanity in two,” that he writes in “every style,” and that he is God and “every name in history.” Rosen (1969, p. xiii) does not provide his referent in Nietzsche for the statement “everything is permitted,” making it appear that Nietzsche is speaking in
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propria persona.28 Nietzsche always places the statement in quotation marks. It occurs four times in his extant corpus, two of which are crucial.29 The first is entirely negative, the second positive and decisive. In Thus Spoke Zarathustra: A Book for Everybody and No One, the phrase “nothing is true, everything is permitted” is spoken not by Zarathustra himself, let alone by Nietzsche, but by Zarathustra’s Shadow, to whose entire speech Zarathustra responds “with sadness” because his Shadow has thus “lost the goal” (KSA 4: 340, “The Shadow”; em; also 341). This is the most damning condemnation Zarathustra can utter. Their exchange occurs in the fourth volume of Thus Spoke Zarathustra, which Nietzsche wrote in early 1885 but immediately ordered withdrawn from bookstores and further publication. When Nietzsche states “everything is permitted” in his writing for the public, it is for the first and last time in 1887 in On the Genealogy of Morals, where it is explicitly implicated with assassination. This is the passage at once closest to and most “eccentric” from his kentron: When the Christian crusaders in the Orient encountered the invincible Assassin-Order, that Free-Spirit-Order par excellence, whose lowest rank lived in an obedience the like of which no Monk-Order had attained, they obtained in whatever way also a hint about that symbol and shibboleth-word [Kerbholz-Wort]30 which was reserved for the highest ranks alone as their Secretum: “Nothing is true, Everything is permitted.” . . . Well now, that was Freedom of spirit, with that the faith in truth itself was abrogated. (KSA 5: 399; GM III: 24)31 In this passage, the phrase “nothing is true, everything is permitted,” even though still in quotation marks, embraces Nietzsche’s own published opinions on such matters as promoting highest rank, secrecy, freedom of spirit, and the abrogation of the faith in truth itself. — In fine, the root of terrorism. Nietzsche is correct in attributing the phrase to the Assassin-Order, whose “nothing is true, everything is permitted” has been recently described (without reference to Nietzsche) as “the first line in the canon of the secret tradition, a nihilist catchphrase, an entry into negation, a utopianism, a shibboleth” (Marcus 1989, p. 442). The phrase is commonly attributed to Hassan i Sabbah II, Old Man of the Mountain, the twelfth-century leader of the cult of Ismailians in Persia and/or to his Gnostic disciple, Rashid al-Din Sinan, another Old Man of the Mountain and the leader of the historical Assassins (see, e.g., Debord 1978, pp. 224–5)—all on the home turf of Zoroaster-Zarathustra, as well as that of the Islamic world (see Lewis 2003). Therefore, Nietzsche would immediately recognize, as most readers in his problématique do not, that “everything is permitted” is, in rhetorical terms, a censoring euphemism, that is, the paradox of “unrecognizable, socially recognized violence,” part of “the official truth produced by the collective work of euphemization” (Bourdieu 1977, pp. 191, 196). Specifically, “everything is
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permitted” is a euphemism for fear of death, in the double sense of the fear of being-killed-and-killing others. “Fear of death” has a long tradition but it is also specifically bourgeois—not in an economic sense stricto sensu but in a Nietzschean sense, the philosophical sense that dates from Rousseau or, more precisely, from the tradition into which both he and Nietzsche intervene as combatants.32 In the formulation of Allan Bloom (who, however, is plagiarizing and euphemizing Carl Schmitt): Now, who, according to Rousseau, is the bourgeois? Most simply, following Hegel’s formula, he is the man motivated by fear of violent death, the man whose primary concern is self-preservation or, according to Locke’s correction of Hobbes, comfortable self-preservation. Or, to describe the inner workings of his soul, he is the man who, when dealing with others, thinks only of himself, and on the other hand, in his understanding of himself, thinks only of others. (Bloom 1979, p. 5)33 On this definition, Nietzsche remains resolutely antibourgeois, as we heard him avow in early 1888 when he promotes “the thoroughgoing nihilism of the deed,” that is, the desired “voluntary” suicide by the “bourgeois.” Nietzsche never really fears his own death, is hardly opposed to suicide, and occasionally contemplates killing himself. The divine act of “breaking the history of humanity in two pieces” entails killing others, as when Nietzsche orders “all anti-Semites shot” or “eradicated” in 1888/89. As he had stressed already in 1882/1883, while writing the first part of Thus Spoke Zarathustra: “The decision. There will have to be countless victims [or offerings, sacrifices: Opfer]. An Attempt” (KSA 10: 185). Nietzsche would prefer to assassinate the “bourgeois” or “last man” rather than let him live, even though both these men and Nietzsche must return eternally to be assassinated or to assassinate. Given the current historical conjuncture, however, Nietzsche would much prefer that these men (including most of us, especially communists) commit suicide. No matter what, Nietzsche is free of the fear of death in both senses—being killed and killing—indeed is free simpliciter. For, according to Spinoza’s ethics qua “logic of war” (Albiac 1997, pp. 138–41), “a free man thinks of nothing less than of death, and his wisdom is a meditation on life, not on death” (Spinoza 1925, vol. 2, p. 262). In Nietzsche’s more explicitly militant ethics in Twilight of the Idols or How One Philosophizes with the Hammer (1888), “The free man is warrior” (KSA 6: 140; TI “Skirmishes” 38). When Nietzsche encounters nihilism in its most powerful literary form it is in Dostoevsky’s Demons (Bési 1872), which Nietzsche reads in French translation in late 1887 and early 1888, and in Turgenev’s Fathers and Sons (or Fathers and Children: Ottsy i deti 1862), which Nietzsche also reads in French translation albeit much earlier, in June 1873. This is during the time he is dictating to Carl von Gersdorff the subsequently purloined and seminal text “On Truth and Lie in the Extramoral Sense” (see Gersdorff and Nietzsche 1937, p. 63).
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(Andreas-Salomé knew Turgenev; apparently Turgenev and Nietzsche exchanged silent glances in the park in Baden-Baden in Spring 1875.)34 Nietzsche’s notes on Demons focus on that half of nihilism which entails suicide (see KSA 13: 141–79; 1887/1888; also KSA 14: 756–7).35 Nietzsche is aware that a protagonist, Pyotr Stepanovich Verkhovensky, is based on the nihilist assassin Sergey Nechayev and his revolutionary group “People’s Vengeance,” and whose erstwhile mentor, Mikhail Bakhunin, Nietzsche knows about from conversations with Richard Wagner, who had been inspired by Bakhunin in the 1848 Revolution (see KSA 7: 580–2; early 1873). Nietzsche’s last recorded reference by name to Dostoevsky, in early 1888, is his familiar praise of Dostoevsky (in opposition to Ernst Renan’s “vulgarity”) as the “only psychologist I know who has lived in the world where Christianity is possible, where a Christ can arise at any instant” (KSA 13: 409). In 1888/89, this Christ does indeed arise in Turin as “The Crucified,” among Nietzsche’s signed names.36 As we will see in a moment, Nietzsche’s reading of Turgenev’s Fathers and Sons focuses on that other half of nihilism which is killing others, though both lethal consequences of nihilism are on intimate terms. As Freud notes in “Mourning and Melancholia” (1917), “we have known for a long time that no neurotic nurtures suicidal intentions who does not turn them back from an impulse to murder others” (Freud 2005, p. 212). On November 10, 1887, Nietzsche says he would almost be at home in Paris, in those bi-monthly diners that the most clever and most sceptical band of Parisian spirits shared together (Sainte-Beuve, Flaubert, Th[éophile] Gautier, Taine, Rénan [sic], the Goncourts, Schérer, Gavarni, occasionally Turgenev, etc.). Exasperated pessimism, cynicism, nihilism, with much interchangeable exuberance and good humour; I myself would have belonged there not at all badly—I know these gentlemen by heart, so much that I really have my fill of them already. One must be more radical: with All of them what is fundamentally lacking is “the main thing—la force.” (SB 8: 192; to Heinrich Köselitz) With his last qualification, Nietzsche is chiding this group of (almost fellow) decadents for not practicing physical force. He is recalling from the “occasionally” attending Turgenev’s Fathers and Sons that “force” is precisely how the self-defined nihilist Basarov and his mouthpiece Arkady define “nihilism”— albeit in a conversation with Pavel Petrovich who wonders sarcastically if his young interlocutors are prepared really to exert force, as they indeed are not except in fiction. “We destroy because we’re a force,” Arkady observed. Pavel Petrovich looked at his nephew and smiled: “a fine thing force—without any content.” (Turgenev 2009, p. 42; em) Nietzsche smiles because he does not need content in his kentron.
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What Nietzsche doubtless rejects is what Russia understood by nihilism qua social movement, including feminism. In the words of Lev Deutsch, a leading Russian Marxist: By rejecting obsolete custom, by rising up against unreasonable opinions, concepts, and prejudices, and by rejecting authority and anything resembling it, nihilism set on its way the idea of the equality of all people without distinction. To nihilism, incidentally, Russia owes the well-known and remarkable fact that in our culturally deprived country, women began, earlier than in most civilized states, their surge toward higher education and equal rights— a fact which already has had enormous significance and which in the future will obviously play a great role in the fate of our country and even perhaps throughout the civilized world. (cit. Stites 2009, pp. 283–4) Compare Nietzsche: A declaration of war of the higher man against the masses is necessary! Everywhere mediocrity gathers to make itself master! Everything that makes soft, gentle, advantageous to the “Volk” or the “feminine” works to the advantage of suffrage universel, i.e., the rule of the lower people. But we want to practice all repressive measures and bring this entire economy (which in Europe begins with Christianity) to light and before the law. (KSA 11: 60; early 1884) For Nietzsche, “Christ and Anarchist is a perfect equation: their goal, their instinct directed at destruction” (KSA 6: 245; A 58). Reading Demons in 1887/1888, and penning an aphorism entitled “The Nihilist,” Nietzsche continues to define the nihilist in theologico-political terms: theologically, as consequence of “the emergence of Christianity”; politically, as “the typical Socialist-Doctrine”—both of which are nihilistic (as tertium quid) since each has “in the background of the rebellion, the explosion of a damned up repugnance against the ‘masters’” (KSA 13: 178).37 Nietzsche is hardly opposed to rebellion per se. We recall, however, that for Nietzsche nihilism is not just a revolutionary social movement in which “all is permitted,” which at this one moment in Eternal Return, he selects to loathe and to combat. Nihilism also requires using “every style” and being “every name in history.” This includes being the names of everybody, including people he loathes and must combat, including himself as one of these names. Homo sum, humani nil a me alienum puto.
“Every name in history” (Nietzsche and Us) On January 3, 1888, the day he completes his last text intended for publication, Dionysus-Dithyrambs, Nietzsche writes his last three letters to Cosima Wagner in
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Bayreuth, all unsigned.38 The most significant alludes to his being “every name in history.” To Princess Ariadne, my Love. It is an advantage that I am a man. But I have already lived among men and know everything that men can experience, from the lowest to the highest. I have been Buddha among the Indians, Dionysus in Greece,—Alexander and Caesar are my incarnations, the same goes for the poet of Shakespeare, Lord Bacon. Next, I was Voltaire and Napoleon, perhaps also Richard Wagner . . . This time however I come as the victorious Dionysus, who will make the world a feast day . . . Not that I would have much time . . . The heavens rejoice that I am here [or that I exist: daß ich da bin] . . . I have also hung on the cross . . . [unsigned] (SB 8: 572–3) Note the only qualification: “perhaps also Richard Wagner.” Perhaps, alas, he was. But who, exactly, is this Ariadne? The seventh of the nine dithyrambs, “Ariadne’s Lament,” concludes with Dionysus’s response to her: “Must one not first hate oneself when one is supposed to love oneself? . . . I am your labyrinth” (KSA 6: 401). One of his Dionysus-Dithyrambs concludes with the ultimate betrothal that he loves only “Eternity” (KSA 6: 405). In a version of her myth, Ariadne is killed by Artemis at Dionysus’ command or testimony (Odyssey 11: 324–5) after she elopes with Theseus, who has just followed her thread out of the labyrinth. In another version, Ariadne and Dionysus are married before eloping. In one version of her lethal desertion, “Theseus and Dionysus are obvious doubles” (Harrison 1962, p. 322, n.4). Consequently, it is insufficient to conclude that “Dionysus-Nietzsche [. . .] took Cosima-Ariadne away from Wagner-Theseus” (Heller 1980, p. 124). The signifier “Ariadne” derives, according to Carl Kerény, from Cretan-Greek arihagne (absolutely pure), and he suggests that “Ariadne” is an epithet signifying at once a prison containing at its centre death (the Minotaur) and a dance-ground (see Kerény 1976, p. 89). The latter kentron is the site of sacrificial rituals (see Harrison 1962, pp. 318–19). “The mythic women caused to wander by Dionysiac frenzy ruin their households and themselves. Dionysus drives women, not men, out of their houses and cities to wander in madness and kill” (Montiglio 2005, p. 17). For Ariadne-Cosima (or anyone) to be loved by Nietzsche-Dionysus, or to be married to him, is lethal, exactly as it is to be the lovers of Chambige and Prado. Just as Nietzsche deploys “every style,” so too “Nietzsche” is “every name in history” but now especially the names of God, the demigods Jesus and/or Dionysus, and two mortal murderers. The sacrificial practice specific to “the followers of Dionysus” is “the omophagia or eating of raw flesh” during a “hunting game” that involves “tearing the victim apart (diasparagmos [. . .]), and devouring its limbs raw” (Zaidman and Pantel 1992, p. 39).
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Nietzsche’s fascination with rituals of blood sacrifice, also in connection with marriage ceremonies, dates back to the half-year he spends in Sorrento from October 1876 to May 1877, during which time he takes the ferry to Capri. Here he has an extremely intense, visionary experience in the Grotto di Matrimonio (properly: Grotto di Mitromania or Matromania), which he records in 1878 in the notebook he entitles “Memorabilia.” He connects “Mithras—hope” to “Mithras-insanity,” calling both “the idyllic image of unconscious life” (KSA 8: 507). Emperor Tiberius (who has intrigued Nietzsche since 1868), celebrates his various weddings with sacrifices of animals (especially the bull: tauroctony) and humans, including, as Nietzsche apparently accepts, at least one adolescent boy (see further Leiris 1938). Moreover, all Mithraic temples (i.e., spaces in caves) depict the cosmos, that is, “Cosima.” Of Persian, Zoroastrian (Zarathustrian) origin, the Mithraic Mysteries (to which Nietzsche alludes in his remark to Burckhardt about practicing “magic” with Ariadne-Cosima), become popular in the Roman Empire in first to fourth century C. E. as the legions advance from Italy to Germania and beyond. Whether women are allowed to join as sacrificers or as sacrificed remains matter of academic debate (see David 2000). The scholar of Capri’s Blue or Mithras Grotto known to Nietzsche is Ferdinand Gregorovius (1821–91), the prolific historian of Italy and the Mediterranean and a friend of Nietzsche’s friend Malwida von Meysenbug, Nietzsche’s companion in Sorrento. In 1856, Gregorovius writes the following about the grotto. According to him, the locals in Capri say the temple was consecrated to Mithras not because the Persian sun-god was venerated in caves but because people found in this grotto one of those reliefs which depict the Mithraic sacrifice [. . .]. They show Mithras in Persian dress, kneeling in front of the bull into whose neck he plunges the sacrificial knife while snake, scorpion and dog are wounding the bull [. . .]. (Gregorovius 1856, pp. 360–1)39 Since Nietzsche is “every name in history,” he is the Ariadne-Cosima for whom he must harbor the wish to kill as does Dionysus himself. At least one mythical Dionysus is “officially feminized,” wearing the krotos or metra (a flowered, explicitly feminized dress) (Loraux 1995, p. 128).40 Philologist Nietzsche links the mitra to Mithras (etymologically from *mitra), supreme God of the Persians.41 In his last letter, Nietzsche’s allusion to being half-dressed or in négligé (from neglegere: to slight, insult; to overlook, disregard)—“a condition of decency” in meeting Burckhardt in Turin—intimates being halfway to murderous Dionysian transvestitism. When Nietzsche-Dionysus is having “all anti-Semites shot,” he is aiming at Cosima Wagner inasmuch as she is at least as ferociously anti-Semitic as Richard Wagner—her husband since 1870 and who Nietzsche only “perhaps was.” In
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same regard, Nietzsche will soon be aiming at his last correspondent, Jakob Burckhardt.42 More generally, he is aiming at any interpellated reader of his letter (Franz Overbeck is its second). As I have inferred from Freud, suicide and murder are lovers, when not identical. Therefore, Friedrich Nietzsche also aims at Friedrich Nietzsche.
Excursus: Prado and Chambige The international press in November and December 1888 is replete with reports of murders, murder trials, and the sentencing or executions of murderers. Most sensational, in those two months, are the vicious serial killings in London of women by “Jack the Ripper.” The Ripper has been only recently identified, superbly by Patricia Cornwall, as the German-born Walter Richard Sickert (1860–1942), arguably “the greatest British painter since Constable” (Cornwall 2002, p. 315), and another master of masks, disguises, and pseudonyms to escape detection and apprehension. Avidly reading the popular press, Nietzsche knows of the Ripper’s killings, not his identity. What Nietzsche does know especially well are two murderers of women close to home: Prado and Chambige with whom an eyewitness to his breakdown in Turin says he “identifies” (Pavia 1932). On January 5, 1888, Nietzsche writes his last letter to Burckhardt, his last letter to anybody. It includes this crucial passage: Naturally, I am in close contact with Figaro, and so that you get an idea of how harmless I can be, listen to my first two bad jokes:43 Do not take the Prado case too hard. I am Prado [. . .]. I wanted to give my Parisians, whom I love, a new concept—that of a decent criminal. I am also Chambige—also a decent criminal. (SB 8: 578) Widely reported in the European press, the murderer known as Prado has just been guillotined in Paris a week earlier on December 27, 1888.44 The execution is initially botched when the apparatus malfunctions and Prado’s ear and part of his face are sliced off. (The audience is huge, with Paul Gauguin sketching the execution; he just arrived in Paris from Arles where he has abandoned Van Gogh and his severed ear, gifted to a prostitute.) Prado has used a baffling number of pseudonyms, though not quite “every name in history,” most notably Count Louis-Frédéric de Linska de Castillon. Dubbed “the gentleman burglar” and “the nihilist” by the press, Prado robbed and stabbed to death the prostitute Marie Aguétant in 1866 but escaped capture. (Prado’s victim is already immortalized in Oscar Wilde’s 1881 poem “The Harlot’s House” either for having slept with him or for having refused; see Wilde, pp. 105–6). In spring 1888, Prado is arrested for burglary and the attempted murder of a pursuing
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policeman. During his trial, one of his current mistresses tells the court that Prado confessed to her to killing Aguétant. As we heard from his letter to Strindberg on December 8, 1888, Nietzsche proclaims that Prado “was superior to his lawyers, and even judges, through his self-control, esprit, and hubris,” and that he has written Ecce homo in “‘Prado’-Style.” Henri Chambige has been arrested in Sidi-Mabrouk, Algeria for murdering a respected married woman, Madame Magdeline Grille in 1886, the same year Prado murders his prostitute. At his four-day trial in November 1888, Chambige claims that he and Mme. Grille had made a double-suicide pact. He botched his suicide after blowing out her brains. It is widely suggested that he had “hypnotized” her.—“Death is hypnotizing.” (Bataille 1986, p. 13) Chambige’s trial in November 1888 is intensely covered in the international press, including by Le Figaro (issues 2–4 and especially November 11, 1888) and in Nietzsche’s other favorite journal, Journal des Débats (issues 5, 7, and 10–12). On November 11, 1888, Chambige is condemned to seven years forced labor. He has already received and continues to receive enthusiastic support from right-wing intellectuals and writers. The lead feuilleton in the issue of Le Figaro to which Nietzsche refers in his letter to Burckhardt is Maurice Barrès’s “La sensibilité d’Henri Chambige” (Le Figaro, November 11, 1888, 1–2), which is available in Turin the following day. (Barrès is later influenced by Nietzsche [see Dupouy 1931 and Virtanen 1950] and, as member of the Action Française, will become an anti-Dreyfusard, alongside Alphonse Daudet’s anti-Semitic son Léon.) Le Figaro has already made the Chambige case into a self-described “cause célèbre” by publishing extracts from his autobiographical confessions and novel drafts written while in gaol. These praise the “positive” influence on him of important writers, all well known to Nietzsche, including Montaigne, Sainte-Beuve, Goncourt, Dumas, Renan, and Flaubert (Grille is frequently accused in the press for being a “Bovary”). The same day as Barrès’s eulogy to Chambige, the front page of Le Temps publishes an article by Anatole France, “Un crime littéraire: L’affaire Chambige,” denouncing Chambige as “decadent,” “sick,” and “proud” and his murder as “an assassination attempt on the gods” (France 1888, p. 1). The innuendo at the trial and in the press is that Chambige is “homosexual.” Moreover, Chambige, like Prado, is labeled “the nihilist.” What also impresses Nietzsche in Barrès’s article is the depiction of Chambige as having “the principal traits of the newest contemporary soul,” a soul “made of marvellous particles [de parcelles merveilleuses],” and Barrès’s depiction of Chambige’s own writings (Barrès 1888, p. 1). In Barrès’s words, Chambige “accepts all emotions” and has made of his soul “the total sound of humanity [le son total de l’humanité]”—a veritable doubling of Nietzsche’s avowals that he is now “every name in history” but preeminently “Prado” and
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“Chambige” and that his own autobiography, Ecce homo, employs “every style” of writing but preeminently that of “Prado.” According to Barrès, the twentytwo-year-old murderer Chambige is “an incontestable talent,” “a disciple of the high literature of these times” (ibid., p. 2), and Barrès favorably compares him to famous contemporary writers, again all well-known to Nietzsche, including Renan, Benjamin Constant, Goncourt, and Sainte-Beuve, that is, to those writers Chambige says have influenced his writing and his act of murder. Thus does “the law of the canonization of the junior branch” operate, for Barrès elevates Chambige into the pantheon, just as now Nietzsche-God elevates Prado and Chambige into his own. Chambige’s “sole aim,” Barrès says, is “to be ardent and clairvoyant” and not to have “forfeited his self [moi] for a woman’s love.” He cites Chambige’s statement, “believing to love a woman, I only love the error of my spirit.” This thesis Barrès (himself member of “The Cult of the Moi”) approvingly adapts as his own: “Only one thing is real: the Moi.” Finally, Barrès records that the public at the trial has been “astonished” by Chambige’s defiant declaration to judge and jury (exactly like Prado’s superiority over them, as approvingly noted by Nietzsche to Strindberg) that his has been “a murder reputed to be dishonorable, but it is a heroic murder [une mort héroïque]” (Barrès 1888, 2). As reported elsewhere in the press, Chambige has referred to himself not quite with Nietzsche’s epithet, “a decent criminal” (also like Prado), but as “un faible doux [a gentle weakling]” (cit. Blaye de Bury 1889, 590). As Chambige also testifies, “I read everything. I read, glutton-like, the books where I found answers to my solitary communings, [. . .] a part of my mind saw more clearly the images borne in upon my disordered and smoking brain [mon cerveau fumant et désordonné]” (cit. ibid., 592). “More than women, I loved the lie [plus que les femmes j’aimais le mensonge]” (cit. ibid., 592).45 Chambige remains a point of positive identification in parts of the Islamic world (see Toufic 2002) that, as we will see, Nietzsche enormously admired. Nietzsche’s primary and last selective identification with the “eccentric” Prado and Chambige is thus an emanation of Nietzsche’s writing from his “centrum” or rather kentron. Nietzsche, too, is a lethally “decent criminal.”
The Last Letter I conclude “Nietzsche—Rhetoric—Nihilism” with Nietzsche’s last letter, written to the preeminent historian of the Renaissance, Jacob Burckhardt, Nietzsche’s former colleague at Basel University. I have alluded to it often and now look at it more closely in my endnotes, although without space for the close analysis of this extraordinarily woven text that political philology demands.46 From
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December 1, 1888, to January 5, 1889, Nietzsche wrote 90 (extant) letters and postcards, and this genre is of tremendous importance in his corps/e. The importance of the last letter has been noted by several scholars who know Nietzsche’s work well. Most notable include Carl Albrecht Bernoulli in Franz Overbeck und Friedrich Nietzsche (1908), Edgar Salin in Jakob Burckhardt und Nietzsche (1937 and 1948), and to a lesser extent Alain Badiou in Casser en deux le monde? (1992), though none analyze the letter as a whole or in full detail. For my purpose, the most important reflections on the letter are by Pierre Klossowski in his Nietzsche et le cercle vicieux (1969 and 1975).47 Of equal importance is Klossowski’s earlier essay, “Nietzsche, le polythéisme et la parodie” (1957 and 1963), in which he argues that Nietzsche’s identification with all im/ proper names in history, whereby all become totally interchangeable, has a very specific form (see Klossowski 1963). However, it has been exhibited that Kierkegaard, in his Concluding Unscientific Postscript to “Philosophical Fragments” (1846), had already noted that polynymity, and pseudonymity in tandem with censorship (whether externally or internally imposed) share the same structure (see Kierkegaard 1992, p. 627). This exhibition has been used to push beyond Klossowski’s interpretation of Nietzsche, so it need not be repeated here (see Waite 1998, pp. 265–75). But I do concur with Klossowski’s overall assessment of Nietzsche’s letter: The extraordinary richness of “sense” that plays in such a shimmering manner in this last letter to Burckhardt, though to psychiatrists it attests to the collapse of the philosopher, constitutes nothing less than the full apotheosis [la pleine apothéose] of the Nietzschean “intellect.” The plenitude of everything that Nietzsche’s life had gathered appears in a flash of histrionics: the diverse themes, reunited and overcome in so many shortcuts [en autant de raccourcis], form a unique vision. It is no longer a matter of the will to power, nor of eternal return, vocables destined for reflection, for philosophical communication. Rather, it is the obverse of the death of God: the kingdom of Heaven, from which emanates the creation of the world. Teaching philology was only a pretext for escaping the divine condition. (Klossowski 1975, p. 343) Nietzsche’s last letter is indeed “the full apotheosis” of Nietzsche’s work because it extricates Nietzsche’s intellect from the aporia of trying to grasp the precise rapport between Will to Power and Eternal Return, but especially because this letter fuses into one the Nietzschean problématique with Nietzsche’s own proper kentron, that is, with my three fused definitions of Nietzsche’s nihilism: “every name in history,” “every style,” and “everything permitted.” If, as Henri Bergson said of Spinoza, “every philosopher has two philosophies: his own and Spinoza’s” (cit. Yovel 1989, p. 5), as I partially believe to be true; and if, as Gramsci said, “all men are ‘philosophers’” and “non-intellectuals
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do not exist” (Gramsci 1971, pp. 323, 9), as I absolutely believe to be true if we include so-called madmen—then we can say, for worse or for better, we all have only one philosopher: Nietzsche. Alluding to Klossowski’s work on Nietzsche alongside Nietzsche’s “I am basically every name in history,” Deleuze remarked that the question of interpretation for reading any Nietzschean text is no longer, “What is it?” but instead “Who?” [. . .] “More to the point, we ask: who desires to dominate?” (Deleuze 1967, pp. 277, 278). The question thus remains. If we, too, must “break history in two pieces,” which, then, are the pieces; and who are we in our encounter with, or in our break from, Nietzsche’s kentron? On that discordant note, here is Nietzsche’s last letter from his kentron to everybody. On 6 January 1889.48 Dear Herr Professor, In the end, I would much rather be a Basel professor than God; but I have not dared to take my private-egoism so far as to refrain from creating the world for his sake. You see, one must offer sacrifices [or produce victims: Opfer], no matter how and wherever one lives.—But I have reserved a small student-flat for myself, situated across from the Palazzo Carignano49 (—in which I was born as Vittorio Emanuele),50 permitting me moreover to hear from its work desk the magnificent music from the Galleria Subalpina below me. I pay 25 Fr., service included, prepare my own tea and do the shopping myself, suffer from torn boots, and thank Heaven every moment for the old world,51 for which men have not been simple and quiet enough. — Since I am condemned to entertain the next eternity with bad jokes,52 I have a writing business [Schreiberei]53 here that really leaves nothing to be desired: very nice and not in the least strenuous. The post box is 5 paces away, where I put the letters in myself in order to deliver [or play the part of] the great feuilletonist of the grande monde. Naturally, I am in close contact with Figaro,54 and so that you get an idea of how harmless I can be,55 listen to my first two bad jokes: Do not take the Prado case too hard. I am Prado, I am also Prado’s father, and dare to say that I am also Lesseps56 . . . I wanted to give my Parisians, whom I love, a new concept—that of a decent criminal. I am also Chambige— also a decent criminal. Second joke. I greet the Immortals[,]57 Monsieur Daudet belongs to the quarante.58 Astu.59 What is disconcerting and strains my modesty is that I am fundamentally every name in history; also regarding the children I have put into the world, I consider with some misgiving whether or not all who come into the “Kingdom of God” also come from God. This autumn I was, clad as lightly as
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Nietzsche, Nihilism and the Philosophy of the Future possible, present twice at my funeral, first as Count Robilant60 (—no, that is my son, insofar as I am Carlo Alberto, down below) but I was myself Antonelli.61 Dear Herr Professor, you should see his edifice;62 since I am entirely inexperienced in the things I create, you are entitled to any critique, I will be grateful, without being able to promise that I will find any use for it. We artists are incorrigible.—Today I looked at my operetta63—ingeniously Moorish64—taking this opportunity to ascertain with pleasure that Moscow as well as Rome are now grandiose things.65 You see, I am not denied my talent for landscape.—Think it over, we will have a beautiful, beautiful chat, Turin is not far, very serious professional obligations fall by the wayside, a glass of Veltiner66 could be obtained. Negligé [sic] of dress a condition of decency.67 In heartfelt love, your Nietzsche68 69 Tomorrow my son Umberto is coming with the charming Margherita,70 but whom I will receive here only in shirtsleeves. The rest is only for Frau Cosima . . . Ariadne . . . From time to time magic is practiced . . . 71 I walk everywhere in my student frock, now and then slap somebody on the shoulder and say siamo contenti? son dio, ho fatto questa caricatura . . . 72 I have had Caiaphas73 put in chains; I too was crucified by German physicians in a very drawn-out way.74 Wilhelm Bismarck75 and all anti-Semites eradicated. You can make any use of this letter, which will not lower me in the estimation of the people of Basel.—
Epitaphs In the end, my illness brought me the greatest use of all: it has released me from myself, it has given me the courage to be myself . . . Also I am, following my instincts, a brave animal, even a military animal: my long resistance has exasperated my pride a bit.— Whether I am a philosopher?—But what does that matter! . . . —Nietzsche (SB 8: 290; April 10, 1888, to Georg Brandes)
Une lettre arrive toujours à destination [A letter always arrives at its destination]. —Jacques Lacan (1966), 1: 53
Il arrive qu’une lettre n’arrive pas à destination [It happens that a letter does not arrive at its destination]. —Louis Althusser (1993), p. 204
Chapter 5
Does That Sound Strange to You? Education and Indirection in Essay III of On the Genealogy of Morals Daniel Conway
After the Yes-saying part of my task had been solved, the turn had come for the No-saying, No-doing part: the revaluation of our values so far, the great war— conjuring up a day of decision. This included the slow search for those related to me, those who, prompted by strength, would offer me their hands for destroying. —EH “BGE” 2
Despite the recent surge of interest in Nietzsche’s On the Genealogy of Morals (hereafter, GM), the concluding sections of Essay III remain relatively unexplored.1 On the one hand, the lack of attention paid to these sections is certainly understandable. The wandering narrative that informs Sections 23–28 of Essay III is extremely difficult to follow. At some points, in fact, Nietzsche himself appears to be uncertain of the intended path of its articulation. To make matters worse, he employs these sections to launch a complex strategy of rhetorical indirection,2 the point of which is not immediately obvious. Some readers may be inclined, moreover, to dismiss these sections as either superfluous or irrelevant, inasmuch as Essay III reaches (what appears to be) its natural conclusion in Section 21, where Nietzsche delivers his blistering indictment of the ascetic ideal. Finally, the history of the book’s fragmented construction suggests that Sections 23–28 were conceived, written, and revised in fairly great haste. Indeed, we should not be surprised to encounter trace evidence in these sections of the evolution of Nietzsche’s aims in Essay III.3 On the other hand, these sections are integral to the narrative unity of the Genealogy of Morals and to the elaboration of its dramatic and rhetorical forms. As Nietzsche reiterates at the beginning of Section 23, his “aim” [Zweck] in Essay III is to bring to light, not what this [ascetic] ideal has done, but what it means; what it indicates; what lies hidden behind it, beneath it, in it; of what it is the
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He thus implies that the previous sections of Essay III, wherein he developed his diagnosis of the ascetic priest and built his case against the ascetic ideal, were meant simply to “prepare [his readers] for the ultimate and most terrifying aspect of the question concerning the meaning of this ideal” (GM III: 23). By his own account, then, he finally turns to address the titular concern of Essay III—the meaning of ascetic ideals—only in Sections 23–28. As he confirms in his Preface, moreover, these sections are central to the “exegesis” he provides, ostensibly as a model of the interpretive approach he recommends to his best readers, of the “aphorism” he has placed at the head of Essay III.4 In this chapter, I wish to explore the distinctly political importance of the concluding sections of Essay III. In particular, I wish to demonstrate that these sections are meant to launch a rhetorical appeal to those readers—his “unknown friends” (GM III: 27)—who are most likely to join him in conducting a final, and potentially self-consuming, assault on Christian morality.5 In describing these readers as “unknown” to him, Nietzsche touches on a familiar theme of his post-Zarathustran writings: The others on whom he must rely are not to be found among his contemporary and late modern readers. His rhetorical appeal in the concluding sections of Essay III is thus complicated by the fact that it is intended for an audience that, according to him, cannot yet exist. The human type or kind these “unknown friends” are supposed to represent is not presently known to humankind. Further complicating this rhetorical appeal is the sense of urgency that motivates Nietzsche’s campaign to secure the assistance of these “unknown friends.” Not content simply to await their appearance on the scene, he furnishes the concluding sections of Essay III with a rhetorical-dramatic structure that is designed to expedite their arrival. He thus resolves to continue the program of education and training that is under way in the Genealogy of Morals,6 despite his recognition that his contemporary and late modern readers are not prepared to progress any further. Hopeful that his rhetorical appeal will facilitate the consolidation of the audience to which it is directed, he undertakes in Essay III to train his best readers in the martial arts and virtues that will be most likely to attract the favor of Wisdom (GM III: E). The concluding sections of Essay III are thus supposed to complete—albeit in a distant and unsecured future— the education and training that Nietzsche has endeavored throughout the Genealogy of Morals to impart to his best readers. But how can Nietzsche possibly hope to expedite the arrival of these “unknown friends”? Through what mechanism or artifice might he position the Genealogy of Morals to transcend the very real limitations of its (and his) time? Nietzsche’s strategy for continuing his program of education and training is to establish in the concluding sections of Essay III an arena of contest, wherein his best
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readers joust with him as they attempt to prove themselves as opponents of the ascetic ideal. They will do so, as we shall see, under the banner of modern science, the practice of which they will present as a viable, extra-ascetic alternative to the ascetic ideal. Of course, most readers will fail in this endeavor, simply because they are as yet unprepared to acknowledge that their scholarly activity is in fact motivated by the ascetic ideal in its current, heretofore unrecognized, incarnation. Most readers, that is, are both unwilling and unable to acknowledge that modern science and the ascetic ideal are in fact cozy bedfellows. Over time, however, Nietzsche’s readers will become stronger and progressively more aware of themselves, owing in large part to their ongoing contest with him. At some point in this contest, or so Nietzsche imagines, his readers finally will acknowledge that they have failed to defend modern science as an alternative, extra-ascetic ideal. No longer “strangers” to themselves, these readers of the future will realize—at his prompting, of course—that their animating will to truth is in fact the ascetic ideal in its most current and refined incarnation. They finally will understand, that is, what the concluding sections of Essay III are meant indirectly to convey—namely, that they are the last champions of the ascetic ideal. As we shall see, in fact, Nietzsche’s “unknown friends” will be those readers who prove themselves as opponents of the ascetic ideal, but only insofar as they recognize themselves as the last knights of the ascetic ideal. Nietzsche’s pedagogical aspirations in the Genealogy of Morals thus burden the concluding sections of Essay III with an unusually complex rhetorical task. These sections are meant not only to summon the kind of “friends” who might share his enthusiasm for facilitating the self-destruction of Christian morality, but also, and more fundamentally, to summon this kind of “friend” into existence. Indeed, Nietzsche’s elusive “we,” to and for whom he speaks throughout the Genealogy of Morals, will be fully constituted only in the event that the demise of Christian morality is orchestrated—and in fact hosted—by those “unknown friends” who attribute their bravery, strength, and wisdom to the inspiration they received from him in the Genealogy of Morals. This is an important point to bear in mind, for it is not enough that Christian morality finally collapses under the weight of its own lies. It also must do so at the instigation of opponents educated and trained by Nietzsche himself. If humankind is to survive the death of God, he believes, its highest exemplars must receive the collapse of Christian morality not simply as a boon, but also as an expression of their will. This they will do, he further believes, only in the event that they complete the education and training on offer in the Genealogy of Morals. Should they do so, they may yet place their stamp on the demise of Christian morality, and thereby proclaim, “thus we willed it.” Should they do so while also acknowledging Nietzsche’s formative influence on them, they will consecrate the elusive “we” to which, according to him, he and they rightfully belong.
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When these “unknown friends” finally arrive—provided they “offer [him] their hands for destroying” (EH “BGE” 1)—Nietzsche will be “born posthumously” as the convener of this world-historical “we.” As a “we,” he and they will steer the moral period of human history—and, a fortiori, the late modern epoch—to a timely, tragic conclusion. In that event, we have reason to hope,7 a genuinely post-ascetic, extra-moral epoch may ensue, wherein human (or overhuman?) beings will orient their lives to an affirmative ideal of overflowing health and indestructible life.
Part I8 By way of concluding his survey of the damage wrought by the ascetic ideal, Nietzsche renders the following verdict: I know of hardly anything else that has had so destructive an effect upon the health and racial strength of Europeans as this ideal; one may without exaggeration call it the true calamity in the history of European health. (GM III: 21) Unable, apparently, to stop himself, he continues his attack on the ascetic ideal throughout Section 22 of Essay III, finally calling himself to order at the beginning of Section 23. Rather than continuing to enumerate the innumerable things that the ascetic ideal has ruined, he reminds himself and his readers that the “aim” of Essay III is “to bring to light, not what this ideal has done, but simply what it means” (GM III: 23). As he now explains, he has provided his readers with “a glance at [the ascetic ideal’s] monstrous and calamitous effects” in order “to prepare them for the ultimate and most terrifying aspect of the question concerning the meaning of this ideal” (ibid., emphasis added). In light of this apparent recognition of the need to return the narrative of Essay III to its stated purpose, Nietzsche’s readers might naturally expect him to resume his account of the meaning of the ascetic ideal. Rather than take up this question in its “ultimate and most terrifying aspect,” however, he embarks instead upon the most indirect and baffling rhetorical strategy to be found in the whole of the Genealogy of Morals.9 In doing so, we should note, he is not simply being playful or coy. He knows exactly what he understands this “ultimate and most terrifying aspect of the question” to entail, and he in fact reveals its deepest layer of meaning in the final section of Essay III. Nor does his final disclosure necessarily take his best readers by surprise, for it is prefigured in the “aphorism” with which he begins Essay III. There, we recall, he announced that “the basic fact of the human will” is “its horror vacui: it needs a goal—and it will rather will nothingness than not will” (GM III: 1).
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What we learn at the end of the book, of course, is that the ascetic ideal shelters a multiply masked will to nothingness, which, Nietzsche reveals, has covertly fomented “a rebellion against the most fundamental presuppositions of life” (GM III: 28). Although the ascetic ideal means various things to its various constituencies, its ultimate meaning, wherein the whole of European civilization finds its true principle of identity and unity, thus lies in its reliance, heretofore undisclosed, on the will to nothingness. Here Nietzsche finally confirms what his best readers may have suspected all along: The life of cultivated self-denial delivers neither heavenly reward nor earthly redemption, but it does provide practicing ascetics with the consciousness-blotting anesthesia they have been trained to crave. Indeed, this craving is doubly suggestive of the will to nothingness, for it is satisfied only in the event that one’s assault on the affective conditions of life—techniques for which the ascetic priest gladly recommends—delivers one to a transient, post-conscious state that resembles death itself. Despite its many achievements under the aegis of the ascetic ideal, that is, Western civilization has in fact followed a protracted program of unwitting self-annihilation. As we have seen, however, Nietzsche elects in Section 23 to withhold this final insight into the meaning of the ascetic ideal. Instead, he engages his readers in an extremely indirect communication, which comprises the remainder of Essay III. As we shall see, he employs this indirect communication to intimate to his best readers that they are the last knights of the ascetic ideal and that, as such, they are historically situated to host the final act in the self-destruction of Christian morality.10 Although he does not say so explicitly, he apparently means to inform them that they are uniquely positioned to turn their own will to nothingness against itself, thereby bringing the ascetic, moral period of human development to a tidy, self-consuming conclusion. In this light, that is, Sections 23–28 of Essay III appear to be meant to complete Nietzsche’s campaign in the Genealogy of Morals to educate and train his best readers. Nietzsche inaugurates this indirect communication by posing a series of rhetorical questions about the possibility of an alternative to the ascetic ideal. (Here we might note that the desirability of an alternative ideal is never established, but simply taken for granted.) The point of these questions is to divert his readers’ attention from the physiological effects of the ascetic ideal to the deeper significance of its unchallenged reign: What is the meaning of the power of this ideal, the monstrous nature of its power? Why has it been allowed to flourish to this extent? Why has it not rather been resisted? The ascetic ideal expresses a will: Where is the opposing will that might express an opposing ideal? (GM III: 23) Especially at first glance, it might appear that Nietzsche has already answered these questions. The will expressed by the ascetic ideal is embodied by the
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ascetic priest, whose “right to exist stands or falls with that ideal” (GM III: 11). Presumably, then, the opposing will, which expresses an opposing ideal, will be embodied by the new philosopher, whose triumphant debut was foretold in Section 10 and likened there to the skittering, skyward flight of the freshly emergent butterfly. The ascetic ideal has not yet met its match, that is, because the new philosopher has not yet emerged from the “cocoon” of the ascetic ideal. If and when the new philosopher establishes for himself a fully individuated existence, independent of the unsuspecting patronage of the ascetic priest, he will muster the opposing will that will express an opposing ideal. Only then may we expect to orient our lives to an alternative, extra-ascetic ideal. This last point is especially important to bear in mind, for Nietzsche will turn very soon in the Genealogy of Morals to examine several supposed alternatives to the ascetic ideal. While it is tempting to interpret this examination as evidence of Nietzsche’s belief that an alternative, extra-ascetic ideal is at hand, we would do well to resist this temptation. Indeed, the larger narrative of Essay III confirms that no such alternative ideal is currently available for our consideration. As we learn at the end of the book, the ascetic ideal has prevailed as “the ‘faute de mieux’ par excellence” (GM III: 28), for it has enjoyed a strict monopoly in the business of conferring meaning upon human existence. Simply put, that is, there are no other ideals to which we might realistically turn. Indeed, the upshot of Nietzsche’s mock-serious examination of these supposed alternatives to the ascetic ideal is that all such alternatives—including, most notably, those touted by would-be opponents of the ascetic ideal—are in fact iterations or emanations, as yet unrecognized as such, of the single ideal. Here we may aspire to greater precision: While an alternative to the ascetic ideal certainly would be welcome, especially as a hedge against the threat of extinction, Nietzsche does not assign to us the task of identifying or legislating or founding an alternative ideal. As we shall see, our task is to turn the destructive power of the ascetic ideal against itself, thereby clearing the way for those human (or overhuman?) beings who will install a genuinely extra-ascetic ideal. Until the career of the ascetic ideal has run its course, ending in a selfconsuming collapse engineered by Nietzsche and his “unknown friends,” there will be no viable alternatives to the ascetic ideal. But if no counterideal is available for our consideration, why would Nietzsche encourage his readers, by means of these rhetorical questions, to identify themselves with the counterideals of their choice? First of all, these rhetorical questions are designed to waylay those readers who believe that an alternative ideal lies within their immediate reach. Nietzsche has scattered various clues and suggestions throughout the Genealogy of Morals in support of this belief, and these readers may have pet ideals of their own to pursue. Such readers, it must be said, are easily distracted from the larger claims of Essay III, perhaps because they prefer (or expect) a happy ending to the doomsday narrative that Nietzsche has related thus far. As such, these readers may strike him as unlikely candidates for the additional education and training that will produce,
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supposedly, his “unknown friends.” Simply put, that is, these rhetorical questions are meant to afford Nietzsche one final opportunity to cull his least-promising readers before pushing on toward the conclusion of the Genealogy of Morals.11 Second, these rhetorical questions are meant to provoke his best readers, to whom he addresses himself throughout the remainder of Essay III. These readers believe that an alternative ideal is not simply at hand, but actually in their possession. (Although they are mistaken in this belief, the strength of their conviction is essential to Nietzsche’s strategy of indirection in Essay III.) This alternative ideal is expressed in their practice of modern science, which they understand to comprise any scholarly pursuit or investigation that aims at the disclosure and dissemination of truth. As practiced by them, or so they imagine, modern science is life affirming, secular, naturalistic, and breathtakingly free of unwarranted presuppositions, prejudices, superstitions, and dogmas. According to these brave scholars, they are valets to no one, serving no master save truth itself. When prompted by Nietzsche to produce a genuine alternative to the ascetic ideal, they proudly present their scholarly activity for consideration and admiration. According to them, they are the opponents of the ascetic ideal to whom Nietzsche’s rhetorical questions allude. While there is much to admire in these scholars, Nietzsche does not regard them as genuine opponents of the ascetic ideal. Rather than face them directly with his suspicions, however, he instead provokes them into making their best case for themselves as champions of an alternative ideal. It is only in doing so, he believes, that they will feel the full force of his critique of the ascetic ideal and, having done so, prepare themselves to enter the final stage in their education and training. From this point forward, in fact, these scholars will continue to progress only in the event that they contend with Nietzsche himself, in the context of proving themselves worthy opponents of the ascetic ideal. The irony here is that Nietzsche actually regards these readers as potentially lethal opponents of the ascetic ideal, though not in their present incarnation as self-assured atheists and free spirits. Although they will never oppose the ascetic ideal in the sense of directing an exogenous challenge to its reign, they may yet position themselves to mount an endogenous challenge to its “closed system of will, goal, and interpretation” (GM III: 23). Before they can do so, however, they must be disabused of the misguided notion that they (or anyone else) might occupy an oppositional perspective external to this “closed system.” Nietzsche’s rhetorical questions are thus meant to guide his best readers toward the realization that they are mistaken about the nature of their avowed opposition to the ascetic ideal.
Part II Nietzsche’s rhetorical questions in Section 23 thus serve, in effect, to establish an arena of contest, wherein his best readers are encouraged to make good on
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their respective claims to oppose the acetic ideal.12 The final stage in their education and training thus pits them against Nietzsche himself, as they attempt to discredit his account of the ascetic character of modern science. This contest is meant not only to strengthen them for war against the ascetic ideal, but also to persuade them of the truth of his diagnosis of modern science. Only by entering this arena will these brave scholars progress toward the contrary interpretation that Nietzsche wishes to impress upon them—namely, that they are in fact the last knights of the ascetic ideal. They will be ready to join him, that is, only when they recognize themselves in the sketch he provides in Essay III of those “last idealists” among the practitioners of modern science. Immediately after posing these rhetorical questions, Nietzsche turns to consider the claim that modern science (i.e., scholarly inquiry) expresses an alternative to the ascetic ideal. As we have seen, his attention to the opposition supposedly offered by modern science is by no means arbitrary. Those readers who make up his target audience are likely not only to regard themselves as scientists (or scholars), but also to understand their scholarly activity as inimical to the ascetic ideal. While they are not mistaken to regard science as the natural opponent of the ascetic ideal, they are mistaken to regard their current practice of science as presenting the ascetic ideal with meaningful opposition. As we shall see, this mistake arises from their failure as yet to appreciate the unique historical significance of their own scholarly activity. Having established an arena in which his best readers may contend productively with a worthy opponent, Nietzsche provokes them with a rhetorical slap in the face: Science today . . . is not the opposite [Gegensatz] of the ascetic ideal but rather the latest and noblest [vornehmste] form of it. Does that sound strange to you? (GM III: 23) The assertion of this claim marks a decisive advance in Nietzsche’s investigation of the ascetic ideal. He will proceed to show that the authority of the ascetic ideal has declined to the point that it now motivates only those few scholars who retain their faith in the saving power of truth. More importantly, he will attempt to convince his readers that, as strange as it may sound, they are the ascetic scholars to whom he refers in this passage. At the very least, their interest should be piqued by his allusion to a form of the ascetic ideal that partakes of nobility.13 Heretofore, they have understood the ascetic ideal as an artifice in the exclusive service of priestly, servile, and reactive forces—hence their aspiration to be known as its mortal opponents. We will turn shortly to examine in detail Nietzsche’s attempt to persuade his best readers to acknowledge their true identity, from which they remain estranged. Before we do so, however, let us consider the significance of the particular rhetorical question Nietzsche poses in the passage cited above: Does
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that sound strange to you? [Klingt euch das fremd?] First, as we have seen, he relies on this rhetorical question to provoke his best readers into the contest that may position them, finally, to conclude their education and training. In what follows, he thus addresses himself to those hypothetical readers who take up the gauntlet he has thrown down. Second, let us take note of Nietzsche’s appeal here to his readers’ sense of hearing. He has aimed throughout the Genealogy of Morals to sharpen and refine his readers’ senses, and on several occasions he has endeavored to test their auditory range by placing them in proximity to strange sounds and noises.14 If his heterodox pronouncement about modern science “sounds strange” to them, they may be prepared to acknowledge their true relationship to the ascetic ideal, as well as the unique historical opportunities this relationship affords them. If they respond positively to his rhetorical question, moreover, they soon may be ready to receive the even stranger sounds he wishes for them to hear—including, eventually, the call (in Latin) to submit, which is directed to all legislators by the “law of life” (GM III: 27). That his best readers are also legislators is essential to his sketch of the last knights of the ascetic ideal. As we shall see, in fact, they are enjoined by the “law of life” to submit to their legislation against the lie that supports belief not only in the Christian God, but also, as in their case, in truth itself (GM III: 27). Third, the category of the strange has played an important, intermittent role in the development of the main narrative of the Genealogy of Morals.15 Earlier in the Genealogy of Morals, Nietzsche identified wilderness as any “outside” place (or space) “where the strange, the stranger [das Fremd, die Fremde] are found” (GM I: 11). It may be the case, then, that Nietzsche’s rhetorical question is meant to facilitate the return of his best readers to a condition of wilderness, wherein they would be encouraged to experience something familiar to them as strange. It was in wilderness, in fact, that the knightly nobles initially and fatefully encountered the priest under what would become his signature aspect—namely, that of an exotic, diploid beast of prey, whose otherworldly incantations and potent elixirs recommended him for accommodation rather than conquest (GM III: 15).16 It was in wilderness, that is, that the priest launched his “war of cunning” against the unsuspecting knightly nobles (ibid.), quelling the rancor of the lower orders while secretly mobilizing them for eventual deployment against all things healthy and noble. It was also in wilderness that the beasts of prey engaged in the depravities that eventually led them to be designated as evil (GM I: 11). Even when occupied with the day-to-day administration of the earliest state (GM II: 17), the beasts of prey allowed themselves the luxury of periodic wilderness sabbaticals, where they would renew their “innocent conscience” and slake their thirst for blood (GM I: 11). In this respect, Nietzsche’s invocation of “the strange” may be meant to prepare his best readers to be called—and by him, no less—the opposite of what they take themselves to be. In both cases, in fact, a designation that
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initially sounds strange, even preposterous—for example, the good man is in fact evil—eventually comes to define the agency and character of those who are so designated. Far from opponents of the ascetic ideal, as we have seen, these intrepid scholars are in fact the last knights of the ascetic deal. If they are to acknowledge themselves as such, moreover, they will be obliged to execute a reversal of perspectives no less momentous—and wrenching— than the reversal completed by those good nobles who eventually came to see themselves as evil. Finally, Nietzsche’s attention to the sound of something strange may be meant to remind his best readers of their initial encounter with him, wherein he revealed the secret of their common destiny: So we are necessarily strangers to ourselves, we do not comprehend ourselves, we must misunderstand ourselves, for us the law “Each is furthest from himself” applies to all eternity—we are not “knowers”17 with respect to ourselves. (GM “Preface” 1)18 If they are so reminded, they may be prepared not only to appreciate the extent of their progress since the time of their initial encounter with him, but also to acknowledge the distance they yet must travel. While they are no longer quite so estranged from themselves as Nietzsche suggested on that occasion, when they misheard and miscounted the “twelve trembling bell-strokes” of their “experience” (GM “Preface” 1), additional and potentially troubling aspects of their identity remain to be revealed. Taken together, these textual cues suggest that Nietzsche’s question—Does that sound strange to you?—is meant to signal to his best readers that they are about to enter the final and most difficult stage in their education and training. In this final stage, Nietzsche will encourage them to gain sufficient critical distance from themselves to experience what is most familiar to them as strange— and, so, as problematic.19 Of course, what is most familiar to them at this point in their journey is their identification of themselves as modern scholars, that is, as confirmed atheists and steadfast opponents of the ascetic ideal. In this final stage of their education and training, then, they must come to experience their defining commitment to scientific scholarship as itself animated by the ascetic ideal. In them, as Nietzsche puts it, the will to truth must become “conscious of itself as a problem” (GM III: 27). As we have seen, of course, this is a stage of education and training that his contemporary and late modern readers, even those who have followed him this far in the Genealogy of Morals, cannot hope to complete. Although the arena of contest established by Nietzsche is open to all, it is designed to detain unworthy readers indefinitely in a state of unproductive contention. The regimen of education and training outlined in Sections 23–28 of Essay III is thus reserved for those readers of the future who are sufficiently renewed in their strength and
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health that they are prepared, first of all, to challenge Nietzsche’s account of modern science, and second, to acknowledge themselves as the last knights of the ascetic ideal. By dint of this acknowledgment, or so Nietzsche hopes, they will volunteer to join him in hosting the final act in the self-destruction of Christian morality.
Part III Let us now turn to consider the rhetorical strategies that Nietzsche employs as he attempts to acquaint his best readers with their estranged selves. He begins this process by presenting his readers with what appears to be a stark either/or. Having asserted that some scholars conduct an ascetic search for truth, he concedes that most scholars pursue their research without the benefit of a guiding ideal, goal, will, or faith. This approach to science “conceals” from observers and scholars alike that it now serves its practitioners “as a means of self-narcosis: are you acquainted with that [kennt ihr das]?” (GM III: 23).20 The implication here is that Nietzsche’s readers, accomplished scholars in their own right, belong either with the unsuspecting champions of the ascetic ideal or with those “sufferers . . . who fear only one thing: regaining consciousness” (ibid.). As strange as the former position may seem to them, it is certainly preferable to the latter position, which is adopted by those scholars who aspire at best to a semiconscious existence.21 Relying yet again on a rhetorical question, Nietzsche effectively constrains the arena of contest in which his readers find themselves. As scholars (or scientists), they are either unwitting adherents of the ascetic ideal or sufferers seeking relief from consciousness itself. If they wish to assert their opposition to the ascetic ideal, hoping thereby to establish a prima facie case for their avowed allegiance to an alternative ideal, they must resist the conceptual straightjacket into which Nietzsche has placed them. In so resisting, they may find themselves compelled to conduct a potentially disturbing examination of their investments in the current practice of science. Are they perhaps hiding something from themselves? Does their pursuit of truth mask a deeper motive, which they might be prepared, finally, to acknowledge? Having earlier employed the category of the strange to trigger the desired exercise in self-reflection, Nietzsche here invokes the category of the familiar. (As we have seen, what the “common people” and “we philosophers” understand by “knowledge” is simply the reduction of “something strange” [etwas Fremdes] to “something familiar” [etwas Bekanntes] (GS 355).) As with his previous rhetorical questions, that is, Nietzsche intends for his best readers to be reminded here of their initial encounter with him, where he revealed that they (and he) are “knowers” [wir Erkenneden] who remain unknown to (or unacquainted with) [unbekannt] themselves (GM “Preface” 1). Thus reminded, or so
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he hopes, they will allow themselves once again to acknowledge a heretofore unknown condition of their knowing. While it is possible that some of Nietzsche’s less-promising readers may discover at his prompting that they do in fact crave self-narcosis, what is more likely is that they will become “incensed” at his suggestion that they are “sufferers who refuse to admit to themselves what they are” (GM III: 23). In either event, of course, such readers would be unlikely to continue in his program of education and training. Once again, that is, we see that Nietzsche’s rhetorical questions are meant to play a dual role in the selection of his best readers. In this case, or so it would appear, he fully intends to brandish the “harmless word” that will “wound” these hypersensitive scholars “to the marrow” and thereby alienate them from him (ibid.). Nietzsche now turns to consider the “rare exceptions” mentioned in the previous section. Even if we agree that mainstream science does not oppose the ascetic ideal, is it not possible that “the last idealists left among philosophers and scholars” might be the “desired opponents of the ascetic ideal, the counteridealists?” (GM III: 24). That they believe this to be the case is clear enough from the “seriousness” and “passion” with which they proclaim their opposition to the ascetic ideal. Although they are not incorrect to regard themselves as “counter-idealists,” they labor under the misconception that the target of their opposition, the ascetic ideal, is external and unrelated to them. As Nietzsche now hopes to demonstrate, they will realize their destiny as opponents of the ascetic ideal only in the event that they resolve to oppose themselves, for they are in fact the “last idealists” of whom he speaks. At this point, Nietzsche once again presumes to speak on behalf of his target audience. He does so, moreover, in such a way that is likely to prompt his best readers to recall his inaugural address to them. “We ‘knowers’ [wir “Erkennenden’’],”22 he now asserts, “have gradually come to mistrust believers of all kinds” (GM III: 24), for conviction is a likely indicator of self-deception on the part of the believers.23 He then asks his readers if this is true as well of those “last idealists” who typically present themselves as opponents of the ascetic ideal. In order to appreciate the rhetorical force of this question, let us note that his reference here to their mistrust recalls his earlier admission that he and his best readers are probably “too good” to conduct the honest psychological inquiry that is required of them (GM III: 20).24 At that point in the narrative, their mistrust was explicitly identified as directed at themselves. At this point in the narrative, their mistrust is once again directed at themselves—for, as we have seen, they are the “last idealists” to whom Nietzsche refers in this section— but it is not explicitly identified as such. What Nietzsche wishes for his fellow “knowers” to realize at this point is that he and they belong among those believers whom they have already come with good reason to mistrust. This means, of course, that they eventually must extend their mistrust to themselves, which is precisely what Nietzsche means for them to do.
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Having held up a mirror for his readers, he now must help them to see themselves in the image it reflects. This is no easy task, however, for they must be persuaded to recognize themselves under the aspect that they are most likely to reject out of hand—namely, as believers, as knights of faith. In an attempt to guide his best readers toward the realization that they are the “last idealists” described in this section, he now implements two strategies of indirection.25 His first strategy is to describe these “last idealists” as if they were a third party (or “they”), while also noting their affinities with himself and his “we.” His ensuing description of these “last idealists” is extremely flattering, perhaps surprisingly so, as he attributes to them virtues and accomplishments that he elsewhere ascribes to himself and his fellow “knowers.”26 Even in their signal failing, these “last idealists” bear a strong resemblance to Nietzsche’s kindred “knowers,” for, as he explains, “they are too close to themselves” [denn sie stehen sich zu nahe] to see that the ascetic ideal “is precisely their ideal, too” (GM III: 24).27 As we recall, he similarly described his kindred “knowers” as lacking sufficient distance from themselves to count the bell-strokes of their existence (GM “Preface” 1). Later, as he attempts to explain his familiarity with the plight of these “last idealists,” he once again employs the word strange, which, as before, is meant to trigger his readers’ memories of past epiphanies under his tutelage. He thus hopes to prepare them to embrace another, as-yet-undisclosed aspect of their identity: [N]othing is stranger [fremder]28 to these men who are unconditional about one thing, these so-called “free spirits,” than freedom and liberation in this sense . . . (GM III: 24) Finally, in an apparent attempt to connect the experiences shared in common by the “last idealists,” his own best readers, and himself, Nietzsche intimates, “I know all this from too close up perhaps” [Ich kenne dies Alles vielleicht zu sehr aus der Nähe], which suggests a personal acquaintance with the experience of those who claim, albeit mistakenly, to be free spirits.29 Here he apparently means to remind his kindred “knowers” that he, too, once fancied himself a free spirit, only to discover otherwise when a painful regimen of self-examination revealed a lingering faith in truth. He knows the plight of these unsuspecting “last idealists,” that is, because he once was one of them. These “last idealists” are not yet free spirits, he thus explains, “for they still have faith in truth,” which, he proceeds to claim, betrays their “faith in a metaphysical value, the absolute value of truth, sanctioned and guaranteed by this [ascetic] ideal alone” (GM III: 24).30 In support of this claim, Nietzsche cites at length from The Gay Science (GS 344), which bears the eye-opening title, How we, too, are still pious. Here he launches a second, complementary strategy of indirection, relying on passages imported from The Gay Science to convey truths and insights that he is not yet willing to share directly with the readers of the Genealogy of Morals. This strategy
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is apparently meant to remind his devoted readers of what they already (should) know from reading The Gay Science (GS 344), and to encourage them to apply these recovered insights to themselves. He thus writes, for the second time, that [W]e knowers31 of today [wir Erkennenden von Heute], we godless ones and anti-metaphysicians, we, too, still derive our flame from the fire ignited by a faith millennia old … that truth is divine. (GM III: 24) Especially when considered within the larger contexts that Nietzsche recommends to his readers (viz., GS 344, the whole of GS, Book V of GS, and the 1886 Preface to The Dawn), this extract clearly identifies him and his fellow “knowers” as the “last idealists” described in this section. Finding it “necessary to pause and take careful stock” (GM III: 24), Nietzsche ventures an answer to the question with which the extracted passage concludes. “If God himself turns out be our longest lie” (ibid.), he asks, are we not obliged to expose the kindred lie that supports our current scientific and scholarly pursuits? If we wish to continue the progress marked by our renunciation of belief in the Christian God, he apparently means to imply, we will need to interrogate our allegiance to the successor deity. Having earlier alerted his readers to the affinities they share with the “last idealists,” Nietzsche here announces the task that separates his best readers from all other idealists: From the moment faith in the God of the ascetic ideal is denied, a new problem arises: that of the value of truth. The will to truth requires a critique—let us thus define our own task—the value of truth must for once be experimentally32 called into question. (GM III: 24) With the dawning of this “new problem” and the subsequent determination of a task these “knowers” may call their own, Nietzsche brings the narrative of the Genealogy of Morals up to date. Here the genealogist of morals (qua experimental critic of truth) becomes the central focus of his genealogy of morals.33 As this passage indicates, Nietzsche hopes to persuade his fellow “knowers” of the advantages that accrue to them as the final champions of the ascetic ideal. Toward this end, he reveals that he and they stand in a unique, dual relationship to the will to truth. As true believers, they are not free to renounce their faith in the saving power of truth. Inasmuch as they possess disposable reserves of strength, however, they may employ their will to truth in the service of a critique of the will to truth. Unlike lesser idealists, that is, they may attempt to tell the truth about truth—namely, that its value is limited, provisional, relative, and conditional. Any such critique must proceed “experimentally,” for any question they might raise about the value of truth invariably must derive its
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authority from the “absolute value” they attach, involuntarily, to truth itself. As we shall see, in fact, the truth about truth may be fatally complicated. There is another, more uniquely Nietzschean sense in which this critique of truth must proceed experimentally. If Nietzsche and his fellow “knowers” are among the last believers in the divinity of truth, they will have little choice but to direct their critique of truth against themselves. (Even if they begin this critique by directing it toward others, as Nietzsche pretends to do in this section, they eventually must call into question their own unscientific estimations of the value of truth.) An “experimental” critique of truth would thus require them to engage in self-directed criticism, the practice of which Nietzsche increasingly comes to recommend in his post-Zarathustran writings as a sign of renewed strength and renascent health. As we shall see, in fact, the requirement of self-directed criticism is central to his anticipated contribution to the destruction of Christian morality.
Part IV Nietzsche begins the penultimate section of Essay III by returning the focus of his narrative to “our problem, the problem of the meaning of the ascetic ideal,” which uniquely pertains to the future of humankind (GM III: 27). Building on his earlier account of the alliance between science and the ascetic ideal (GM III: 25), he now identifies the will to truth as the unadulterated “kernel” of the ascetic ideal (GM III: 27). He thus implies that the cumulative opposition of scientists and scholars has succeeded in stripping the ascetic ideal to its living core, which we are now in a position to identify as the will to truth. This means, of course, that aspiring opponents of the ascetic ideal must now direct their opposition against its animating will to truth, which they are obliged to do qua agents of the will to truth. In the end, that is, science may yet oppose the ascetic ideal, but only if those scholars who make up Nietzsche’s target audience are willing to undertake a self-directed critique of the will to truth. We are now in a position to appreciate the motive behind Nietzsche’s decision to inaugurate the indirect communication that comprises Sections 23–28. While it is not the case that his best readers can shift their allegiance to an alternative (i.e., extra-ascetic) ideal, they nevertheless may align themselves with an ideal that can be made to oppose the ascetic ideal.34 They may do so, he believes, because their unique historical situation affords them the unprecedented opportunity to steer the ascetic ideal (qua will to truth) into opposition with itself. On the basis of their palpable failure to defend modern science as an alternative to the ascetic ideal, his best readers eventually will realize that any genuine opposition to the ascetic ideal must be engendered from within the “closed system” of the ascetic ideal itself. The “opposing will” he has
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pretended to seek in Sections 23–27 is none other than the will to truth, which, we are now in a position to understand, simply is the ascetic ideal in its most current form.35 In this form, which is unique to the epoch of late modernity, the ascetic ideal is indistinguishable from the scholarly (or scientific) quest for truth. They both derive their justification from their pursuit of the same “one goal”—namely, the possession of truth itself, which, supposedly, will redeem the faulted nature of the human condition. In the will to truth, the ascetic ideal finally has met its “match,” for the will to truth too permits no other interpretation, no other goal . . . it submits to no power, believes in its own predominance over every other power, in its absolute superiority of rank over every other power . . . (GM III: 23) As it turns out, then, “the desired opponents of the ascetic ideal, the counteridealists” (GM III: 24) are none other than Nietzsche and his fellow “knowers”— provided, of course, that they are able to steer their will to truth into opposition with itself. Their task, in short, is to tell the truth about truth, which is precisely what scientists and scholars have failed thus far to do. If successful in performing this task, they will hasten the demise of Christian morality. Nietzsche thus confirms that “unconditional honest atheism” should not be considered the “antithesis” of the ascetic ideal (GM III: 27). These self-described atheists are to be applauded for refusing “the lie involved in belief in God,” but they have not yet forbidden themselves the lie involved in stipulating the inestimable value of truth. This is so, we are now in a position to understand, because they have not yet acknowledged that their practice of science is supported by the very lie that formerly supported belief in the Christian God. Calling themselves to order, as Nietzsche soon will urge them to do, would thus require them to forbid themselves recourse to the lie that animates their scholarly pursuit of truth. Here we should note that Nietzsche explicitly includes himself in this group of atheists, which is as close as he comes in the Genealogy of Morals to placing himself and his “we” among the “last idealists” described in Section 24. He then refers his readers to The Gay Science (GS 357), where we find his answer to the question: “What, in all strictness, has really conquered the Christian God?” The passage imported from The Gay Science (GS 357) begins by describing the self-conquest of Christianity (which he later identifies as an instance of the “self-cancellation”36 [Selbstaufhebung] that “all great things” are obliged by law to undergo), and it ends with a discussion of the “self-overcoming” [Selbstüberwindung] to which he and his best readers are the rightful “heirs” (GM III: 27).37 The imported passage furthermore identifies these two processes as joined by the scientific “rigor” that distinguishes these “good Europeans,” owing to their refined “conscience,”38 which demands of them “intellectual cleanliness at any price” (ibid.).
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By appealing at this particular point in his narrative to the passage imported from The Gay Science (GS 357), Nietzsche hopes to impress upon his best readers that he and they occupy a node of world-historical transformation. He thus presents his readers with the tantalizing possibility that their seemingly unremarkable labors of self-overcoming—most notably, as we shall see, their experimental, self-directed challenge to the will to truth—may converge with, and actually expedite, the self-cancellation of Christian morality. Immediately following the imported passage, he thus invokes the “law of life,” which enjoins submission in all things, great and small: All great things bring about their own destruction through an act of selfcancellation [Selbstaufhebung]39: thus the law of life will have it, the law of the necessity of “self-overcoming” [‘Selbstüberwindung’] in the nature of life—the lawgiver [Gesetzgeber] himself eventually receives the call: “patere legem, quam ipse tulisti.” (GM III: 27) This is Nietzsche’s first reference in the Genealogy of Morals to the “law of life,”40 and it comes at a crucial juncture in the elaboration of his main narrative. Perhaps he presumes that his readers are (or will become) familiar with this “law” from his earlier writings, in particular his Zarathustra (GM “Preface” 8). Indeed, we know from his Zarathustra that life is “that which must always overcome itself [was sich immer selber überwinden muss]” (Z II: 12). We also know from his Zarathustra that the title character is not entirely sincere in professing his love of life (Z III: 15.2), in large part because he is not willing to submit to the law of self-overcoming that he so eagerly prescribes to others. When he does not receive from life the special consideration he seeks for himself, such that he might be granted an exemption from the law of self-overcoming, he promptly leaves her for another woman, whom he calls Eternity (Z III: 16). Having squandered the opportunity to align his will with the law of life, Zarathustra is obliged to submit to this law as if to an objectionable, alien decree. This is why he seeks the metaphysical comfort embodied by his new bride, Eternity, in whose embrace he will be forever spared the self-overcoming he prescribes to all other beings. Zarathustra is thus representative of those lawgivers who receive, but fail to heed, the call to submit to the laws they have prescribed to others.41 They must submit to the law of life in any event—hence Nietzsche’s reference above to the “necessity” of self-overcoming—but they are powerless to experience their submission as an expression of their own willing. “Thus I willed it” is precisely what they cannot say about their own inevitable submission to the law of life. Zarathustra’s failing helpfully illuminates what is involved in the wisdom that Nietzsche has trained his aspiring “warriors” to attract (GM III: E).42 If his readers are wise, they will both receive and heed the call to submit voluntarily to the laws they have prescribed to others. If they are wise, that is, they will submit voluntarily to the demands for probity and truth that they have levied against
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others. In particular, as we have seen, they will forbid themselves the lie that sustains their faith in truth, which in turn animates their will to truth. Although they must submit to this law in any event, their receptivity to this call affords them the opportunity to do so as an expression of their own will. The proof of their wisdom thus lies in their capacity to affirm the necessity of their own self-overcoming and, subsequently, to align their collective will with the “law of life.” Having done so, they may experience their inevitable submission not as a cruel, absurd injustice, much less as an objection to life itself, but as a fully natural consequence of their lawgiving, of which they might proclaim, “Thus we willed it.” Nietzsche does not identify the lawgivers who are called (in Latin) to submit to their own legislations. From Beyond Good and Evil, however, we know that he regards “Genuine philosophers . . . [as] commanders and lawgivers [Befehlende und Gesetzgeber],” in large part because they decree “thus it shall be!” (BGE 211). From the same book, we also know that the name he proposes for “the new species of philosophers” he spies “coming up” (BGE 42)—die Versucher—calls to mind the experimental task that he and his “we” have set for themselves (GM III: 24). From The Gay Science, moreover, we know that Nietzsche places himself and his fellow “good Europeans” in the lineage of those German philosophers—he names Leibniz, Kant, Hegel, and Schopenhauer—whose legislations have propagated “Europe’s longest and bravest self-overcoming” (GS 357). We may thus assume with some confidence that the lawgivers in question include Nietzsche and his best readers, those “unconditional honest atheists” whom the imported passage identifies as “good Europeans” (GM III: 27).43 Having boldly ruled against the lie that sustained belief in the Christian God, Nietzsche and his best readers are now called to rule against the kindred lie that sustains their own belief in the divinity of truth. In doing so, he implies, they will submit voluntarily to the law they have prescribed to others. As the imported passage confirms, moreover, they are uniquely qualified to do so, by virtue of the “rigor” with which their conscience asserts itself. Having called to order the entirety of European civilization, they now must call themselves to order. The time has come for them to assay, scientifically and experimentally, the genuine value of truth.44 He continues: Christian truthfulness, which is all that remains viable in Christian morality, will draw its “most striking inference,”—that is, “its inference against itself”—“when it poses the question ‘what is the meaning of all will to truth?’”45 (GM III: 27). Although Nietzsche does not name the agent(s) who will pose this question on behalf of Christian truthfulness, the question itself recalls the epochal “task” he earlier defined for himself and his best readers (GM III: 24). We are thus meant to conclude, apparently, that they will represent Christian truthfulness in its finest hour, as it issues a mortal challenge to Christian morality.46 By steering the will to truth into an unprecedented confrontation with itself, they will expose its reliance on an unacknowledged faith in truth, about which scholars and scientists heretofore have been anything but truthful. As we
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have seen, moreover, their challenge to the will to truth ultimately must be selfdirected,47 for the will to truth now resides only in them. No one else still believes in the saving power of truth, and no one else is historically positioned to tell the truth about truth. The will to truth will finally become “conscious of itself as a problem,” that is, in and through the experiments that he and his “unknown friends” will perform on themselves (GM III: 27). This particular claim merits further attention, for it sheds clarifying light on the kind of “we” that Nietzsche has endeavored to build throughout the Genealogy of Morals. Here he explicitly links their newly determined task to their desire (and corresponding quest) for meaning [Sinn],48 which they will secure, or so he supposes, only in the event that in them “the will to truth becomes conscious of itself as a problem” (GM III: 27). That Nietzsche appeals to the meaning to be found in a collective challenge to the will to truth is indicative of his refusal thus far of “modern science” and its nihilistic campaign to deprive existence—and especially human existence—of the meaning formerly accorded it (GM III: 25).49 Here it becomes clear, in fact, that Nietzsche understands the task reserved for him and his “unknown friends” as consistent with an approach to science that rejects “the absolute fortuitousness, even the mechanistic senselessness of all events” (GM II: 12) just as vigorously as it refuses supernatural principles of explanation.50 In facing the will to truth with its problematic faith in truth, that is, Nietzsche and his “we” must become practitioners of what he calls the gay science, by virtue of which they will “cheerfully” resist the nihilistic conclusions that their critique of science would seem (to others) to countenance (GM “Preface” 7). By implicating himself in a collective quest for collective meaning, moreover, Nietzsche finally acknowledges the full extent of his dependence on his best readers. While addressing his “unknown friends,” he explicitly identifies his problem—viz., the problem of securing adequate meaning [Sinn]—as “our problem” (GM III: 27). Without their assistance, he thus concedes, he cannot carry out the assault he has planned on the remains of Christian morality. Nor can he find adequate motivation for doing so in the individual meaning that he might derive from his efforts. Inasmuch as the meaning he seeks must be shared with this “we,” he acknowledges that he must fully immerse himself—with none of his familiar caveats, conditions, or reservations—in its “whole being” (ibid.).51 In typically Nietzschean fashion, of course, he also withholds himself from his best readers, claiming that “as yet I know of no friend” (ibid.). Here, I suspect, he is not simply being playful or gnomic. Despite his preference for an increasingly nomadic form of existence, Nietzsche knew several individuals whom he readily acknowledged as current or former friends. What none of these flesh-and-blood friends provided, however, was the genuine sense of meaningful belongingness and collective destiny that his new “task” obliges him to seek. As he explains in the passage that serves as the epigraph to this essay, he looked around for “those related to [him]” [Verwandten] (EH “BGE” 1), which suggests a degree of intimacy and mutual understanding that his anemic contemporaries would have been unlikely to muster and unable to
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sustain. The “unknown friends” whom he seeks in the Genealogy of Morals are such as will enable him, finally, to immerse himself in the collective agency and identity of a genuine and worthy “we.” Nietzsche closes this Section on a note that is equally suggestive of hope and despair. The centuries to come, he promises, will spawn cataclysms and convulsions that may excite our desire for self-annihilation and consign the human species to extinction.52 Alternately, these very same disruptions may contribute to the self-overcoming of morality, the installation of a post-ascetic ideal, and the dawning of an extra-moral epoch in human history. As we have seen, everything rests on how Nietzsche’s readers respond to the “spectacle” that is about to unfold around them (GM III: 27). Will they experience themselves as helpless victims of this calamity, or as its proud, triumphant instigators? Will they endure this spectacle as passive spectators, or will they take the stage as players in their own right, placing their trust in the direction provided by the “grand old eternal comic poet of our existence” (GM “Preface” 7)? If Nietzsche’s readers are not yet wise, they are likely to receive the collapse of Christian morality as a devastating blow to their efforts to lead a meaningful existence. If they have managed to become wise, however, they will take their place onstage, thereby positioning themselves to behold—and affirm—the extra-moral future that may lie ahead.
Conclusion Although Nietzsche concludes section 27 with a stirring rhetorical crescendo, culminating in his audacious promise of the impending demise of Christian morality (GM III: 27), his work in Essay III remains conspicuously unfinished. Most notably, he has not yet revealed the full meaning of the ascetic ideal, which means that he has not yet provided a satisfying answer to the titular question of Essay III. Following an instructive, if belated, account of how the human animal came to rely on the ascetic ideal,53 he finally explains how such a ruinous ideal was able to “flourish” without serious “resistance” (GM III: 23). According to Nietzsche, the ascetic ideal owes its enormous influence not to any positive attributes of its own, but, as the “‘faute de mieux’ par excellence so far” (GM III: 28), to the monopoly it has enjoyed in the business of conferring meaning upon human suffering. Throughout the entirety of the moral period of human history, under the civilizing regime of culture, human beings have had no choice but to derive meaning and purpose from their orientation to the ascetic ideal. Humankind is ascetic, that is, neither by nature nor by choice, but by default—owing, as he insists, to the dearth of alternative ideals. Hence Nietzsche’s answer to the guiding question of Essay III: The preponderance of ascetic ideals means that no other ideal has presented itself for consideration and adoption.54 As strange as it may sound, life itself has required all (or most)
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human beings to pursue their projects of self-improvement and self-perfection under the banner of the ascetic ideal. This claim marks a significant elaboration of his earlier account of the ascetic ideal, for it explains why such a destructive ideal was able to amass such “monstrous” power. Still, a final layer of meaning remains to be revealed. Nietzsche has yet to disclose to his readers, as he knows he must, “the ultimate and most terrifying aspect of the question concerning the meaning of this ideal” (GM III: 23). Shifting abruptly to the present tense, he issues his best readers one final challenge: We can no longer conceal from ourselves what is expressed by all that willing which has taken its direction from the ascetic ideal . . . all this means— let us dare to grasp it—a will to nothingness [einen Willen zum Nichts] . . . (GM III: 28) This is the “new truth” toward which Essay III has been steadily, if erratically, building (EH “GM”), the illumination of which is Nietzsche’s avowed “aim” [Zweck] in writing Essay III (GM III: 23).55 What the preponderance of ascetic ideals means, in the end, is that the survival of the human animal has been secured thus far through the activation and veiled expression of the will to nothingness, which motivates the “aversion to life” that the ascetic ideal invariably, if covertly, expresses (GM III: 28). Simply put, the ascetic ideal has enabled human beings to sustain an animating sense of meaning, but only on the condition that they participate, unwittingly, in a long, gradual, and heretofore imperceptible campaign to destroy the very conditions of their existence. Wary, apparently, of trusting his readers to close the circle of his exegesis, Nietzsche concludes Essay III by repeating (though not quite verbatim) the insight with which he began: “Humankind would rather will nothingness than not will” (GM III: 28). Thus prompted by Nietzsche to revisit the first section of Essay III, we are reminded of the “basic fact of the human will, its horror vacui: it needs a goal” (GM III: 1). Thus reminded, we may conclude with some confidence that the ascetic ideal initially arose in response to an existential crisis that imperiled the future of the human animal. Forcibly estranged from its natural instinctual heritage (GM II: 16), the human animal was obliged to attach its crippled will to an external goal, the pursuit of which would deliver the feeling of power to which the human animal was accustomed. Unable to identify such a goal, the human animal began to question the meaning of its existence and, subsequently, to consider seriously the option of “suicidal nihilism” (GM III: 28). Rather than suffer the human animal to elect this option en masse, life itself dispatched the ascetic priest, who, under the aegis of the ascetic ideal, sponsored the will-preserving goal of self-deprivation.56 Until very recently, Nietzsche explains, the ascetic ideal has succeeded in closing the door to “suicidal nihilism” (GM III: 28). It has done so, we now
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understand, on the strength of a priestly feat of legerdemain. Instead of identifying a goal that would obviate the default activation of the will to nothingness, the ascetic priest sponsored a goal—namely, self-deprivation—whose pursuit would enroll human beings in a cleverly disguised program of protracted self-annihilation. Rather than banish the will to nothingness, that is, the ascetic priest simply cloaked it “under the cover of holy intentions” (GM III: 21). In this durable guise, the promise of salvation has furnished ascetics of all stripes with a useful pretext for distinguishing, in all sincerity, between their virtuous practice of self-deprivation and the sinful practice of suicide. According to Nietzsche, however, this ingenious ruse has very nearly exhausted its usefulness to the species. As the authority of the ascetic ideal has declined, its clientele has steadily dwindled. Over most human beings, in fact, the ascetic ideal no longer wields any meaningful influence. As a deterrent to “suicidal nihilism,” which is the purpose for which it arose, it is no longer generally effective. In some human beings, however, the ascetic ideal remains a credible impetus toward self-improvement and self-perfection. As we have seen, Nietzsche surreptitiously appeals to the ascetic ideal as he exhorts the “last idealists” among his readers to host a final, fatal act of self-examination on the part of the will to truth (GM III: 27). Inasmuch as their will to truth “take[s] its direction from the ascetic ideal” (GM III: 28), we now understand, it too must shelter a will to nothingness. Like all champions of the ascetic ideal, they have no choice but to derive meaning from the expression of their will to destroy the conditions of their existence. Owing to their unique historical situation, however, they may (and eventually must) turn the destructive force of their will to nothingness against its source—namely, the will to truth, which, as we have learned, is nothing more than the ascetic ideal in “its strictest, most spiritual formulation” (GM III: 27). As we have seen, of course, any challenge on their part to the truthfulness of the will to truth ultimately must be self-directed, for the will to truth remains viable only in them. What would it mean for Nietzsche and his “unknown friends” to undertake a strategic, self-directed expression of their will to nothingness? Although they are reliant on the will to truth for their identity and sense of purpose—it is, after all, an ingredient to their legacy as “good Europeans” (GM III: 27)—they nevertheless anticipate finding the “meaning” of their “whole being” in the possibility that “in [them] the will to truth [will become] conscious of itself as a problem” (ibid., emphasis added). Once cognizant of its untruthful reliance on a problematic faith in truth, the will to truth will outlaw itself in one final, selfconsuming expression of its commitment to the incalculable, non-negotiable value of truth.57 In their moment of envisioned triumph, that is, Nietzsche and his “unknown friends” will gain meaning for their “whole being,” but only at the expense of their animating will to truth, which alone has enabled them to organize and warrant their existence. In their case, then, confronting the will
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to truth with its own untruthfulness would be tantamount to declaring war on the very conditions under which their lives have become meaningful. This suggests, of course, that the meaning they stand to gain is likely to be both fleeting and unsustainable. According to Nietzsche, the success of their self-directed assault on the will to truth will seal the demise of the ascetic ideal, which alone sustains their quest for the truth, and of Christian morality, which alone sustains the moral imperative of their quest.58 Here we may wonder, though Nietzsche does not, what a post-ascetic, extra-moral future might hold for these “unknown friends.” As the afterglow of their triumph begins to fade, will they find themselves in need of the very meaning they have banished from the stage of human history? Or are they meant to perish (whether literally or figuratively) from their self-directed experiments on the will to truth?59 Although Nietzsche does not speculate in the Genealogy of Morals on the likely fate of his “unknown friends,” we apparently are meant to understand that the meaning they will derive from their assault on the will to truth is both compensatory and potentially transformative. In the end, that is, it may be sufficient for them to proclaim, “Thus we willed it,” regardless of their condition in the aftermath of their triumph.
Chapter 6
Free Spirits and Free Thinkers: Nietzsche and Guyau on the Future of Morality Keith Ansell-Pearson
These falsely dubbed “free spirits” belong to the levellers, loquacious scribbling slaves of the democratic taste and “modern ideas”: all of them are people without solitude . . . plain, well-behaved lads whose courage and honourable propriety cannot be denied. It is just that they are unfree and laughably superficial . . . What they are trying with all their strength to achieve is a common green pasture of happiness for the herd, with safety, security, comfort, ease of life for everyone . . . (BGE 44)
Moral philosophy (La morale), which tries to formulate the most manifold and complex relations existing between the creatures of nature, is, perhaps, also founded on the greatest number of errors. Many beliefs related in history, which have inspired to self-sacrifice, may be compared with those magnificent mausoleums erected in honour of a name. If these mausoleums are opened, nothing is found; they are empty. (Guyau 1896, p. 70; 1898, p. 60)
Introduction The main purpose of this essay is to contrast Nietzsche and Jean-Marie Guyau (1854–88) on ethics and the future of morality.1 Although the novel and challenging character of Nietzsche’s approach to questions concerning morality and its future has been well-attended to in the literature my hope is that by bringing Guyau’s ideas on morality to the attention of readers, and showing how aspects of them resonate strongly with Nietzsche, new light can be shed on the wider intellectual context in which Nietzsche advances his future-oriented project of critique and revaluation. Nietzsche claims philosophical distinction for himself on account of his being able to undertake the task of a “revaluation of values”: he is adept at inverting perspectives and in possession of contradictory capacities (EH “Wise” 1; EH “Clever” 9). This is a task he calls “immense” in Ecce Homo (EH “TI” 3) and describes with the explosive imagery of a “shattering lightning-bolt” (EH “CW” 4).
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Similarly, in the preface to the Genealogy of Morals he claims distinction for himself on account of voicing in his writings a new demand, “we need a critique of moral values, the value of these values should itself, for once, be examined . . . ” (GM “Preface” 6). In a note for the preface to Dawn he writes of the need to think about morality without falling under its spell and the seductive character of its beautiful gestures and glances (KSA 12, 2 [165]; WP 253). He distinguishes himself from modern German philosophy, notably Kant and Hegel, and what he regards as half-hearted attempts at “critique.” These two cases of criticism, he contends, are directed only at the problem (how morality is to be demonstrated, whether as noumenon or as self-revealing spirit) but never at the “ideal.” In the actual preface to Dawn Nietzsche claims that morality is the greatest of all mistresses of seduction and that all philosophers have been building “majestic moral structures” under its seduction (D “Preface” 3). Kant, he says, was really a pessimist who believed in morality in spite of the fact that neither nature nor history testify to it and in fact continually contradict it. In this essay I shall focus on the free spirit aspect of Nietzsche’s project of revaluation. This should prove instructive for clarifying the ambit of the project and what kind of spirit he envisages undertaking it. In a number of late sketches for his planned magnum opus on the revaluation of values, which was invariably to consist of four books, the second book was to be devoted to the free spirit in which philosophy would be examined as a “nihilistic movement” (KSA 13, 19 [8]; see also 22 [14], 23 [13]). Here there are two tasks to perform: first, exactly how and on what grounds are free spirits and free thinkers to be distinguished? Second, how do we differentiate Nietzsche’s own development as a free thinker/free spirit from 1878 onwards? When Nietzsche defines the free spirit in volume one of Human, all too Human (1878) it is a straightforward conception he provides and conforms to the typical understanding of the free spirit as the person who lives by reason not faith and who thinks differently from what is expected of them on the basis of their origin, environment, class, profession, the dominant views of the age, and so on (HAH 225–6). However, by the time of Beyond Good and Evil (1886) the conception of the free spirit has altered in some significant aspects and Nietzsche is keen to forge a distinction between the free thinker and the free spirit. In The Anti-Christ he even claims that the free spirits “already constitute a ‘revaluation of all values’” (AC 13; see also 36). In this paper my attention is focused on the nature of this distinction which predominates in his late writings (1886–88).
Naturalism That Nietzsche has his intellectual roots in naturalism (and materialism) cannot be doubted.2 Recent years have witnessed a serious renaissance of interest in Nietzsche as a naturalist (which is how he was positioned at the very start of
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his reception)3 with some important contributions in the history of ideas and in philosophy.4 Nietzsche’s project has recently been interpreted in terms of methodological naturalism and existential naturalism.5 My own preference is to read Nietzsche as a naturalist in the context of nineteenth-century debates about human evolution and the future of morality. Modern naturalism holds the world of experience, the empirically given coherence of nature, to be the one reality.6 It is also accepted in Nietzsche’s time that naturalism can assume different philosophical articulations. Three forms of naturalism are identified, which are idealism, materialism, and monism, and these are seen to generate three systems of thought: theism, atheism, and pantheism. Emerson, for example, whose importance for Nietzsche is well known, was taken to be a representative of idealist naturalism.7 Nietzsche is a naturalist in the same way other philosophers of his day were naturalists, such as Guyau for example who writes: We are content to admit, by a hypothesis at once scientific and metaphysical, the fundamental homogeneity of all things, the fundamental identity of nature. Monism, in our judgment, should be neither transcendent nor mystical, but immanent and naturalistic. The world is one continuous Becoming; there are not two kinds of existence nor two lines of development, the history of which is the history of the universe. (Guyau 1962, p. 494) Nietzsche holds a strikingly similar view to this: “My intention: to demonstrate the absolute homogeneity of all events” (KSA 12, 10 [154]; WP 272). The significance of this for Nietzsche is that it removes contradiction from things and it is for this reason that he is a monist. For both Guyau and Nietzsche naturalism denotes a scientific approach to mind or spirit that places it firmly within nature. Guyau takes naturalism to consist in the scientific view that nature, together with the beings that compose it, make up the sum total of existence. The problems that confront the philosophical naturalist include determining the essential character of existence (for both Guyau and Nietzsche this takes the form of developing a notion of “life”), ascertaining which mode of existence is most typical, and seeking to determine whether existence is material or mental, or perhaps both. A key question facing naturalists and evolutionists is whether the universe is made up solely of dead matter or whether the universe is everywhere alive. If we declare matter to be the sole reality analyzable into force, do we not then have to recognize that force is a primitive form of life? Interestingly Nietzsche conceives the will to power as a Vorform of life in Beyond Good and Evil (36). Guyau’s worry is that materialism, no less than idealism, belongs to the poetry of metaphysics (1962, p. 490), and he thinks that both science and philosophy will make more progress if they now work with a concept of “life” and investigate it free of moral and metaphysical prejudices. This will have enormous
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implications, he thinks, for our understanding of morality and of the human animal as the moral animal: “Morality in the beginning is simply a more or less blind, unconscious, or at best, subconscious, power” (ibid., p. 496). Let me now focus on Guyau and some key aspects of his naturalization of ethics or moral philosophy.
Naturalism and Ethics in Guyau Many of the intellectual figures that Nietzsche read and critically engaged with were seminal figures in the development of philosophy and sociology in the nineteenth century but are little read today. In English-speaking appreciation, Nietzsche is too often read and interpreted in an intellectual vacuum.8 Some of the intellectual figures Nietzsche read and engaged with, several of whom he respected as “free thinkers,” include Auguste Comte, Eugene Dühring, Ernest Renan, Herbert Spencer, Taine, Eduard von Hartmann, and so on. Jean-Marie Guyau (1854–88) is explicitly mentioned by Nietzsche as an example of the modern free thinker. Guyau is an impressive philosopher and the author of pathbreaking books that merit being read and appropriated today. Nietzsche tremendously admired his work even though he regarded him as a free thinker. Guyau’s major work on ethics was published in 1885 (Nietzsche read it at this time) and is entitled in English Sketch of Morality Independent of Obligation or Sanction (Esquisse d’une morale sans obligation, ni sanction).9 Prior to this work Guyau had published in 1875, 1878, and 1879, studies of ancient and modern ethics (especially English utilitarianism), being especially concerned with Epictetus and Epicurus with regards to the ancients and with Darwin and Spencer with regards to the moderns. He also published an essay on the “problems in contemporary aesthetics” in 1884 and in 1887 a fascinating tome entitled The Non Religion (or Irreligion) of the Future which Nietzsche also read and admired.10 His study of education and heredity was published posthumously in 1889, as was his highly original study on the genesis of the idea of time in 1890. The basic principle of Guyau’s naturalism is the one established by modern science: man is not a separate being different to the rest of the world and the laws of life are the same from the top downwards on the ladder of life (Guyau 1896, p. 86; 1898, p. 73).11 Guyau’s appeal at the time was as the “Spinoza of France.” His aim was to promote a renewal of ethics in the face of the rise of mechanical materialism to a position of intellectual dominance in which there would be a focus on emotional and reflective activity in contrast to the exclusive attention paid to physical and external phenomena. The influence of Darwin and evolutionary theory on Guyau is immense. He makes frequent recourse to natural and sexual selection to explain various human phenomena, including moral ones such as courage. His appropriation of the Darwinian
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revolution for ethics is incisive and novel. In the preface to his book, Guyau expresses his chief concern: Apologists who defend a particular system of morals or religion have never proved anything, for there always remains one question which they forget— namely, is there any true religion or true morality? (p. 68; p. 58) Statements such as this resonate with the perspective Nietzsche develops in chapter five of Beyond Good and Evil, starting with aphorism 186 and its criticism of any and all attempts to establish ethics (der Ethik) on a rational foundation (Begründung der Moral), which is something moralists have been seeking for thousands of years like the philosophers’ stone.12 For Guyau a scientific conception of morality cannot be expected to agree with the general conception of morality since the latter is composed for the most part of prejudices and feelings. Attempts have been made to do this in ethics, such as Bentham’s utilitarianism, but, Guyau argues, this has been at the expense of violating the facts. Moreover, for him the scientific spirit is “the revolutionary spirit” since it is the enemy of all instinct, the dissolving force of everything nature has bound, and the struggle against the spirit of authority that is at the root of all societies and also that which is in the depths of conscience (p. 132; p. 111). In following habits, instincts, and sentiments human beings, he argues, are obeying not some mysterious obligation, but “the most general impulses of human nature” along with the “most just necessities of social life” (p. 4; p. 2). It is this daring approach to questions of morality that Nietzsche greatly admired and led him to describe Guyau as “brave.” An examination of the annotations he makes to his copy of Guyau’s text on morality makes it clear that he strongly empathized with Guyau’s overall approach to morality. At one point Guyau compares morality to an art that charms and deludes us, against which Nietzsche writes “moi” in the margin (p. 70; p. 59).13 Nietzsche was also impressed by the conception of truth Guyau puts forward in the text. I am also confident that he would have found his conception of a “self-sublimation” of morality partly prefigured and echoed in Guyau’s text. There are indications in the annotations he makes to the section in the book on “the morality of faith” which strongly suggest this was the case. In the face of these striking parallels between the two projects it becomes a genuine search to identify the reasons for Nietzsche’s judgment of Guyau as a free thinker and his call for a new type of free spirit. For Guyau the reign of the absolute is over in the domain of ethics: “whatever comes within the order of facts is not universal, and whatever is universal is a speculative hypothesis” (p. 6; p. 4). A chief characteristic of the future conception of morality will be “moral variability”: “In many respects this conception will not only be autonomous but anomos” (ibid.).14 Nietzsche is often depicted
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as a philosopher who naturalizes Kant on questions of ethics, and this is undoubtedly true. Guyau does something very similar. The feeling of obligation, he argues, is not “moral” (conceived as an independent reality) but sensible. To suppose otherwise is to generate a “mystery” (a “supernatural law”) with regards to the production of a pathological and natural sentiment, namely, respect. Guyau is perplexed as to how we are to find an a priori reason, as Kant wants, to join a sensible pleasure or pain to a law which is suprasensible and heterogeneous to nature (pp. 232–3; p. 198). Nietzsche describes Kant’s ethics as a form of “refined servility” (GS 5). Guyau makes the same criticism of Kant when he questions the performance of duty for the sake of duty, which he regards as pure tautology and a vicious circle. We might as well say be religious for the sake of religion, or be moral for the sake of morality (p. 67; p. 57). He then closely echoes Nietzsche in The Gay Science (335) when he argues, “While I believe it to be my sovereign and self-governed liberty, commanding me to do such and such an act, what if it were hereditary instinct, habit, education, urging me to the pretended duty?” (ibid.)15 Guyau, let me make clear, does not contend that Kant’s thinking on ethics is without importance or merit; indeed, he holds the theory of the categorical imperative to be “psychologically exact and deep” and the expression of a “fact of consciousness.” What cannot be upheld, however, is the attempt to develop it without the requisite naturalistic insight in which what we take to be a practical, internal necessity will be demonstrated to be an instinctive, even mechanical, necessity (pp. 102–3; p. 89).16 For Guyau an inquiry into the sentiment of obligation is to take the form of a “dynamic genesis” in which we come to appreciate that we do not follow our conscience but are driven by it and in terms of a “psycho-mechanical power” (p. 117; p. 98). The sentiment of obligation and our powers of action are to be examined as “forces,” ones that act in time, and according to determinate directions with more or less intensity. In addition questions of evolution—the evolution of the species and of societies—also need to be taken into account. What kind of “impulse” is duty? How has it evolved? And why has it become for us a “sublime obsession?” (p. 121; p. 101). Ultimately, Guyau argues, Kant’s ethics must be seen as belonging to an age that future humanity will outgrow. It is a moral philosophy similar to ritualist religions which count any failure in ceremonial as sacrilege; it is thus a kind of “moral despotism . . . creeping everywhere, wanting to rule everything” (p. 170; p. 144). According to Guyau, we are witnessing today the decline of religious faith and this faith is being replaced by a dogmatic faith in morality. Although its fanaticism may be less dangerous than the religious sort it is equally menacing. The new voice is conscience and the new god is duty: The great Pan, the nature-god, is dead; Jesus, the humanity-god, is dead. There remains the inward and ideal god, Duty, whose destiny it is, perhaps, also to die some day. (p. 63; p. 54)
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The belief in duty is so questionable because it is placed above the region in which both science and nature move (p. 64; p. 55; compare Nietzsche in D 339). Guyau maintains that all philosophies of duty and of conscience are, in effect, philosophies of common sense and are thus unscientific, be it the Scottish school of “common sense” derived from Thomas Reid or neo-Kantianism with its assumption that the impulse of duty is of a different order to all other natural impulses. Phrases such as “conscience proclaims,” “evidence proves,” “common sense requires” are as unconvincing as “duty commands,” “the moral law demands.” Guyau, by contrast, appeals to scientific truth, which he conceives not as brute fact but as a “bundle of facts,” a “synthesis” not simply of the felt and the seen but of the explained and connected. What lies outside the range of our knowledge cannot have anything obligatory about it, and science needs to replace habituated faith. Like Nietzsche, Guyau recognizes the paradox—we immoralists remain duty bound and freely impose on ourselves a new, stern duty (BGE 226). Guyau calls this “the duty of being consistent to ourselves, of not blindly solving an uncertain problem, of not closing an open question.” In short, the new method of doubt is not without its obligations and cannot be (p. 68; p. 58). The extent to which Nietzsche empathized with Guyau on these issues cannot be underestimated. Indeed, one might contend that his conception of what it means to possess intellectual integrity has been deeply inspired by Guyau’s exposure of the new faith in morality: Nothing is rarer among philosophers than intellectual integrity (Rechtschaffenheit): perhaps they say the opposite, perhaps they even believe it. But a condition of their entire occupation is that only certain truths are admitted; they know that which they have to prove; that they are at one over these “truths” is virtually their means of recognizing one another as philosophers. There are, e.g., moral truths. But a faith in morals is not a proof of morality . . . (Nietzsche, KSA 13, 15 [25]; WP 445) Guyau conceives “the strictest probity,” to be conceived as “absolute sincerity, impersonal and passionate sincerity” (1962, p. 428–9), as the principal duty of the philosopher.
Guyau and the Philosophy of Life Guyau argues that a strict method is to be followed if we are to determine the nature of a moral philosophy to be founded exclusively on facts. The contrast to be made is with a metaphysical thesis which posits an a priori thesis and an a priori law. He asks, “what is the exact domain of science in moral philosophy (la morale)?” (p. 83; p. 71) Metaphysical speculation beyond the empirically given and ascertainable can be permitted in moral philosophy but the most important task is to work out how far an exclusively scientific conception of
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morality can go. Guyau inquires into the ends pursued by living creatures, including humankind. The unique and profound goal of action cannot, he argues, be “the good” since this is a vague conception which, when opened up to analysis, dissolves into a metaphysical hypothesis. He also rules out duty and happiness: the former cannot be regarded as a primitive and irreducible principle, whilst the latter presupposes an advanced development of an intelligent being. Guyau, then, is in search of a natural aim of human action. The principle of hedonism, which argues for a minimum of pain and a maximum of pleasure, can be explained in evolutionary terms in which conscious life is shown to follow the line of the least suffering. To a certain extent Guyau accepts this thesis but finds it too narrow as a definition since it applies only to conscious life and voluntary acts, not to unconscious and automatic acts. To believe that most of our movements spring from consciousness, and that a scientific analysis of the springs of conduct has only to reckon with conscious motives, would mean being the dupe of an illusion (p. 87; p. 74). Although he does not enter into the debate regarding the epiphenomenalism of consciousness, except to note it as a great debate in England (he refers to the likes of Henry Maudsley and T. H. Huxley), he holds that consciousness embraces a restricted portion of life and action; acts of consciousness have their origins in dumb instincts and reflex movements. Thus, the “constant end of action must primarily have been a constant cause of more or less unconscious movements. In reality, the ends are but habitual motive causes become conscious of themselves” (ibid.). Guyau is being strictly naturalistic in resolving the question of finality on the level of efficient causality: “In the circle of life the point aimed at blends with the very point from which the action springs” (p. 87; p. 75). For Guyau the cause operating within us before any attraction of pleasure is “life” (p. 247; p. 210). Pleasure is but the consequence of an instinctive effort to maintain and enlarge life. Contra Bentham he argues that “to live is not to calculate, it is to act” (p. 247; p. 211). An essentially Spinozist position—the tendency to persist in life is the necessary law of life—is deduced with the aid of principles borrowed from the English evolutionist school. Guyau takes this tendency to be one that goes beyond and envelops conscious life, so it is “both the most radical of realities and the inevitable ideal” (p. 88; p. 75). Therefore, Guyau reaches the conclusion that the part of morality which can be founded on positive facts can be defined as, “the science which has for object all the means of preserving and enlarging material and intellectual life” (ibid.). He acknowledges that with a scientific conception of morality living well is largely a matter of an enlarged hygiene. His ethics centre, then, on a desire to increase “the intensity of life” which consists in enlarging the range of activity under all its forms and that is compatible with the renewal of force (p. 89; p. 76). Like Spinoza and Nietzsche, Guyau thinks that “becoming-active” is the cure to many of life’s ills and to passive pessimism (see also pp. 175–8; pp.148–51).17 When Guyau argues that all action is an “affirmation,” a kind of choice and election, this elicits from Nietzsche one of only four “bravos” he makes in the margins of his copy of the book (p. 77; p. 66).18
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A “superior being” is one that practices a variety of action; thought itself is nothing other than condensed action and life at its maximum development. He defines this superior being as one which “unites the most delicate sensibility with the strongest will” (p. 42; p. 35). This finds an echo in Nietzsche when he entertains the idea of a future superior human being as one composed of “the highest spirituality and strength of will” (KSA 11: 582, 37 [8]; WP 957).
Guyau on the Future of Morality Guyau contends that when conceived as the “systematization of moral evolution in humanity” the science of ethics will come to exert an influence on this very evolution and alter the human animal in the process: The gradual and necessary disappearance of religion and absolute morality has many . . . surprises in store for us. If there is nothing in this to terrify us, at least we must try to foresee them in the interest of science. (p. 135; p. 114) The chief problem thrown up by the new scientific approach to morality is the question Nietzsche also focuses on: Why obedience? Why submission? The only form morality can assume for us today is as a critique of morality (D preface; KSA 12, 2 [191]; WP 399). This is perceived to be our problem today by Guyau because we are bound by an impulse or inward pressure which has only a natural character, not a mystical or metaphysical one that can be completed by any extrasocial sanction (p. 140; p. 117). Guyau’s conception of the future of morality differs from Nietzsche in placing the emphasis on an expansion of the social and sociability: “Develop your life in all directions, be an ‘individual’ as rich as possible in intensive and extensive energy; therefore be the most social and sociable being” (pp. 140–1; p. 117). Science can only offer “excellent hypothetical advice” and not anything that would purport to be categorical or absolute. If we wish to promote the highest intensity of life, then we have to experiment, that is, if we take the realm of the practical seriously we must recognize that a scientific conception of morality cannot give a definite and complete solution of moral obligation (p. 160; p. 134). A mature humanity is one that will decide for itself what it wishes to obligate itself to on the basis of the insights secured by scientific knowledge (e.g., placing the stress on questions of hygiene) and in terms of an experimentation:19 There is one unchangeable moral philosophy—that of facts; and, to complete it, when it is not sufficient, there is a variable and individual moral philosophy—that of hypotheses (p. 165; p. 139). Morality in the future will move in the direction not simply of autonomy but of anomy in which the differences between individuals and temperaments are
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taken into account along with the absence of fixed and apodictic laws and rules. Disinterestedness and self-sacrifice are not to be suppressed, but there is no given common object of the imperative. Although Kant begins a revolution in moral philosophy by seeking to make the will autonomous, as opposed to bowing before a law external to itself, he stops halfway with the constraint of the universality of the law. This supposes “that everyone must conform to a fixed type; that the ideal ‘reign’ of liberty would be a regular and methodical government” (ibid.). In contrast to this Guyau argues that true autonomy must produce individual originality and not universal uniformity. The future of intelligence demands that we allow for genuine pluralism of values and ideals freely chosen and rationally deliberated over, as opposed to a uniformity that can only annihilate intelligence. This is close to the position Nietzsche advocates in The Antichrist (AC 11) when he argues that each one of us must fashion our own “categorical imperatives.” Guyau also advocates perspectivism: “The infinity of the points of view ought to correspond with the infinity of things” (p. 167; p. 141). His hope is that heterodoxy and nonconventional living will become in the future the true and universal religion or way of life. He envisages an end to penal justice (p. 182; p. 154), which again brings him remarkably close to Nietzsche, who expresses the desire to restore innocence to becoming and purify psychology, morality, history, and nature of the concepts of guilt and punishment (KSA 13: 425, 15 [30]; WP 765). Moreover, his championing of a “truly scientific and philosophic mind” as one which does not entitle itself to possession of “the whole truth” and whose only faith is that of continual “searching” brings Guyau close to the free spirit Nietzsche celebrates in The Gay Science (347) as the enemy of fanaticism (p. 170; p. 143). In effect, what Guyau has done is to put aside every law anterior or superior to the facts, anything a priori and categorical. Instead we need to start from reality and build up an ideal, extracting “a moral philosophy from nature.” Guyau wants to know what the essential and constitutive facts of human nature are. He has curtailed consciousness since unconscious or subconscious life is the real source of our activity. Ethics concerns itself with achieving harmony between the two spheres of existence, unconscious and conscious; there is a need to find a principle common to both spheres and Guyau thinks he has found this in ‘life’ conceived as ‘the most intensive and the most extensive possible’ (p. 245; p. 209). In becoming conscious of itself, of both its intensity and extension, life does not have to lead to destruction but can increase its own force. In the sphere of life we necessarily deal with “antinomies” (conflicts, contestations, etc); the moralist is always tempted to resolve them once and for all by appealing to a law superior to life: “an intelligible, eternal, supernatural law” (ibid.). But we need to give up making this appeal to such a law. The only possible rule for an exclusively scientific moral philosophy is that it is a more complete and larger life that is able to regulate a less complete and smaller life. Again, we find this echoed in Nietzsche when he writes in the 1886 preface to volume one of Human, All Too Human that it is necessary “to grasp the necessary injustice
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in every for and against . . . life itself is conditioned by the sense of perspective and its injustice.” The greatest injustice is to be found in a state “where life has developed at its smallest, narrowest, and neediest.” Nietzsche wishes to aid the cause of what he calls the “higher, greater, and richer” life. In conclusion, then, Guyau’s naturalistic ethics has its basis in a philosophy of life: There is no supernatural principle whatever in our morality; it is from life itself, and from the force inherent in life, that it all springs. Life makes its own law by its aspiration towards incessant development; it makes its own obligation to act by its very power of action. (p. 248; p. 211)
Naturalism and Ethics in Nietzsche In examining Guyau on ethics I have indicated parallels between his ideas and ones we are more familiar with from Nietzsche’s dramatic and thoughtprovoking presentation of them. Nietzsche was impressed by Guyau’s critique of Kant, his insights into the new dogmatic faith in morality, his conception of truth, his understanding of action, and his claim that the reign of the absolute was now over to be replaced by a new pluralism. However, three important differences are signaled in Nietzsche’s annotations: (i) first and most important, Nietzsche contests Guyau’s Spinozist conception of desire in which the chief aim is self-persistence and self-maintenance (p. 92; p. 79)—to this Nietzsche replies that life is “will to power” (Guyau 1912, pp. 287–8). In addition, he regards as a “distortion” (Verdrehung) Guyau’s view that the richer one becomes in life, spiritually speaking, the stronger becomes the desire to sacrifice and give of oneself—again Nietzsche notes in the margin, “Life is above all concerned with power” (Guyau 1912, p. 290); (ii) secondly, he finds “incredible” Guyau’s view that “charity for all men, whatever may be their moral, intellectual, or physical worth, should be the final aim to be pursued even by public opinion” (p. 217; p. 186; Guyau 1912, p. 301); (iii) thirdly, Nietzsche disagrees with Guyau’s view that thinking is an impersonal and selfless activity and contends that such impersonality belongs to the herd nature of our consciousness (Guyau 1912, p. 289). Before probing further the nature of Nietzsche’s disagreement with Guyau, I want to highlight some of the salient aspects of his approach to morality.
The Self-Sublimation of Morality When employed as a term of scientific knowledge, “morality” denotes for Nietzsche the doctrine of the order of rank, and of human valuations in respect
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of everything human. Most moral philosophers, he contends, only deal with the present order of rank that rules now. On the one hand, they display a lack of historical sense, and, on the other hand, show that they are ruled by the morality which says that what rules now is eternally valid. There is no comparison and no criticism, only unconditional belief (KSA 11, 35[5]). In this respect moral philosophy is antiscientific (see also BGE 186). The present age has one single conception and definition of morality (“the unegoistic”) which it takes to be of transhistorical validity. This morality is what Nietzsche also calls “herd-animal morality,” “which strives with all its force for a universal green-pasture happiness of earth, namely, security, harmlessness, comfort, easy living . . .” (KSA 11, 37[8]). The two most important doctrines on which it rests its case are “equal rights” and “sympathy with all that suffers,” where suffering is taken as something that is best abolished (BGE 44). “Critique” is conceived as a preparatory task of revaluation and has several aspects (KSA 12, 1[53]): (a) grasping and ascertaining the manner in which moral appraisal of human types and actions predominates at the present time; (b) showing that the moral code of an era is a symptom, a means of selfadmiration or dissatisfaction or hypocrisy, in which the character of a morality is to be not only ascertained but also interpreted (otherwise it’s ambiguous); (c) providing a critique of the method of judging (Urtheilsweise) at present: how strong is it? What does it aim at? What will become of the human being under its spell? Which forces does it nurture, which does it suppress? Does it make human beings more healthy or more sick, more courageous and more subtle, or more compliant and docile? On the one hand we can express the “deepest gratitude for what morality has achieved so far,” but on the other we can recognize that now it’s “only a pressure (Druck) that would prove disastrous (Verhängniß).” Morality (Moral) itself, “as honesty (Redlichkeit), compels (zwingt) us to negate morality” (ibid. 5 [58]). It is an illusion (Illusion) of the species— it has helped to preserve the species, compelled individuals to discipline and tyrannize themselves, and helped to breed self-confidence—but now something else is possible and wanted, at least by some. Humanity has needed to gain power over nature and to this end a certain power over the self. “Morality was necessary in order for man to prevail in the struggle with nature and the ‘wild animal.’” However, once this power over nature has been gained, we can then use this power to continue freely shaping the self: “will to power as self-elevation and strengthening” (KSA 12, 5 [63]; WP 403). The insistence on “why?” and on a critique of morality is now to be our present form of morality and is an outgrowth of the sense of “honesty” (Redlichkeit) cultivated by Christianity and morality. It now needs to be inspired by a sublime probity: These are the demands I make of you . . . that you subject the moral valuations themselves to a critique. That you curb the impulse of moral feeling,
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which here insists on submission and not criticism, with the question: “Why submission?” That you view this insistence on a “Why?”, on a critique of morality, as being your present form of morality itself, as the most sublime kind of probity [die sublimste Art von Rechtschaffenheit], which does honor to you and your age (KSA 12, 2[191]; see also GS 345). Nietzsche, then, is drawing upon the virtues cultivated by “morality” as a way of conquering and overcoming its stranglehold on questions of life. He does this because he fully appreciates the fact that they have yielded a profit in our appreciation and judgment of things, such as “finesse (das Raffinement) of interpretation, of moral vivisection, the pangs of conscience (Gewissensbiss) . . . ” (ibid. 2 [197]). Our spiritual subtlety, which we are now deploying in the developing field of a “science” of morality, was achieved essentially through vivisection of the conscience (ibid. 2 [207]). We have been educated and trained by morality; this training now leads us to say “no” to morality (to blind compulsion, to dogma, to God). However, although we now declare this “no” and do not wish to preserve the old life, Nietzsche wants to know whether there is within us a “hidden yes” (GS 377; WP 405). The kind of morality that Nietzsche wishes to promote is what he calls the “legislative” type which contains the means for fashioning out of human beings the desires of a creative will or a will to the future. We see legislative moralities in operation, he claims, wherever an artistic will of the highest rank holds power and can assert itself over long periods of time, in the shape of laws, religions, and customs. Today, however, he holds that creative human beings are largely absent. The present morality needs attacking and criticizing precisely because it is a hostile force and obstacle to any hope that they might come into existence. “Morality” wants to fix the animal called “human,” which up to now has been the “unfixed animal” (BGE 62). The philosopher of the future, by contrast, does not want the human animal to be something comfortable and mediocre but to breed “future masters of the earth” (WP 957), conceived, as already noted, as human beings of the highest spirituality and strength of will. For Nietzsche it is the free spirit, not the free thinker, who thinks about this problem. He detects in the present a conspiracy against everything that is shepherd, beast of prey, hermit, and Caesar. The free spirit seeks to show that a new deliberate cultivation or “breeding” of the human is now required.20 It will make use of the democratic movement as a way of cultivating a new spiritual tyranny: “the time is coming when we will learn to think differently about politics” (BGE 208). The aim is to allow individuals to be free to work on themselves as artist-tyrants (KSA 12, 2 [57]). He adds an important qualification: “Not merely a master-race, whose task would be limited to governing, but a race or people with its own sphere of life [. . .] a hothouse for strange and exquisite plants” (ibid. 9[153]). The concept for this nonaverage type of human being is “the superhuman” (KSA 12, 10 [17]; WP 866).
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Nietzsche on Morality and the Future of Morality Perhaps the main criticism Nietzsche makes of “morality” (die Moral) is that it is “the danger of dangers” on account of the fact that it makes the present live at the expense of the future and will prevent mankind from attaining as a species its highest potential power and splendor (GM “Preface” 6). The focus of his critical and clinical attention is not so much on the question of morality’s origin but on its value, especially the unegoistic in which the instincts of compassion, self-denial, and self-sacrifice are deified and transcendentalized. Nietzsche discloses that his desire to vent a mistrust and skepticism against the glorification of the unegoistic by Schopenhauer led him to locate in certain tendencies of modern thinking the “great danger” to mankind, “its most sublime temptation and seduction” to nothingness, in short a new Euro-Buddhism and nihilism (ibid. 5). As he makes clear in the first essay of the Genealogy of Morals, nihilism denotes a state in which we have grown tired of the human: “The sight of man now makes us tired—what is nihilism today if it is not that? . . . We are tired of man . . . ” (GM I: 12). Nietzsche sees a danger here because it means that man is no longer held to be worthy of future tasks of cultivation and elevation: “in losing our fear of man we have also lost our love for him, our respect for him, our hope in him and even our will to be man” (ibid.). Morality, Nietzsche contends, is frequently made the subject of outlandish claims, for example:21 a. It is supposed that morality must have a universally binding character in which there is a single morality valid for all in all circumstances and for all occasions. Morality expects a person to be dutiful, obedient, self-sacrificing in their core and at all times—this demands ascetic self-denial and is a form of refined cruelty: “Man takes a delight in expressing himself with excessive claims and afterwards idolizing this tyrant in his soul. In every ascetic morality man worships a part of himself as God and for that he needs to diabolize the other part” (HAH 137). b. Ethicists such as Kant and Schopenhauer suppose that it provides us with insight into the true, metaphysical character of the world and existence. For example, in Schopenhauer virtue is “practical mysticism” which is said to spring from the same knowledge that constitutes the essence of all mysticism and which gives us the kind of “real foundation” of ethics that Nietzsche criticizes in Beyond Good and Evil (186): “harm no-one; on the contrary, help everyone as much as you can.” For Schopenhauer, therefore, “metaphysics is virtue translated into action” and proceeds from the immediate and intuitive knowledge of the identity of all beings. c. It is supposed we have an adequate understanding of moral agency, for example, that we have properly identified moral motives and located the sources of moral agency. For Nietzsche, the opposite is, in fact, the case: we completely lack knowledge in moral matters.
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d. It is supposed we can make a clear separation between good virtues and evil vices but for Nietzsche the two are reciprocally conditioning: all good things have arisen out of dark roots through sublimation and spiritualization and they continue to feed off such roots. e. Moral values claim independence for themselves from nature and history and in order to win dominion they must be assisted by immoral forces and affects. It is in this sense that morality is the “work of error” and selfcontradictory (KSA 12: 276, 7 [6]; WP 266). f. Finally, once morality has attained dominion “all biological phenomena” are then measured and judged by moral values and an opposition between life and morality is established. Morality proves detrimental to life in the following ways: to its enjoyment and the gratitude that can be expressed towards it; to its beautifying and ennobling; to actual knowledge of life; and to its development simply because it seeks to set the highest phenomena of life, as expressed in certain human modes of being, such as greatness, at variance with itself (ibid.). Nietzsche calls for a “moral naturalism” in which we translate moral values that have acquired the appearance of being emancipated and without nature back into their “natural immorality,” that is, the conditions of life conceived in terms of its full economy of affects (KSA 12, 9 [86];WP 299). This is essentially what he means by translating the human back into nature (BGE 230): “Homo natura: The will to power” (KSA 12: 132, 2 [131]; WP 391). Nietzsche wishes to demonstrate that in the history of morality a will to power finds expression and that mankind’s supreme values to date are in fact a special case of the will to power. Furthermore, viewed from a “biological standpoint” this makes the phenomenon of morality highly suspicious and questionable: “Morality is therefore an opposition movement against the efforts of nature to achieve a higher type” (KSA 12: 334, 8 [4]; WP 400). The question whether Nietzsche is entitled to such a statement about nature cannot be dealt with here. It can be noted that it is a consistent feature of his thinking about nature to attribute an intention to it. On the one hand, Nietzsche holds that we are living in a moral interregnum in which there is a need to construct anew the laws of life and action and in which inspiration can be taken from the sciences of physiology, medicine, sociology, and solitude. These will provide the foundation stone for our positing of new ideals (D 453). On the other hand, once we become free of morality it will decline in the sense of inherited, handed down, instinctual acting in accordance with so-called moral feelings. The individual virtues such as moderation, justice, and repose of the soul will continue to be esteemed by future humanity since they have a vital role to play in the art of living well. Nietzsche continues to affirm morality, then, as the practice of “continual self-command and self-overcoming . . . in great things and in the smallest” (WS 45; 212).
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Morality survives and has a future for Nietzsche in two main senses: (a) as techniques of physical-spiritual discipline (KSA 12, 10 [68]; WP 981); and (b) as an instinct for education and breeding (KSA 12, 1 [33]; WP 720). Regards (b) his attention is focused on the new form this might take in the future. He wants this “unconscious instinct” to be placed in the service of new individuals and not, as he thinks we now have, of “the power-instinct of the herd.”22 In addition, Nietzsche criticizes the positing of a “moral norm” that stands over reality and judges it. He argues that an attempt has been made to posit a single type of human with its conditions of preservation and growth as a law for all mankind. The effect of this “ethics of desirability” (Wünschbarkeit), in which dissatisfaction is the “germ of ethics” (der Keim der Ethik) (KSA 12: 299, 7 [15]; WP 333), and in which “‘desirable’ values” (“wünschbaren” Werthe) are privileged over “the real values of man,” has been to disparage the world and man, to create a “poisonous vapor over reality,” to be the “great seduction to nothingness” (KSA 13, 11 [118]; WP 390).23 The ascetic ideal, for example, is to be criticized for being a closed system of will, goal, and interpretation that permits only the one goal (GM III: 23). The idea that mankind has a single task to perform and is moving as a whole toward some goal is a young idea but also one that is obscure and arbitrary. It needs displacing, Nietzsche argues, before it becomes a “fixed idea” (KSA 13: 87, 11 [226]; WP 339). Mankind, he contends, is not a whole but an “inextricable multiplicity of ascending and descending life-processes” (ibid.). Nietzsche criticizes the moral ideal on a number of grounds: first, it considers the one type desirable; second, it presumes to know what this type is like; and third, it considers every deviation from this type to be a regression and a loss of force and power in human progress. This is today how we think the reality of a “goal in history,” as the progress of this ideal: In summa: one has transferred the arrival of the “kingdom of God” into the future, on earth, in human form—but fundamentally one has held fast to the belief in the old ideal. (ibid. 89) In short, although there are new secular ideals they have their source in the old morality, for example, the idealization of the “good man” and the valuation accorded to the “will to good” (KSA 13, 15 [113]; WP 351). In the preface to the Genealogy of Morals Nietzsche makes it clear that it is the value of the unegoistic instincts that he wants to place at the centre of his critique and of the revaluation project. He thinks we need to become suspicious over the unegoistic for a number of reasons. One main concern he has is that we become so caught in our fictions and projections of ourselves as good and pure that we become blind to the dangerously simple-minded view of ourselves we have created. We need to be suspicious of the “moral miracle” the unegoistic allegedly performs, transforming us from amoral animals into saintly humans.
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Morality, taken in this sense, makes a claim to knowledge it is not entitled to since it is based on an ignorance of our so-called moral actions and feelings. The study of morality is thus lacking in genuine psychological insight and intellectual probity: “What is the counterfeiting aspect of morality?—It pretends to know something, namely what ‘good and evil’ is” (KSA 11 [278]; WP 337). Morality’s pretension to knowledge encourages fanaticism. The danger here is twofold: (i) first, supposing the good can grow only out of the good and upon the basis of the good; (ii) second, holding there is a pure realm of morality where we disentangle the nonegoistic and egoistic drives and affects.24 The esteem we moderns accord to “the good man” and the “will to good” rests on a dangerously naïve understanding of life and of the human animal. On the basis of an erroneous and inadequate analysis of morality a false ethics gets erected, buttressed by religion and metaphysical monsters, and “the shadow of these dismal spirits in the end falls across even physics and the entire perception of the world” (HAH 37). If we examine what is often taken to be the summit of the moral in philosophy—the mastery of the affects—we find that there is pleasure to be taken in this mastery. I can impress myself by what I can deny, defer, resist, and so on. It is through this mastery that I grow and develop. And yet morality, as we moderns have come to understand it, would have to give this ethical selfmastery a bad conscience. If we take our criterion of the moral to be selfsacrificing resolution and self-denial, we would have to say, if being honest, that such acts are not performed strictly for the sake of others; my own fulfillment and pride are at work and the other provides the self with an opportunity to relieve itself through self-denial. There are no moral actions if we assume two things: (a) Only those actions performed for the sake of another can be called moral; (b) Only those actions performed out of free will can be called moral (D 148). If we liberate ourselves from these errors a revaluation can take place in which we will discover that we have overestimated the value and importance of free and nonegoistic actions at the expense of unfree and egoistic ones (see also D 164).
Nietzsche on Guyau as a “Free Thinker” Nietzsche does not refer to Guyau anywhere in his published writings. What can be ascertained of his thoughts about him and his work comes from a few unpublished notes and from the marginal remarks he makes in his copy of Guyau’s Sketch (Esquisse). Nevertheless, in spite of this paucity what we do find provides us with enough information to shed light on core aspects of Nietzsche’s project, especially his distinction between free thinkers and free spirits, as well as the distinctive character of his naturalism and ethicism. Nietzsche’s attitude towards Guyau is ambivalent. On the one hand he calls him “brave Guyau,” and regards him as a courageous thinker who has written one of the few genuinely
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interesting books on ethics of modern times (KSA 11: 525, 35 [34]).25 On the other hand he thinks Guyau is caught up in the Christian-moral ideal, and partly for this reason he is only a free thinker and not a genuine free spirit. On the title page of his copy of Guyau’s Sketch Nietzsche writes the following: This book contains a “funny” (komischen) mistake: in his effort to prove that moral instincts have their root in life itself, Guyau has overlooked the fact that he has actually proved the opposite—namely that all fundamental instincts are immoral, including the so-called moral ones. The greatest intensity is indeed necessarily related to life’s greatest expansion [Nietzsche provides the French: sa plus large expansion] but this is actually the opposite of everything altruistic—this expansion expresses itself as unrestrained will to power. Just as little is procreation the symptom of a basic altruistic character: it arises out of discord and struggle in an organism overladen with captured food and lacking sufficient power to incorporate everything conquered. (Guyau 1912, p. 279) It is these concerns which inform the criticism Nietzsche makes in an unpublished note from the spring-fall of 1887. He seeks, he reveals in this note, to bring to light the more concealed forms of the cult of the Christian moral ideal (KSA 12, 10 [170]; WP 340). We find this, he says, in an insipid and cowardly concept of nature devised by modern enthusiasts of nature which lacks any sense of its fearful and cynical aspects, and which is an attempt to read moral Christian humanity into nature as if nature were freedom, goodness, innocence, fairness, an idyll, and so on. It is difficult to square Guyau’s Darwinism with such a conception of nature and indeed the figure Nietzsche mentions in this regard is, of course, Rousseau.26 He then mentions, before going on to discuss art and then finally the socialist ideal, the insipid and cowardly character of the modern conception of man “à la Comte and Stuart Mill,” and claims that this “is still the cult of the Christian morality under a new name—The freethinkers, for example, Guyau.” What is the nature of the distinction Nietzsche forges between free spirits and free thinkers? On some definitions he provides of it the term free spirit would incorporate a thinker like Guyau, but other definitions would, I think, exclude him. The depiction of the free spirit we find in an aphorism such as The Gay Science (347, from 1887), with its attack on fanaticism, would seem to definitely include a figure like Guyau. However, overall I think Nietzsche’s conception of the free spirit in his late writings serves to exclude him from the rank. A note from 1887 is ambiguous on this point. Here Nietzsche defines the great human being as a skeptic in which freedom from conviction is part of his strength of will.27 Such a freedom of spirit has unbelief as an instinct and as a precondition of greatness. Such a spirit’s skepticism does not mean however that it is not committed to the realization of something great as well as the
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means to it (KSA 13: 22–3, 11 [48]; WP 963).28 Guyau has unbelief as a free thinker but in Nietzsche’s view such a thinker also lacks certain important insights (KSA 13, 11 [151]; WP 904). What are these? One of the most helpful aphorisms in his corpus on this point is Beyond Good and Evil (44, the final aphorism in the chapter of the book devoted to the free spirit), which can be examined in relation to a notebook sketch from June–July 1885 (KSA 11, 37 [8]; WP 957). In this aphorism Nietzsche addresses the character of the coming philosophers of the future. Although they will be free spirits, he says, they will also be something “higher, greater, and fundamentally different.” We actual free spirits of today, he then adds, are heralds and forerunners of these philosophers who do not as yet exist. For both he wishes to dispel a misunderstanding that we find in both Europe and America, in which a kind of intellectual spirit is misusing the name. These spirits are, he says, “narrow, trapped, enchained.” They are such, he holds, because they are “advocates of modern taste” and the genuine free spirit is not. For Nietzsche, as he makes clear in this aphorism and its note, this taste is the “democratic taste.” The phrase “beyond good and evil” is, he thinks, well chosen since it guards against the philosophy of the future from being confused with the philosophy of the free thinker (Freidenker). When he employs the latter term he also uses the French and Italian expressions for it. In Ecce Homo he reveals that nothing is more alien and unrelated to him than “the whole European and American species of ‘libres penseurs’” (EH “UM” 2).29 The error of the freethinkers according to Nietzsche is that they fail to see what is necessary if life is to be developed and the human enhanced. He argues that the free thinker’s vision does not allow him to see that the spirit of the human has only become what it is, something subtle and daring, through “long periods of pressure and discipline” and “that its life-will had to be intensified into an unconditional power-will” (BGE 44). In short, it is the philosophy of beyond good and evil in which “everything evil, frightful, tyrannical, predatory, and snake-like about humans serves to heighten the species ‘human being’ as much as does its opposite.” When one thinks like this and argues that this is also a necessary condition for the future development of the human, then one has placed oneself “at the other end of all modern ideology and wishful thinking of the herd” (ibid). The freethinkers fail to understand what is necessary for the elevation of the human: “inequality of rights, concealment, stoicism, the art of experiment, devilry of all kinds, in short the opposite of all that the herd thinks is desirable . . . ” (KSA 11: 581, 37 [8]; WP 957). In short, the free thinker holds that the human herd can develop without the need of a shepherd; the free spirit upholds the need for one (KSA 23 [4]; WP 282). In Beyond Good and Evil (23) Nietzsche speaks of the intellectual conscience as a conscience opposed to the hearty kind that will be distressed by the questions posed by the new kind of free spirit such as whether good and bad instincts reciprocally condition one another. Our attempts at knowledge should not be
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motivated by a need to satisfy “the heart’s desire” (AC 12). The theory of the will to power doctrine is an attempt to develop psychology in the direction of a morphology and evolutionary theory free of the prejudices of morality. It is dangerous because it will seek to demonstrate that the active emotions or affects—envy, greed, lust for power and rule, natural aggression, and so on—are as necessary conditions of living as everything else we value, “crucial and fundamental to the universal economy of life,” and if life is to be intensified they will need intensifying. Furthermore, what is missing from the free thinker’s worldview is the insight that the future can only come into being through a new cultivation of the human: [I]nexorably, hesitantly, terrible as fate, the great task and question is approaching: how shall the earth as a whole be governed? And to what end shall “man” as a whole—and no longer as a people, a race—be raised and trained? (KSA 11: 580; WP 957) In a note of 1888–89 on great politics from his final notebook Nietzsche spells out what it is he declares war on and against: war not between people and people (Volk) but rather against the absurd accidents of people, class, race, vocation, education, and culture, “a war between ascent and descent, between will to life and the seeking of revenge against life, between probity (Rechschaffenheit) and spiteful mendacity (Verlogenheit) . . . ” (KSA 13, 25 [1]). For all these reasons, then, Nietzsche insists that those who reflect on the need for a “reversal of values” are a different kind of free spirit from all previous ones. Nietzsche’s thinking on the future rests on two viewpoints that are alien to free thinking modernity: (a) another mode of being to the one that prevails under modern conditions needs to be cultivated so that existence can find its transfiguration (Verklärung) (KSA 11, 41 [6]; WP 1051); and (b) this superior nature or new “sovereign species” of human will not come into being without “the experiment of a fundamental, artificial and conscious breeding” (KSA 12: 73, 2 [13]; WP 954). Nietzsche does value autonomy, personality, and sovereign individuality but he couples his valuation of them not with the Enlightenment ideals of liberty, equality, and fraternity but with an unashamedly elitist “radical aristocratism.”30 In some respects he shares Guyau’s emphasis on “anomos” as the future of morality, but Nietzsche’s free spirit recognizes that not everyone will wish to or can live in this manner. Hence his statement, “My philosophy aims at an ordering of rank, not an individualistic morality” (KSA 12: 280, 7 [6]; WP 287). Nietzsche’s recommendation for the future is that we allow for two divergent lines of human development to take place, one in the direction of (natural) gregariousness, the other in the (unnatural) direction of solitariness. The future order of rank by which valuations of life will be made will centre on how solitary or how gregarious one is, and neither viewpoint should be evaluated from the perspective of the other.31 Thus, Nietzsche is in favor of
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both modes of life: “To evolve further that which is typical, to make the gulf wider and wider” (KSA 12, 10 [59]; WP 886). The key task should be to “establish distances, but create no antitheses” (KSA 12, 10 [63]; WP 891). In fact, he argues that any hatred for mediocrity is not worthy of a philosopher and is a question mark against his right to philosophy. Rather, the philosopher must keep the mediocre in good heart and take the rule under his protection (KSA 12, 10 [175]; WP 893).
Conclusion: Nietzsche and Guyau as “Immoralists” Guyau was interpreted in his time as an “immoralist” and he was read in these terms by some major figures, including the pioneers of American philosophy such as William James and Josiah Royce32. It is true, however, that he does, as Nietzsche notes, envisage the future as a movement in the direction of the good, but here he is equating the good with the open (as opposed to the closed and the parochial), the novel, the original, the different, and the plural (Guyau 1962: 498). These all seem to be values that Nietzsche associates with those he calls “free thinkers” and who he finds “laughably superficial.” Guyau is very much influenced by the naturalistic and evolutionist account of sympathy and so-called altruistic sentiments provided by Darwin in his Descent of Man.33 He is also inspired by Alfred Fouillée’s conception of an “intellectual altruism:” intelligence is an aspect of moral altruism, it denotes a capacity to conceive the consciousness of others and enter into it, and it presupposes sympathy. “Sympathy of feeling,” Guyau writes, “is the germ of the extension of consciousness” and is explicable in terms of life: “This communicability of emotions and of thoughts—which, on its physiological side,34 is a phenomenon of nervous contagion—is explained to a great extent by the fecundity of life, the expansion which is almost in direct ratio to its intensity. It is from life that we will demand the principle of morality” (1896: 81; 1898: 70).35 It is clear that Nietzsche has a number of affinities with Guyau: the critique of Kant is strikingly similar and a philosophy of life is central to both projects. Both naturalize Kant and both propose a sublimation of morality. Perhaps the key difference between them is over life and the future of morality. Nietzsche agrees with Guyau that life involves expansion and spiritual growth. He departs from Guyau, however, in interpreting life in terms of a “will to power” which is “immoral,” and he criticizes Guyau, who speaks of life’s “moral fecundity,” for remaining within the ambit of the Christian-moral ideal. Guyau’s conception of the future is one of new individuals, of individual difference, of the greater intensity of life, and so on. These are all things we find promoted in Nietzsche, as when for example he argues, “Up to now morality has been, above all, the expression of a conservative will to breed the same species, with the imperative: ‘All variation is to be prevented; only the enjoyment of the species must remain’”(KSA 11,
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35[20]; see also BGE 262). As we have seen, it is precisely “moral variability” that Guyau posits as the most desirable future for morality. Both Nietzsche and Guyau retain the word “morality” but for different reasons: Nietzsche to denote a new discipline and breeding, Guyau to denote the future opening of life beyond what has been customary, parochial, closed, and so on. Nietzsche takes this to denote a desire to serve the herd and to remain within the bounds of Christian morality. Both share a commitment to experimentation but for Nietzsche this cannot be left to chance or accident; on the contrary, the time is now right he thinks for putting a complete end to the chance and nonsense that up to now have reigned in history and defined it (BGE 203). Nietzsche is heterodox in two main interrelated respects: (a) in his position on freedom, and, (b) in the peculiar manner in which he esteems the “superior nature” of the great human being. Freedom for him is to be understood as a “positive power, as will to power” in which the highest form of individual freedom—sovereignty—emerges “in all probability . . . five steps from its opposite, where the danger of slavery hangs over existence like a hundred swords of Damocles” (WP 770; TI “Skirmishes” 38). He conceives of freedom as an experiment in self-overcoming in which one grants oneself “the right to exceptional actions” (KSA 13: 68, 11 [146]; WP 921). For Nietzsche freedom denotes an experimental practice in self-testing and requires an uncommon and unpopular mode of self-discipline, a natural asceticism, and a veritable “gymnastics of the will”: how much isolation can one endure? Can one promise? Can one will to die at the right time? (KSA 12, 9 [93], 10 [165]; WP 915, 916) On one level for him the future is to be an experiment in the fostering of freedom (what Nietzsche calls the “superfluity of life” is life at its most free). On another level, however, it is a question of power, of the degree of power that is to be exercised over others or over all, and power may entail the sacrifice of freedom: “Put in the crudest form: how could one sacrifice the development of mankind to help a higher species than man come into existence?” (KSA 12: 281, 7 [6]; WP 859)36 The “superior nature” for Nietzsche resides in radical difference, “in distance of rank, not in an effect of any kind—even if he made the whole globe tremble” (KSA 13, 16 [39]; WP 876). He is insistent that in accord with a “Dionysian value standard” for existence the elevation of man can only take place “beyond those values which cannot deny their origin in the sphere of suffering, the herd, and the majority,” and this, he says, is to speak of the “pagan,” the “classical,” and the “noble” “newly discovered and expounded” (KSA 13, 16 [32]; WP 1041). In the literature on Nietzsche and Guyau it is often assumed that the two differ in that whereas Guyau’s philosophy of life is a philosophy of generosity and love, Nietzsche’s is not.37 But this is questionable. Nietzsche does appeal to “love” as part of his project but again his intellectual integrity tells him that this love is necessarily coupled with malice (Bosheit); such is the character of the philosopher’s desire (his will to power) to shape and mould human beings.38 In a note of 1884 Nietzsche distinguishes between two different kinds of love, a
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slavish one that submits and gives itself and a divine one that despises and loves, that “reshapes and elevates the beloved.” Love for Nietzsche cannot be altruistic and our psychological integrity should tell us this. “The great human being,” he writes, “feels his power over a people, his temporary coincidence with a people or a millennium: this enlargement (Vergrösserung) in his experience of himself as causa and voluntas is misunderstood as ‘altruism . . .‘” (KSA 11, 25 [335]; WP 964). Guyau’s philosophy of life clearly departs from the core assumptions of Nietzsche’s thinking. For him, life is expansive in the sense of a need to share: “It is as impossible to shut up the intelligence as to shut up flame” (p. 247; p. 210). This means that human nature is “sociable” and cannot be entirely selfish even if it wished to be: “We are open on all sides, on all sides encroaching and encroached upon . . . Life is not only nutrition; it is production and fecundity” (ibid.). It is this fecundity of life which reconciles egoism and altruism for Guyau. He thinks that an evolutionary growth can be located in the development of human nature in which from a growing fusion of sensibilities and the increasingly sociable character of elevated pleasures there arises a superior necessity, a kind of duty in fact, which moves us towards others and does so naturally and rationally: “We cannot enjoy ourselves in ourselves as on an isolated island . . . Pure selfishness . . . instead of being a real affirmation of self, is a mutilation of self ” (p. 249; p. 212). Like some neo-Nietzscheans, such as Vattimo for example,39 Guyau regards morality, conceived as caritas, as the great “flower of life”: There is a certain generosity which is inseparable from existence and without which we die—we shrivel up internally. We must put forth blossoms . . . in reality, charity is but one with overflowing fecundity; it is like a maternity too large to be confined within the family . . . (p. 101; p. 87) To what extent the two philosophies of life, of the will to power and Dionysian joy and moral fecundity and charity, are incompatible and a genuine stranger to one another is a question to be pursued on another occasion. Nietzsche’s new image of rule and the ruler along the lines of the Roman Caesar with the soul of Christ may point us in an interesting direction in reflecting on this issue (KSA 11, 27 [60]; WP 983). What is clear, however, is that the ultimate difference between the free thinker and the free spirit is an essential one: Guyau’s conception of the future entails a commitment to a self-inventing humanity whereas for Nietzsche humanity is an “endpoint.” For Nietzsche the problem is not what should replace humanity in the order of being but rather, “what type of human should be bred, should be willed as having greater value, as being more deserving of life, as being more certain of a future” (AC 3).
Chapter 7
How Deep Are the Roots of Nihilism? Nietzsche on the Creative Power of Nature and Morality Jeffrey Metzger
Nietzsche’s philosophy of the future is based on his critical understanding of the past, indeed on what Nietzsche takes to be the first fully truthful and therefore the first true understanding of the past. In a move typical of much of modern philosophy (Rousseau being perhaps the exemplary figure), he combines revolutionary proposals for the future with a theoretically revolutionary analysis not only of the present and its needs but of the whole of human history and the way it has shaped the present. In Nietzsche’s case, of course, the specific crisis that demands his attention is nihilism, the loss of value and meaning, the enervation of humanity’s creative will. Nietzsche regards this crisis as the ultimate consequence not of particular social arrangements or institutions like private property, but rather of certain moral value judgments compounded with historical consciousness, specifically the awareness of the untold amount of suffering that has suffused human history. The question is how deep the roots of nihilism go: is the vitiating morality against which Nietzsche inveighs comprised only of very specific beliefs informing Western civilization (chiefly those of Plato and Christianity), or is there something about society as such, and the instinctual repression which it requires or enacts, that makes the human animal sick? Does Nietzsche’s analysis of nihilism, in other words, call for the destruction of civil society and morality, or at least a return to a less developed and so less repressive stage of human social evolution (cf. Rosen 1995, p. 60)? Commentators have often observed that Nietzsche’s censure of “morality” does not apply to all forms or types of morality; my question here concerns the conditions that make a morality healthy or unhealthy. Are these conditions simply a matter of the degree of instinctual repression embodied in a particular morality, so that the content and spirit of a morality is ultimately merely a function of this fundamental fact?
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Nietzsche and the Question of Origins Perhaps the most straightforward way to investigate this question is to examine Nietzsche’s account of the founding of political societies in the Second Essay of the Genealogy of Morals. What better way to understand the effects of morality as such than to look at the effects of the first morality, at how the most basic and original form of morality changed human beings? This proposal, however, faces an immediate objection drawn from Nietzsche’s own texts, namely his insistence that the question of origins is irrelevant to a proper understanding of a thing, and especially of morality. Nietzsche makes this general claim in a famous passage in the Genealogy of Morals: [T]here is for all types of history no more important tenet than that which has been achieved with such effort, but which really should be achieved— namely that the cause of the emergence of a thing and its eventual utility, its actual employment and integration (Einordnung) in a system of purposes, lie separated toto coelo; that something existing, having somehow come to be, is always again interpreted from new views by a power superior to it, newly monopolized, reformed and redirected to new uses; that all occurrences in the organic world are an overpowering, a becoming master, and that again all overpowering and becoming master are a new interpretation, an adaptation, where the previous “meaning” and “purpose” must necessarily be obscured or obliterated altogether. (GM II: 12)1 The implications of this view for understanding political and moral development are clear enough, but Nietzsche makes them perfectly explicit elsewhere (e.g., GS 345 end). We should note, however, that in passages like section 345 of The Gay Science, Nietzsche is speaking about the value of morality, which is not quite the same as its “meaning” or “purpose,” the two aspects of a thing that the passage from the Genealogy says change radically over time. For the purpose of this paper, however, I think we can treat the two (or three) together, and ask the very general question of whether understanding the origin of an object contributes anything to understanding its present meaning or value. It may then seem that Nietzsche does or should have no interest in the origin of anything. It might, for instance, be an interesting piece of trivia to know that the Christmas tree is descended from a pagan ritual or practice, but it does nothing to illuminate the social meaning or function of Christmas trees in, say, the contemporary United States or Victorian England. One could argue that the Christian Christmas holiday, like the contemporary secular-commercial version of Christmas (from which it cannot always be distinguished), serves the same purpose as the original pagan ritual, to affirm fertility and rebirth in the depths of winter, and that the evergreen tree plays an important part in this function. This argument, however, should be based on an analysis of the
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significance of the Christmas holiday in a particular time and place, not on an assertion that the original meaning and purpose continue to exert a mysterious influence over the present instantiation of the holiday, somehow imparting that first meaning and purpose to all subsequent versions regardless of their contexts or uses. Brian Leiter answers this objection by arguing that the point of origin of a morality has a special evidential status as to the effects (or causal powers) of that morality, for example, as to whether a morality obstructs or promotes human flourishing . . . by understanding the origin, we understand the effects of adopting a particular morality. (Leiter 2002, pp. 177–8) Leiter uses the sun as an example of an object that has had stable or permanent causal powers over time but widely different meanings in different belief systems (ibid.). In this case a certain type of morality, the Christian or altruistic type of morality that has finally spawned nihilism, would have a positive meaning for a certain type of human being, one racked by ressentiment and trying to promote a morality that honors itself and the behaviors and attitudes of which it is capable. But that type of morality will always be destructive of human flourishing, for there is an ahistorical type of human excellence that always requires a certain type of morality to realize itself (cf. ibid., pp. 8–11). This claim, however, ignores Nietzsche’s emphasis on the radical variability of both the causes and consequences of particular moral beliefs, or on the radical variability of the different human types drawn to the same system of moral valuation at different points in history. So, for instance, Nietzsche gives extremely high praise to the one who first conceived of the Abrahamic or at least JudeoChristian imperative to love man for the sake of God (literally: “in order to will God” [BGE 60]), and likewise notes that there came a time when the aristocratic morality of ancient Athens was outlived and represented merely a mendacious hedonism, not the aristocratic splendor and greatness of soul it once had (BGE 212). Nietzsche is thus mindful and indeed insistent that the same morality can not only provoke different responses over time but also be espoused for different reasons and produce different results; for a time Christianity deepened and broadened the human soul, just as a time came when no amount of adherence to the moral code of old Athens was enough to ward off disintegration and decay. Indeed, Nietzsche’s emphasis on the nonrational psychological sources of morality suggests that morality is relatively lacking in causal power unless it is imposed; the adoption of a particular kind of morality already indicates something decisive about an individual (e.g., BGE 3–6; CW “Epilogue”).2 Why then should one devote such attention to the question of the origin of political society, and more specifically to Nietzsche’s treatment of it? It is, after
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all, not even the case that Nietzsche’s claims about the disjunction between origin and later meaning necessarily require knowledge of the origin: one could conclude, solely on the basis of the many fundamental changes in meaning and function that can be observed in history, that the original meaning and purpose of a thing cannot determine its later uses. This claim, however, is always open to the objection that without knowledge of an origin one cannot know whether a thing’s origin is indeed shaping or controlling its later interpretations and uses. A crude sketch of psychoanalysis provides an example: an early traumatic memory is repressed but continues to inform our later experiences and indeed to structure our minds and souls (and does so all the more powerfully for being unrecognized or not consciously remembered). The point here is obviously not whether psychoanalysis is true but whether we can conceive of a relation between the origin and present in which a forgotten or unknown origin continues to define present experience; clearly we can.3 In the example Nietzsche uses in the Genealogy of Morals, however, namely the history of punishment, it is clear that the procedure of punishment has had such radically different purposes assigned to it that one can safely or reasonably assume that the original purpose has been, as Nietzsche says, obliterated altogether (GM II: 12). This is even more true of the meanings or interpretations attaching to punishment, which have undergone revolutions so profound that we can barely comprehend their earliest forms. Nietzsche tells us, for instance, that “punishment, as requital, evolved completely apart from any presupposition concerning freedom or unfreedom of the will” (GM II: 4). The belief that “the criminal deserves punishment because he could have acted differently,” which now seems “so obvious, so apparently natural, even unavoidable,” was in fact completely absent or unknown in the earliest stages of civilization, though punishment certainly was not. The original meaning of punishment is then not the meaning it has now, even in a modified or attenuated form; this means that when Nietzsche says that today it is impossible to say why one punishes (GM II: 13), he is saying that there are multiple meanings that are currently “alive” and animating or informing punishment, not that there are primordial meanings continuing to do so without anyone’s being aware of it (indeed, this latter view of intellectual and moral history is precisely the one for which Nietzsche criticizes the “English psychologists” in the First Essay [GM I: 1–2; cf. II: 4]). Again Christmas furnishes a good example—today the holiday has commercial, religious, and larger social meanings, but this is because all of these meanings, and all of the systems of purposes from which they arise, are currently active and at work in the larger social field of interpretations, not because one of these meanings is older and therefore “deeper” than the others, and thus continuing to determine the meaning of Christmas without being consciously or explicitly avowed. Though it is not entirely clear that Nietzsche’s comments about punishment apply equally to moral and social life, Nietzsche’s insistence on the importance
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of the historical sense for studying the history of morality suggests that they do, that both the form of social and political structures and their moral interpretation or meaning have been subject to repeated profound revolutions, so that the original meaning and purpose of political organization have no influence on its present significance, function, and value. Yet Nietzsche does devote considerable time and effort to furnishing an account of the origins of political society. Why? In the first place because even if the origin of a thing does not determine that thing’s later uses, meanings, and values, it can still effectively illustrate the basic character of life. The picture Nietzsche presents of the world and of human history (especially in GM II: 12) explains and is exemplified in the account of the origins of human society he provides. The origins of something in the human world, and especially of something as all encompassing and defining as society and morality, can teach us a great deal about the basic conditions of existence and about the character of things like the will to power and nature. Nature is illuminated especially clearly by such an investigation, both the form of prepolitical human nature and the qualities and work of nature itself in spurring or resisting the creation of political life. Nietzsche, as we will see below, focuses not only on the role of nature in the moment of political founding or in the very beginning of political societies, but also on the related questions of how civilized morality has effected human nature and whether or to what extent morality is actuated or molded by nature. At the same time, of course, Nietzsche is concerned to explain such an enormous and essential event in human history in his own terms, to show that his philosophy can offer a convincing and indeed illuminating account of these topics; in other words, Nietzsche’s treatment of this question is part of his attempt to “translate the human being back into nature” (BGE 230). I therefore agree with those who emphasize that part of Nietzsche’s concern in the Genealogy of Morals is to give a naturalistic explanation of the rise of various moral experiences and practices formerly thought to be of supernatural origin;4 this, indeed, is what Nietzsche stresses in his discussion of the Genealogy of Morals in Ecce Homo.5 Finally, although Nietzsche warns against assuming that the present purpose of a thing is the cause of its origin, this does not mean that no original feature of politics and morality has perdured until today. The initial purpose of civilized morality was simply to mold a formless and unruly populace into an ordered whole or living structure (GM II: 17). This is not the essential or necessary purpose of morality as such, and most of the specific injunctions (and penalties), and thus the content as well as the aim and meaning of morality, have changed completely since its inception. But the repression of the natural instincts of aggression and cruelty, the psychological and moral phenomenon that Nietzsche calls “the bad conscience” for much of the Second Essay, has remained the basic condition or matrix for the creation of morality. Nietzsche’s
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account of the origin of political society, and so of the origin of the bad conscience, is therefore still germane and indeed indispensable to a consideration of contemporary morality because it elucidates something fundamental about the basic character of all civilized morality. It concerns the condition of living in society as such, not simply the original meaning of political society. It therefore also illuminates the future of morality: is civilized morality something that must be destroyed or at least severely pared down, or something that should be refashioned and redirected to new ends?
Nietzsche’s Account of the Origin of Political Life In the sixteenth section of the Second Essay Nietzsche gives a powerful statement of his hypothesis concerning the origin of the bad conscience—that it is a “sickness” that consists of humanity’s most basic animal instincts, aggression and the desire for change and destruction, being turned back inward upon their possessor. Human beings, in Nietzsche’s account, were forced to do this by the imposition of social and political life, which made the violent, outward discharge of those drives impossible. Nietzsche’s reconstruction of this process clarifies his estimation of the status and value of civilized morality, understood precisely as the repression and redirection of humanity’s animal instincts.6 There are three major aspects of this discussion: the nature or activity of nature as Nietzsche describes it, the differences he indicates exist between the ancient nobles and the artist-lawgivers who found states, and finally the decisive question of whether all civilized morality makes human beings sick by poisoning them with ressentiment.
The Form-Creating Activity of Nature In the seventeenth section Nietzsche explains who, according to his hypothesis, must have founded the first “state”: [S]ome pack of blond beasts of prey (Raubthiere), a conqueror and master race, which, organized for war and with the power (Kraft) to organize, unhesitatingly lays its terrible paws upon a population perhaps enormously superior in numbers but still shapeless, still prowling. (GM II: 17)7 If the prepolitical Volk was a mass of “half-animals” (GM II: 16), Nietzsche figures the founders of the first state as still wholly animal (cf. BGE 257: those who founded the first hierarchical or aristocratic societies were “more whole human beings [which at every level also means ‘more whole beasts’]”). On the one hand, this language highlights the greater animality and thus naturalness
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of these lawgiving blond beasts (and indeed Nietzsche is about to describe the lawgiver or political founder as “by nature ‘master’”); on the other, it highlights Nietzsche’s paradoxical conception of nature, for to be more natural and more animal means, in the case of a human being, to create and found a political society, and thus to sever a great mass of human beings from their natural animal instincts and existence. In other words, even with Nietzsche’s emphasis on the terribleness and violence of the lawgivers and his use of vivid animal imagery to describe them, these blond beasts are above all concerned with organization (organized and with the power to organize), as becomes even more clear shortly. Unlike the nobles of the First Essay, this master race does not delight or take pleasure in simple destruction (cf. GM I: 11); it seeks to form and organize other human beings. Nietzsche continues, “One who can command, who is by nature ‘master’ (wer von Natur ‘Herr’ ist), who steps forth violent in work and gesture—what has he to do with contracts!” Nietzsche thus shows that he has not clumsily mistaken social contract theories for actual historical suppositions. Nietzsche’s argument is not merely that historically the state did not begin with a contract; his argument is rather that nature does not warrant or underwrite any conception of equal rights or a sovereign legal order in which all individuals are treated as equal and inviolable (cf. the end of GM II: 11). On the contrary, nature makes some masters; it makes them capable of violently commanding and molding others.8 But what does it mean to be “by nature ‘master’”? What does nature create or achieve in and through such a person? In the first place, it creates forms and structures, a new, unified, living whole. The one who is by nature “master” does not simply lord it over others or use them to satisfy his desires for pleasure or even recognition or honor. He creates. Thus nature is creative, but this creation must be violent and terrible, for there is neither an original natural form to reproduce nor a harmonious progress toward a naturally ordained end. The prepolitical populace is formless; indeed its nature seems to be only a formless chaos. Yet it is nature itself that demands that this mass of half-animals be formed into something. The prepolitical populace must therefore be given a definite form by acts of violence, like a stone being smashed and cut into a sculpture. At the same time, violence here is formative and creative, not simply destructive, as it had appeared in the portrait of the nobles (GM I: 11); hence, to repeat, the “blond beasts” described here are not simply destructive (barbarian invasions, etc.)—they rather roam and raid in order to impose a form on the conquered populace. The motivation of the artist-lawgivers of this passage is thus somehow distinct from the joy in destruction attributed both to the aristocratic blond beasts (GM I: 11) and to prepolitical humanity (GM II: 16). Yet Nietzsche employs the word “nature” only to describe the violent artistlawgiver, not the formless prepolitical populace, just as he describes those who found aristocracies in Beyond Good and Evil as “human beings with a still
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natural nature (Menschen mit einer noch natürlichen Natur)” (BGE 257); it appears that the violent but form-giving artist is what is natural, not the violent but formless primeval mass of people (cf. the crucial discussion in BGE 188). Put differently, although nature does not have unitary or harmonious purposes, and is thus both destructive and creative, Nietzsche seems to identify its creative impetus or activity as more essential than its purely destructive and chaotic activity.
The Nobles and the Artist-Lawgivers The artist-lawgivers’ creation exemplifies both the creativity of nature and the process of interpretation and the giving of meaning that Nietzsche delineates at GM II: 12, as he makes clear in his description of their deed and its significance: Their work is an instinctive creation and imposition of forms, they are the most involuntary, unconscious artists that there are—soon something new stands there, where they appear, a ruling-structure that lives (ein HerrschaftsGebilde, das lebt), in which parts and functions are delimited and coordinated, in which nothing at all finds a place which is not first assigned a “meaning” in regard to the whole. They do not know what guilt, what responsibility, what consideration is, these born organizers; at work in them is that terrible artist-egoism . . . It is not in them that the “bad conscience” has grown, that is understood at once—but it would not have grown without them. (GM II: 17) This passage may seem familiar enough at first. The artist-lawgivers, like the nobles of the First Essay, are powerful, violent, and unrepressed, indeed governed by their unconscious and involuntary instincts (cf. GM I: 11). One might think that they are the same people or at least the same human type at different points in time. As we have just seen, however, the nobles retain the prepolitical populace’s joy in destruction; indeed their ability to revert to “the wild” and release the pressure caused by socialization prevents the bad conscience from affecting them nearly as profoundly as it does their social inferiors. Although this means the nobles suffer less than those of lower social rank, it also means that they lack the tension and sense of dissatisfaction necessary to envision new ideals and forms of life. In short, the nobles do not create. Nietzsche says that the nobles seek release from “the tension (Spannung) engendered by protracted confinement and enclosure within the peace of society” (GM I: 11); the problem with the nobles seems to be that they find this release, that they are able to relieve their tension before it becomes creative. The word Spannung usually carries positive connotations for Nietzsche; he associates it with vision, creativity, and going beyond oneself. For the ancient nobles, on the other hand, tension is an unpleasant symptom of living in society, but one which they are
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able to assuage by returning to the wilderness. By slackening their tension through uninhibited violence, the nobles close off any possibility of overcoming themselves; they remain what they are, politically powerful and self-affirming but one-dimensional and stagnant. The artist-lawgivers therefore do not appear to be the same as the self-satisfied but sporadically violent nobles of the First Essay, who mainly occupy themselves with slapping themselves and each other on the back, occasionally going out to kill and torture when the tension engendered by the demand for reciprocal admiration grows too great.9 The nobles, in short, are able to take a self-affirming attitude toward themselves and thus toward life or the world, which fills them with gratitude and love for existence. These are obviously good things, but the nobles take their place within a social order already established by others (indeed their affirmative stance toward themselves and life is entirely dependent upon their place in that order) and tend to be static and conservative elements within the living structure they inhabit.10 Their emotional or affective experience is one of selfaffirmation, but the organized whole in which they live as well as the content of their beliefs and their form of life are determined by the artist-lawgivers who founded the community. All of this should establish that a simple reversion to the noble or aristocratic way of life sketched in the First Essay is not Nietzsche’s goal, in which case Nietzsche would seem clearly not to be calling for a straightforward return to a less civilized and thus less repressed stage of human history, and his view of society and its concomitant suppression of instinct would not be purely negative. To this, however, one can object that Nietzsche presents the artist-lawgivers as both wholly uninhibited and perhaps the pinnacle of human creativity. They are free of the bad conscience and create as a matter of pure instinctual discharge; thus whatever critical distance Nietzsche might maintain from the ancient nobles, he ultimately regards society and its attendant moralized repression of instinct in unfavorable terms. Indeed, one could still maintain that Nietzsche desires a return to a more or less barbaric stage of human evolution, not to recapture ancient forms of nobility but in order to make the emergence of new artist-lawgivers possible.
Ressentiment and the Bad Conscience Henry Staten makes perhaps the strongest case that Nietzsche is indeed committed to just such a negative view of society and morality, as evidenced especially by his insistence that the founders of states are untouched by civilized morality (Staten 1990, pp. 51 ff.). For Staten, however, this indicates a self-contradiction in Nietzsche’s thought more than anything else: he argues that Nietzsche’s account of the bad conscience shows not only that all of
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humanity living in society (and therefore necessarily the artist-lawgivers) are subject to the repression of instinct Nietzsche calls the bad conscience, but that this repression of instinct also necessarily produces universal ressentiment. There are then two distinct criticisms of Nietzsche on this point. The first one is somewhat narrower and is made by both Staten and Aaron Ridley, both of whom argue that Nietzsche is mistaken to claim that the founders of states caused the bad conscience in others without being subject to it themselves (Staten 1990, pp. 51 ff.; Ridley 1998, pp. 17 ff.). Since Nietzsche’s argument is that all human beings living in any form of society are subject to the bad conscience, the exemption he appears to grant the political founders in GM II: 17 is incoherent on his own terms. It is certainly hard to understand how a group of people “organized for war and with the power to organize” could be so highly socialized and regimented without having acquired the bad conscience. It may be possible to make sense of Nietzsche’s statements if we take him to be suggesting that the law code being imposed on one people (or a series of peoples) is experienced by the subjected population as an oppressive restriction, but by the conquerors as a vehicle for their will to power. When, for instance, ‘Umar ibn al-Khatta-b converted to Islam he had to comply with a series of religious prohibitions and injunctions, and thus to check some of his desires or the particular forms taken by some of his instincts, but the religious and political structure of Islam obviously provided him with an instrument through which to express and satisfy his most fundamental instinct— his will to power—and to do so on a scale of far greater power and magnitude than mere personal morality. And this did not mean only military conquest and rule, but forming the conquered peoples and civilizations into a new living structure, that provided by Muhammad and his revelation. Thus ‘Umar’s mild suppression of certain instincts or desires and, more significantly, his spiritual and political subordination to Muhammad were secondary to the power and creative achievement this subordination provided him. Even more fundamentally, however, the freedom from the bad conscience is perhaps best understood not as a lack of all constraint or the free expression or discharge of every instinct, but as the concentration and molding, and thus necessarily the partial compulsion and constriction, of the instincts of freedom or the will to power into a specific creative activity (on the relation between compulsion and creativity see BGE 188; EH “Z” 3). This would account for the more difficult case of Muhammad, who would have had to restrict and channel his creative energies even more severely than his followers, and thus again to focus and intensify some instinctual impulses while subduing and starving others. While Muhammad was the creator of the law and thus did not have to submit himself to the rule of another, his actions and creations would have been at least partially constrained by the forms he found already in existence, beginning with the Arabic language which he used to such effect, and this
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would have required a great deal of repression, rechanneling, and reordering of various biological drives.11 Obviously, the Islamic conquest occurred at a much later and more developed stage of civilization, and effected a much less complete transformation, than the process described in GM II: 17, but I believe we can extrapolate from the former to the latter, in both the case of the founder and his followers, to provide at least a partial answer to this objection. The second, more penetrating criticism of Nietzsche’s presentation of the artist-lawgivers is made only by Staten, who argues that in Nietzsche’s own telling, all of humanity, at least to the extent that it lives in society and so suffers repression of instinct, is animated by ressentiment, not merely the weak and vengeful slaves (cf. GM I: 10 ff). At stake is not only the logical consistency of Nietzsche’s discussion in these passages but the guiding theme of this essay, the character and status of society in Nietzsche’s thought. If ressentiment necessarily attends or flows from repression of instinct, then what Nietzsche describes in the Second Essay as the bad conscience is, in its essence, another manifestation of ressentiment. In other words, Staten’s point is not simply that all socialized human beings experience occasional ressentiment, as Nietzsche admits that even the nobles do, but that all civilized morality is largely induced and governed by ressentiment, in the same way that Nietzsche says slave morality is (GM I: 10).12 This would mean that ressentiment is one of the fundamental constituents of the mental and affective life of every human being living in society, and thus that freedom from ressentiment would require freedom from society and the morality on which it relies. This argument is very attractive; it is certainly tempting to read the Genealogy of Morals as a whole as a sustained investigation of ressentiment, one which identifies ressentiment at ever deeper levels of human consciousness and morality. The book would then move from the relatively superficial case of ressentiment directed at one’s political superiors and producing a particular form of morality, to the more profound case of ressentiment directed toward oneself and one’s animal instincts and permeating all of civilized life and morality, and finally show how ressentiment has been directed against the very conditions of existence itself, and has suffused and defined ascetic religion and even the scientific will to truth. This reading is obviously intellectually satisfying, and helps to tie the three essays together. But Nietzsche explicitly and emphatically insists that this is not his argument, that the bad conscience represents an active force, indeed the same active force at work in the founders of states, not the reactive force of ressentiment. One should take care against thinking poorly of this whole phenomenon merely because it is ugly and painful from the beginning. Fundamentally it is after all the same active force (aktive Kraft) that is at work on a grander scale in those artists of violence and organizers and that builds states, which here,
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internally, on a smaller and pettier scale, directed backwards, in the “labyrinth of the breast,” to speak with Goethe, creates for itself the bad conscience and builds negative ideals—it is precisely that instinct for freedom (in my language: the will to power): only the material on which the form-giving and violating nature (Natur)13 of this force vents itself is here precisely the human being himself, his whole animal ancient self—and not, as in that greater and more obvious phenomenon, the other human being, other human beings. (GM II: 18) Nietzsche goes on to lavish the bad conscience with some of the highest praise found anywhere in the Genealogy of Morals: [T]his entire active ‘bad conscience’ has ultimately—one could guess it already—as the actual womb of ideal and imaginative events also brought to light an abundance of strange new beauty and affirmation and perhaps even for the first time beauty itself (die Schönheit). Thus Nietzsche makes it clear that, no matter how appealing the reading sketched above may be, this is not his position; the bad conscience is not an instance or effect of ressentiment, and the Second Essay is not a further exploration of ressentiment. The bad conscience, or at least the phenomenon Nietzsche describes with that name in GM II: 16–18, is the expression or result of an active, creative, form-giving force. One may well object, however (as Staten does), that of course Nietzsche remembers to use the proper terminology, but the point is that Nietzsche’s claim that the process depicted here is free of ressentiment simply makes no sense; how can the repression of instinct, specifically of the instinctual urge for power, poison with ressentiment in one case but not in the other? What are the differences between the two situations that make the distinction meaningful or convincing? In the first place Nietzsche argues that the transition from the prepolitical to the political state was “a break, a leap, a compulsion, an ineluctable disaster, against which there is no struggle and not even any ressentiment ” (GM II: 17). The law, the “fearful tyranny” of the “crushing and remorseless machinery” of the earliest state, is something too enormous, too total, and specifically too brutal and terrifying for one to feel ressentiment toward it. The situation was therefore not that the desire for revenge was thwarted and needed to be suppressed and then satisfied covertly or mendaciously, but rather that there simply was no desire for revenge, only a kind of stupefied terror and acceptance of the dictates of the law and rulers.14 It is worth pausing here to note that in his explanation of why the imposition of a political form does not provoke ressentiment, Nietzsche emphasizes the horrific violence of the first state and the abject fear that violence aroused, rather than the finality or the lack of intention inherent in the catastrophe he describes.
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The founding of political society is a disaster or a piece of fate, as is “time and its ‘it was,’” but the latter is still able to inspire ressentiment or, as Zarathustra calls it, “the spirit of revenge” (Z II: 20). Social constraint and repression do not trigger ressentiment, according to Nietzsche, not because human beings are too rational to resent such a gargantuan, overwhelming, impersonal, and irresistible process, but rather purely because of the logic of the affects, purely because ressentiment cannot coexist with or spring from such intense and absolute fear. Likewise, Zarathustra teaches not resignation or reconciliation to the inexorable necessity of time’s passage, but rather redemption through creative willing and affirmation. Yet there is another, probably deeper and more important reason why the bad conscience is not colored or driven by ressentiment in Nietzsche’s view. Very simply, ressentiment is defined by three features, a feeling of impotence, a consequent desire for revenge, and the satisfaction of that desire through fantasies of revenge and a self-deceiving moralism. None of these things marks or informs the bad conscience. Considered purely in its own terms and not with reference to its origins, the bad conscience is an experience of power, not weakness, and thus embodies not a need for vengeance but a successful attempt to gratify the animal instincts of aggression that have been repressed. Since these instincts do indeed find something to work over and mold, namely “the human being himself, his whole animal ancient self,” the individual is saved from a stymied and hence rancorous lust for dominance and revenge. Finally, this experience of power means that the instincts constituting the bad conscience, unlike ressentiment, need not content themselves with a purely imaginary revenge, which is to say with a purely imaginary feeling of power. Most fundamentally, then, the bad conscience is not ressentiment because it is an actual form of mastery and power, while ressentiment is not, and is indeed born of an experience of impotence. Thus what is most significant about the slave revolt in morals, or the rise of a morality of ressentiment, is not that the slaves’ will to power needed to find a secret way to satisfy itself; this necessity is at the root of both the bad conscience and slave morality. The crucial point is rather that the will to power of the slaves was poisoned by ressentiment, which includes both the desire for vengeance and the awareness that one is too weak to achieve it. This also then means that the cardinal failing of the slaves (as opposed to the priests) is not simply their lack of political power and so of an external outlet for their aggression, but their weakness with regard to themselves, their inability to turn those instincts inward, and refashion or reshape themselves. Their inversion of noble morality, as Nietzsche emphasizes especially, amounts to nothing more than selfcongratulatory prudence masquerading as virtue (GM I: 13), not to a new moral code or spiritual dispensation that would serve the goal of furthering humanity. Hence the bad conscience makes humanity pregnant with a future, while slave morality simply makes it sick and false.
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Another look at the actual mechanics of the bad conscience and its development will help elucidate this point. For the sake of clarity, it is important to begin by noting that Nietzsche specifically identifies “the same active force . . . namely, the instinct for freedom (in my language: the will to power)” as the power driving and shaping the bad conscience; he is, in other words, not simply describing violent impulses, whether purely mindless or possessing a degree of calculation or control. The instinct for freedom or the will to power manifests itself in all the violent instincts that must be suppressed in society, but it is not exhausted by or identical with them. This is significant because the instinct for freedom is able to create a bad conscience and negative ideals, while it is not clear that simple violent impulses could do anything of the sort. If one simply had violent impulses, one could at best suppress them for prudential reasons, like a kind of Pavlovian response. But there is something else present in or informing those impulses that turns them to self-creation and self-refashioning, or that makes one’s self-torture creative rather than aimlessly sadistic. This is also significant because it means that blocking the immediate and outward discharge of one’s violent urges does not necessarily mean repressing or suffocating the more fundamental instinct for freedom. Because one’s violent impulses are in fact tied to or animated by the instinct for freedom, when those impulses are checked that instinct is not thwarted or denied expression; it simply redirects the violent drives inward and begins reworking the “ancient animal self” from which it emanates. In fine, then, the active force Nietzsche is describing is form giving and artistic, not merely violent (in fact, it seems opposed to the simple destructive violence of prepolitical humanity, since it works to curb it), and the repression of one’s purely violent, aggressive impulses does not poison them with ressentiment, for it prevents their outward discharge but not their ability to form and create. But if, as Nietzsche claims (GM II: 18), this fundamental urge for freedom or power “creates a bad conscience for itself and builds negative ideals,” how can this still be considered a product of an active, affirmative impulse? How can negative ideals not be inherently reactive or evidence of ressentiment? The key point is that the creation of negative ideals serves the purpose of creation and growth, and proceeds from an active impulsion toward this expansion and reworking of oneself, not from a resentful reaction to inhibition. The negative ideals constructed by the bad conscience, in other words, are not primary but secondary and instrumental to the creative powers actuating this first stage of human moral development. Thus, to repeat, legal and social constraint have forced the will to power to change its direction and objects, but the force shaping and driving the bad conscience does not spring from a vengeful reaction to this constraint. The ressentiment of the slaves, by contrast, the force or energy behind their creation of values and ideals, derives from a negative, resentful reaction to another, and in particular to one more powerful than oneself. The whole of slave morality is therefore an attempt to gain some kind
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of compensation or solace for one’s impotence and inferiority by negating the cause of one’s subordination, chiefly through self-serving lies about one’s moral superiority and fantasies of violent otherworldly revenge; it is an attempt to convince oneself that one does not really want to satisfy one’s most basic need or desire, rather than, as in the case of the bad conscience, the actual satisfaction of that need and desire, in however involuted and painful a form.15 For these two reasons, then, the bad conscience is not simply another, deeper experience or product of ressentiment. In the first place, the cause of the bad conscience, the external compulsion forcing one to turn one’s instincts inward, is too savage and too terrifying to permit of any kind of reaction even approaching ressentiment. Secondly and probably more importantly, once those instincts turn inward, they find something on which to vent themselves, and are thus able to experience themselves as powerful, as discharging themselves on something and refashioning it into something new. This experience of power prevents the impotent rage and venom that create ressentiment. Hence even after the initial terror of the founding of political life there is no necessary reason why the bad conscience, or the internalization of the instincts of aggression that Nietzsche describes with that name, must generate or fuse with ressentiment. This discussion, however, has all taken place at a rather abstract level. Nietzsche’s broader point that the “bad conscience” expresses the very instincts it seems to negate is bold and powerful; but what would it actually mean, in concrete terms, for the instincts of aggression and violence to turn against themselves or against their possessor?16 The sketch below is necessarily speculative, since Nietzsche does not provide a detailed explanation on this point, but it is, I think, a faithful extension of Nietzsche’s thought on this point as it is presented in the Genealogy of Morals. Imagine that I am one of those human beings who have just been violently enclosed in the enforced peace of a new political society (or rather, that several years or perhaps an entire generation or two has passed since that first, terrible episode). I am walking down the street when suddenly I see some toothless, stoop-shouldered, sunken-chested old geezer, easily twenty-five years old if he’s a day, gumming a glob of rancid meat in imbecile contentment. I have the strong urge to rush up to him, smash his head against the ground, and eat his food myself (or perhaps simply to kill him). But I have some vague but powerful inkling that this will not end well for me. So I restrain myself, but it is not possible simply to dissolve or expunge the furious, primordial rush of this instinctual demand for violent attack. It can only turn back on itself; I can only restrain myself by turning my aggression back on itself, somehow splitting off some sense of that instinct or affect of aggression and turning it back against its original manifestation. It seems to me that this would happen immediately, that only by turning this instinct against itself could I control it at all; in other words, only by an act of psychic violence which would satisfy this instinct even as it checked it, or which would split the instinct in two, so to speak, and satisfy one part by
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checking the other, could I gain any control over that first, particular instance of the aggressive instinct (my desire to kill the geezer and take his food). Note that fear plays a crucial role here: it is only an intense fear born of witnessing the horrifying punishments of the earliest society that can restrain my innate ferocity (GM II: 3), and it is this fear that must be regarded as the psychological agent or force splitting the instinct of aggression in two, even using one part of it for its own purposes. The earliest mental and moral self, in other words, is constituted largely by fear. At this point there is already some division created within myself, and it seems to me likely that, in Nietzsche’s view, the experience of the violent repression of instinct, the extremely crude and half-conscious affect that has been separated off from the original instinct of aggression, constitutes a new mind or sense of self, and thus instantly becomes a new locus of power, meaning, and value, the one that will become augmented or hypertrophied in and by the development of the bad conscience; in this way, it quickly assumes sovereignty and becomes at least a competitor with fear, if not a more powerful force in the individual’s psyche. After this initial operation has been successfully performed a few times, and I start to check my aggression more successfully, it begins to ache and long for expression, for satisfaction, for a sense of play, mastery, venting, selfenjoyment. The momentary and largely prudentially motivated discharge of the drive against itself is insufficient. Thus it turns on itself in a much deeper and more serious way; it begins to attack itself morally and psychologically, and indeed to attack all of my basic animal instincts (though this may be more likely to happen over several generations or even centuries rather than in a single lifetime). It does so through this new sense of self, the conscience, that has been created by repression. Thus the “bad conscience,” the feeling of guilt at all of my desires and instincts as such, begins to form and grow, and this new part of myself swells in power without recognizing itself for what it is, an expression of the very instinct of aggression that it is supposedly trying to control or extinguish. Concomitant with this process of moral formation is the development of human consciousness; while originally the conscious mind had no awareness of the instincts, which simply asserted and discharged themselves without any need for reflection or even basic conscious awareness, with the emergence of the bad conscience the conscious mind begins to expand as it is forced to become cognizant of and to exercise conscious control over a few very basic and coarse but very powerful and frequently recurring instincts. Thus one begins to arrive at a conscious awareness of one’s violent or aggressive instincts, and also of the need to control them; this awareness necessitates or is perhaps identical with a conscious effort to block or suppress these instincts, an effort which sets in motion an attendant or auxiliary thought process, one which obviously includes a kind of moral self-examination and self-criticism. In time this
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new mind or self, separated and alienated from the basic set of biological instincts at work in an individual,17 develops the capacity not only for moral judgment and inhibition but also for introspection and self-knowledge. From here one not only starts to make value judgments about the different instincts or drives; one also begins to develop the ability to think, reckon, infer, in short to think about and plan for the future—and finally to reason, to think in a more general or “theoretical” way, since even philosophic thinking is merely the relation of one drive to another (BGE 36; cf. 6). Thus the first step not only toward any moral life for human beings but also toward any intellectual life is the inhibition of instinct, which forces one to become conscious of the instinct or drive and then to judge it—initially on purely prudential grounds (to avoid punishment), but soon enough in a manner charged with moral intensity and self-inflicted cruelty—and to think in an intellectual sense, however crude that sense may have been originally (am I more hungry or thirsty? which is stronger, my desire to kill this person or my fear of being tortured to death as a result?— though even such questions as these would have first been asked and answered with only a simple preverbal or prelinguistic relation and comparison, i.e., struggle and rank-ordering, of the drives). We can see, then, what an important, indeed what an essential and constitutive part the bad conscience plays in the development of humanity. Since the instincts being repressed and redirected are primarily desires for attack, change, and destruction, it is not surprising that the condition or process Nietzsche names “the bad conscience” is ever changing, ever driving forward, ever needing to “reshape,” that is, to obliterate, so much of what presently exists, and particularly so much of its own present form—it is, in short, tremendously pregnant and fruitful. In Nietzsche’s account, however, the primal urge for destruction and change which drives the bad conscience does not appear to be what is natural; it is rather giving this primal urge a particular form, and so necessarily constraining and even mutilating it, that is natural, both in the case of individuals and of founders of states (see again not only Nietzsche’s identification of the founders of states as natural but especially his discussion in BGE 188). We now stand at a time when this self-overcoming energy seems in danger of withering away, but that is the result of particular value judgments that have composed Western philosophy and spirituality, not of an intrinsic tendency of civilized morality to sap human fecundity and vitality. Thus Nietzsche avers that the bad conscience requires divine spectators for the drama it enacts (GM II: 16); this statement echoes Nietzsche’s comments about religious belief at GM II: 7 in attributing the origin of gods, or of a certain type of human belief in the divine, not to moralistic spite or defeat but to a need for witnesses to human suffering. In this case, the spectacle is the constant struggle of humanity to overcome itself, a struggle essentially unbound by any final set of moral restraints and so capable of endless variation and fascination
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for its spectators.18 In Nietzsche’s words, the spectacle of an animal soul turned against itself was something so new, deep, unheard of, enigmatic, contradictory and full of future (Zukunftsvolles) that the aspect of the earth was essentially altered. In fact, divine witnesses were needed to appreciate the spectacle . . . [The human being now] gives rise to an interest, a tension, a hope, almost a certainty, as if with him something is announcing itself, something preparing, as if the human being is no end (Ziel), but only a path, an episode, a bridge, a great promise . . . (GM II: 7)
Chapter 8
Nietzsche and the Impossibility of Nihilism James I. Porter
Ich verachte das Leben am besten: und ich liebe das Leben am meisten: darin ist kein Widersinn—Widerspruch. Herzensqual I despise life best of all, and I love life most of all: there is no absurdity in this—[no] contradiction. Heart-sore anguish —Nietzsche (1883)
If you love life you cannot be a nihilist about life. That is the premise of this essay, which will suggest that Nietzsche belongs to a long antinihilist tradition that ran from classical antiquity to, say, Eugen Dühring’s The Value of Life (1865), and that Nietzsche’s views in favor of life preclude nihilism. Nietzsche knows about the love of life.1 His writings from all points in his career frequently mention “die Liebe zum Leben” (“the love of life”) or “das Leben lieben” (“loving life”), and he assigns these acts an unqualified value (once the proper qualifications have been made). Thus, for example, a note from 1882: “The love of life (die Liebe zum Leben) is almost the opposite of the love of long life. All love is concerned with the moment and with the eternal—but never with ‘length’” (KSA 10: 88, 3[1], §293). A question that quickly arises in Nietzsche has to do with the organ with which the act of love occurs. Is love in the mind or heart or soul—or in the will? Any of these terms will do, though (again with the appropriate qualifications being made). I want to focus on willing in Nietzsche’s sense of the term, for this is the deepest thread in his later thought about action, and so too, as we shall see, about the acts of love that constitute life. As it happens, there are a few related expressions for “love of life” in Nietzsche which take us into the thick of his peculiar scenarios of willing, and these are seemingly equivalent: the will to life (der Wille zum Leben), the will to power (der Wille zur Macht), affirmation (Ja-Sagen), and affirmation of life (das Jasagen zum Leben). The phrase “will to life,” which is often but not always found in inverted commas, is on loan, in modified form, from Schopenhauer. The very fact of its borrowing makes the
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meaning of the phrase difficult to catch. “Will” (itself borrowed) is notoriously hard to pin down in Nietzsche. It is less a faculty than a state that has to do with dispositional attitudes that can be conscious or unconscious, or even organic and suborganic. It may not even pay to try to locate the source or mechanism of willing, because much of the time Nietzsche appears to be exploring the problem of willing as an inherited concept or intuition, rather than enunciating a dogma about it. Still, within the frames of these frames, willing and affirming have a definite contour, which runs as follows: to will is to affirm, and to will and affirm is to will and affirm life. These acts are unconditional, as unconditional as love—which, incidentally, brings us a bit farther along the way to a definition of love of life, namely it is an unconditional affirmation of life. In a moment we will meet the corollary: unconditional affirmation just is an unconditional affirmation of life. Finally, we shall see how such affirmation is for Nietzsche the most basic activity of life in all its forms: it is what we do all the time, at every moment of our lives. We are lovers of life, and incurably so.
The Affirmation of Life and the Will to Power First, let us look at Nietzsche’s concept of affirmation, an idea that runs through all the layers of his various conceptions of the way the world works (at least in the last decade of his writings). At the top of the evaluative chain, so to speak, are the characterizations of action in the stereotyped forms of affirmation or negation, whereby action is what it is that a human agent does. Some actions are life-affirming, others are life-negating. From this dilemma stem the familiar dichotomies: laudable, noble, and active agents as opposed to loathsome, resentful, and reactive ones. The distinction is one that cannot be maintained with any consistency, however, if it is the case that all actions are life-affirming. And, not infrequently (and arguably, all the time), Nietzsche’s writings betray themselves along these precise lines. At the bottom of the chain are the molecular accounts of will to power, where actions at the higher level are laid out in all their logical bareness. So, for instance, in the Genealogy of Morals we read, “A quantum of force is equivalent to a quantum of drive, will, effect,” that is subordinated to a single means, “namely as a means of creating greater units of power” (GM I: 13; II: 11). Here, Nietzsche is postulating centers of agency, willing-forces (much like atoms of will—the expression is in fact his: Atomkräfte— radiating fields of force). One way of understanding this process is to follow Gilles Deleuze and to say that all “a will wants is to affirm its difference.”2 This can’t be right, and it surely can’t be all there is to the problem. A quantum of will, on Nietzsche’s own description, surely wants to magnify its difference even if all it ever succeeds in doing is affirming its difference from all other quanta, whether its difference happens to be imaginary or real. Where this activity of evaluation takes place is indeterminate, and perhaps irrelevant. Nietzsche is
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training his focus on primitive acts of willing, which might obtain anywhere at any time. The isolation is purely analytical. Be that as it may, there is more to be said about the analysis. We need to rethink the continuum of the world posited on Nietzsche’s scenario. For not only is the world of forces scarcely fixed; instead, it is constantly in flux, or rather moving in a flux of ever-changing relations (which is to say, interpretations). The flux consists in the fact that quantities are ever being recast in new form as new qualities by the constituent atoms of will, which are themselves the very quantities and qualities in question. The conversion of quantity into quality is in fact the activity most proper to the will to power, its most basic perceptual judgment. “The desire for an increase in quantum grows from a quale,” by which is meant the perception that answers to the question: What is the quality in front of me, and what is my own? (WP 564). In this way, identities are “fixed,” if only en route to ever larger, more powerful identities, against the background of a postulated “whole”; differences in quantity and quality are established, displayed, and altered in the very process of their establishment. But, again, these features and changes are mere perceptions, and perceptions, being partial by definition, never agree with one another or even internally to themselves within a stable framework of identity-relations. Thus, a quantity of force will be internally incongruent just by possessing the quality of being a quantity, which is to say, just by representing to itself a qualitative difference from all quantities, including its own. As Nietzsche writes, “Quantitative differences . . . are qualities which can no longer be reduced to one another” (WP 565). To be a quantity is to be a difference, a “difference of quantity”; it is to have a valuated “rank,” and to stand in relation to other values (quanta) and to the “whole”; it is to display the “quality” of a differential force (WP 563–5). It cannot be the case that all “a will wants is to affirm its difference,” if that means excluding the power from being “the object of a recognition, the content of a representation, the stake in a competition,” characteristics that are proper to a “reactive” (slave) condition. After all, even the reactive will is an expression of the will to power. But how can it be this, that is, essentially reactive and not active, if what all willing wants is simply “to affirm its difference?”3 That is the problem with all monistic hypotheses, which cannot account for deviations (or derogations) from the essential nature of will without running into the incoherent result that essence is asked to do double-duty, first to designate “will” in general, and then to designate a species of will (“active,” noble will). If Nietzsche seems to commend the duplication himself,4 elsewhere he calls this logic into question: it is a “double error,” a fallacy of double counting (GM I: 13; WP 531). Here we have an instance of what is a regular trait of Nietzsche’s writing: an invitation to fallacy. Suffice it to say that all forms of the will are active and reactive by nature (“reality consists precisely in this particular action and reaction of every individual part toward the whole,” WP 567), while the very idea of a nonreactive will, of a will that is purely or even primarily active and
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positively affirmative, is in fact itself a later simplification (by a willing-center itself) of an originally more-complex scenario. Without entering into all the gory details, it is enough to say that force is constructed as a phantasm of the subject—the subject that any center of force in fact represents (see Porter 2006). And so too, the consistency of the world perceived by a center of force (its view of the “whole,” epitomized in the dictum that “everything conditions everything else”) attests to nothing but the consistency of a phantasm. A premise of this picture is the supposition “that the world has a certain quantum of force at its disposal” (WP 638), in other words, a sum of forces. But that premise is false. Whatever else it may be, the will to power is a deeply anthropomorphic hypothesis, and a projection of the constitutive limits of the subject. The primitive mechanics of willing are analogous to the more-refined and complex pictures at the macro level, although the connection is hardly straightforward. It is left open, for instance, to imagine that there is no direct correlation between micro acts of willing and larger-scale actions, but only an overdetermined relation. The actions of an affirmative agent (or is it the affirmative actions of an indeterminate agent?) are not obviously the sum of her molecular acts of will, the infinitesimal acts of willing that comprise her behavior. The doings of the “active,” as opposed to “reactive,” agent conceivably consist of a mixture of active and reactive willing, leaving us with the horrifying but inescapable conclusion that active agents are no strangers to reactive agency: they comprise both kinds of agent within them, possibly surmounting the “weaker” form of the two, but in no way can they disown them. Active agents necessarily contain myriads of reactive agents (or centers of agency, or willing-centers) within themselves. (“Whatever lives, obeys,” Z I: 12.) The results are either forms of subordinated agency or (as is more often the case in Nietzsche) compromise formations, treaties, and negotiated pacts “struck” amongst the various competing agencies within the mind and body, like so many political statesmen: My idea is that every specific body strives to become master over all space and to extend its force (—its will to power:) and to thrust back all that resists its extension. But it continually encounters similar efforts on the part of other bodies and ends by coming to an arrangement (“union”) with those of them that are sufficiently related to it: thus they then conspire together for power. And the process goes on—. (WP 636; emphases added) The statecraft of agency is no cleaner than that of international politics. Appearances are all that matter in the end.
The Value of Reality We are now in a position to go back to the original problem of the love of life, for it is intimately connected with the concept of affirmation. Nietzsche’s view
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of affirmation (Bejahung) is immediately Kantian in origin, but ultimately it is rooted in a tradition of rational scholastic thinking (Schulphilosophie) that goes back to Leibniz and Wolff in the eighteenth century, with antecedents in the logical analysis of ontology that reach as far back as Aristotle. (Here I am relying on the magnificent analysis by Anneliese Maier, Kants Qualitätskategorien from 1930.5) To make a long story short, Kant takes over the concepts of affirmation and negation, most recently deployed to designate judgments of existence (being and not being, namely that a thing is or is not), but he gives these a critical twist: henceforth, the judgments express not the modalities of actual existence (of actual existing things) but the category of existence: they are used to parse out what Maier suggestively calls “Wirklichkeitsgeltung,” or “valuation [or ‘recognition’] of reality”—effectively, the value or degree of reality assigned to an entity; and most of all, they signal the conceptual category of existence itself. For Kant, this comes to mean “the qualitative-categorial synthesis of entities.”6 The roots of this sense of quality lie in the scholastic tradition of realitas: “reality” in this sense is what remains of an entity even when you take away its objective existence (realitas . . . distinguitar [by Duns Scotus] a re; quod res sit id quod per se potest existere . . . et non sit pars rei: realitas autem sit aliquid minus re, in Stephanus Chauvin’s words). For Kant, reality is something like the condition of the possibility of a thing, its essential quality, while the quantity of existence (or reality) is never changing (nec augescendo, nec decrescendo); it is stably given.7 Obviously, reality in this sense is not easily destroyed; in effect, it is what there is about things that cannot ever be taken away from them, because it defines what they always were (one might compare the to ti ên einai of Aristotelian primary substance, the “that which it was [or ‘was shown’] to be”). So stated, the contrary of reality is not negation, but ideality. The, as it were, indestructibility of things (on this conception of them) is the key to the problem of affirmation. To affirm reality says nothing about objective existence but only speaks to possible existence. Likewise, because judgments as to existence and reality (or quality of existence) sit side by side in this tradition, to cast a negating judgment on a thing is nonetheless to affirm its existence. The paradox here is that even negations involve affirmations of possibility: to negate the reality of a thing is to negate the reality of a possible thing, but not the thing itself; it is to negate the possibility of its existence but not to negate its reality or its existence per se.8 The ultimate source of this tradition in modern philosophy is Spinoza. Negation, as a relativization of reality, can no longer be opposed to reality. There being no independence for negation, negation can only coexist with reality in a spectrum that runs along a gamut of quantitative differences. In Kant, the spectrum “causes every reality to be represented as a quantity,” by which are to be understood “unity,” “plurality,” and “totality” (CPR B183; A80), while negation is merely a modification within this range of possibilities, no longer a possibility per se. The upshot of all of this is that for Kant there is effectively only one form of quality, a single category, that pertains all the time,
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and that is the category of reality (Maier 1968, p. 130). It is the category of intensity; and qualities are various intensities of magnitude within the given, within the category of quantity (Maier 1968, p. 131). The proof is in the pudding of sensation itself, which carries out, in its everyday operations, a categorical synthesis (see Maier 1968, p. 132). The product is what Kant calls “the real of appearance,” which can never be reduced to nil.9 Nietzsche would agree, while drawing a further, ethical moral: sensation is for Nietzsche tied ineluctably to the vitality of experience and to the experience of life in all its vivacity. To experience a sensation is, quite simply, to affirm life.
Nietzschean Affirmation Nietzsche’s conception of affirmation (Bejahung) is a direct descendent of the scholastic tradition that Kant’s critique renews and renovates. But Nietzsche has also read Schopenhauer, whose view of the world as a kind of animate soul, a Weltseele, driven by a will to life, made a deep impression on Nietzsche: Above, the characteristic of this subjective entity, or the will, was described: the rapturous, powerful inclination of all animals and men to maintain life and to perpetuate it as long as possible. In order to recognize in this something originary and unconditioned, we have to make clear to ourselves that this same thing is in no way the result of any objective knowledge of the value of life, but rather that it is independent of all knowledge; or, in other words, that those beings represent themselves not as being pulled forward but as driven from behind. (W 2.1, p. 41210) Creatures are driven as from behind because they are blindly groping, struggling, and forever pained by existence, much as they would prefer the quiet stasis of death. Like moles burrowing tunnels in the ground, they toil and suffer, nolens volens, and their efforts are never compensated by their rewards. So viewed, the will to life might appear to be either a “fool” (seen objectively as a kind of subject) or a “delusion” (seen subjectively as a state of mind) that “grips all living things as they exert themselves to the limits of their powers and work towards something that has no value” (W 2.1, p. 418). “Only,” Schopenhauer reflects, drawing back from the blank pessimism of this image, “on closer inspection we will find even here that the will to life is on the contrary a blind force (Drang), a completely groundless, unmotivated drive” (ibid.). The grammar of value is out of place. There can be no question of the value of life, because life hasn’t, as it were, the time to think about such questions: life just is restless, ceaseless activity, forever too late for enjoyment of any kind; it is an ongoing struggle with pain that admits of no inner or outer view. The will to life is invisible per se (whence its metaphysical status as “the limit [Gränzstein] of
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every reflection that no reflection can get beyond,” let alone behold and name); or else it is visible only in its works, in what it effectuates. “It attaches the individual firmly to this Schauplatz,” the theater we call existence (ibid., p. 419)—and then blinds the individual to the spectacle. The blind assent to existence is what Schopenhauer calls die Bejahung des Willens zum Leben, “the affirmation of the will to life” (W 2.1, p. 408). Virtually synonymous with willing itself (ibid.), affirmation of life is what willing is. About its opposite, the negation (Verneinung) of the will, Schopenhauer has considerably less to say: attempts to negate the will, to mortify it, to bring it to quiescence, in a word, the wish to die, are but one more instance of the struggle, of willing, of affirmation of the will, of life, and of the world (ibid., p. 493). The contradiction between these two tendencies, both equally rooted in life and in the will, just is what the pain and suffering of life are. Beyond this there are no alternatives, apart from nothingness itself. But that is a prospect no individual can choose to have, never mind tolerate long enough to behold (ibid., p. 508). From Schopenhauer, Nietzsche takes the (plainly, metaphysical) image of action in its most primitive, conceivable form as constituted by basic acts of will: what results is a kind of distributed willing specified over the gamut of individuals in the world, each enacting its own version of willing and affirming, all collectively adding up to the self-affirmation of the one will (cf. W 1.2, p. 417). From Kant, Nietzsche takes the images of willing and affirmation as primitive prepositional acts of judgment (the positing of qualities). His picture of the will to power thus vacillates, unstably, between Schopenhauerian monism, with its brooding psychology of dark urges spread out over the whole world of phenomena, and Kantian subjectivism, with its defiantly critical, ex hypothesi stance and its cool distance toward the projective mechanisms of individual subjects. Despite the evident strains in this inheritance, there is a strong area of overlap: for, from both predecessors he takes over the notion that willing is an irrefragable constituent in human life. And to both positions he adds the view that to will life is to express a love of life. Both Schopenhauer and Kant would differently denounce this last move as the imposture of a delusion. Nietzsche in his vitalism and in his fundamentally affirmative attitude to life would be indifferent to this one form of delusion, exceptionally so, since elsewhere he is keen not only to lay bare but also to savage illusions of all kinds. For it is only in love, only when shaded by the illusion produced by love, that is to say in the unconditional faith in right and perfection, that man is creative. Anything that constrains a man to love less than unconditionally has severed the roots of his strength: he will wither away. (UM II: 7; emphasis) Nietzsche affirms, as it were, affirmation in its root sense, in the most basic gesture that says yes to life, that is, the unconditional loving act that embraces life in as unmediated a way as can be imagined. But Nietzsche’s affirmation of
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affirmation is not unlimited, as it might generally be felt to be, and as it cannot be if we wish to make sense of his divided sympathies, which are legion. Thus, he can say, with perfect consistency, “I despise life best of all, and I love life most of all: there is no absurdity in this—[no] contradiction” (KSA 10: 569, 18[13]). There is no contradiction, because Nietzsche by no means affirms all the forms of life, and he possibly affirms no form of life unconditionally; all that he affirms is the most basic affirmation of life. He can get away with this stance because he senses, possibly rightly, that no forms of life are purely life affirming. Affirmation in its purest form is unsustainable; it can never remain a pure act. Nietzsche felt keenly the impossibility of this stance, which is why in the next breath of the note just quoted he qualifies himself: the problem is not one of contradiction, but of heart-sore anguish (Herzensqual). Nietzsche effectively wants to love life unconditionally, but knows he cannot do so because he recognizes that life itself is never loved or lived simply or unconditionally: life is loved and lived out of a complexity of motives, only one ingredient of which will be a purely affirmative gesture, the instantaneous affirmation of things. Love is overshadowed by these complexities; and it is ultimately compromised by them as well. Take the example of love’s immediacy, its intimate relationship to the present-tense pleasures promoted by Epicureanism. Love, for Epicurus, is the spontaneous and pleasurable attachment to life but not to life’s pleasures. For the attachment to pleasure diminishes pleasure; it leads to longing (whether nostalgia or anticipation). The present-tense condition of the love of life is just that: a conditioning factor that can be felt as a limit. The dilemma for an Epicurean is how to take presenttense pleasure in a past pleasure, for example, the memory of a departed friend. A balancing act of affect is required, a management of one’s pleasures. In its enviable simplicity, however, Epicureanism presents this balance as, practically speaking, unproblematic: it is an attainable good. Therein lies the whole promise of the philosophy. Nietzsche knows better. His response to Epicurus would be, “Prove it. Show me.” And he also knows that Epicurus can at best point to an emblematic instance, the immortal gods who live in another world and arguably are living a kind of deathly existence. And that won’t satisfy Nietzsche. Present-tense pleasures are compromised, first of all by their tensed condition, which is to say, by the condition of time itself. To love life in the present tense is to eliminate this love in its past tense. But it is also to eliminate the condition of time in all its tenses, including that of the present. “Do I love the past? I destroyed it so as to live. Do I love present things? I look away from them so as to be able to live” (KSA 10: 209, §201). Whence the blistering critique of historical and temporal consciousness in the second Untimely Meditation, despite the benefits that living surrounded by history can bring.11 But then, to what does one look when one lives life, if it is no longer to the past or even the present?
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Nietzsche, we might say, has been bitten by the bug of skepticism. The naïve illusionism of Epicurus is no longer even an option for him. Out of the crucible of long looks at life, one emerges as a different person, with a few more question marks—above all with the will henceforth to question further, more deeply, severely, harshly, evilly and quietly than one had questioned heretofore. The trust in life is gone: life itself has become a problem. Yet one should not jump to the conclusion that this necessarily makes one gloomy. Even love of life is still possible, only one loves differently. It is the love for a woman that causes doubts in us. (GS “Preface” 3) Nietzsche’s attitude to the love of life is, I want to suggest, extremely complex, as complex as his view of life itself. How does one love a problem? Life is definitely a problem for Nietzsche, and part of the problem is that one must love life to the precise extent that one is alive (and not insofar as one wants to be alive), however problematical life may turn out to be. And so it can happen that, as he says in another note, “I love life: I despise man. But for the sake of life I want to destroy him” (KSA 10: 462, 13[13]; 1883). The entirety of Nietzsche’s writings are, I believe, best viewed as circling around this fundamental trait of ambivalence. His critiques are acts of profoundest love and of equally profound aversion. They bear reluctant witness to the complexity of life and often to an unwilling admiration of its least wanted features. They are evidence of a fascination. Is the fascination with life possibly an expression of a love of life? Lest this last possibility seem far-fetched, let me give you one example. It is a peculiar moment, one that I am quite sure has escaped notice because of the way it is presented. But it is also absolutely paradigmatic, both of the last quotation from 1882 and of the fundamental ambivalence in Nietzsche that I have been commenting on throughout. In his Genealogy of Morals, Nietzsche details a problem about cultural progress, a problem that infects his own countercultural models as well. As culture advances, culture regresses; the higher that man ascends through a process of self-overcoming, the more disastrously does he plunge into his own internal abyss. That is the dilemma that haunts the Genealogy of Morals as a whole, the logic of which is spelled out part way through the First Essay (GM I: 11–12). There, culture is defined as the achievement by which “the noble races and their ideals were finally confounded and overthrown” by the “instruments of culture,” namely, the reactive forces of ressentiment. But, the instruments of culture, Nietzsche insists, are not its goal, and in fact to confuse these is to confuse the meaning of culture, which issues (or ought to issue) in noble activity, with the meaning of history, according to which man sees himself “as the goal and zenith, as the meaning of history, as ‘higher man’” (GM I: 11). Nothing could be more absurd than this Whiggish historical
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view, which represents the height not of man, but of his delusion. The account of this self-delusion, which in fact echoes sentiments expressed by Nietzsche a decade and a half earlier, is worth attending to closely, and above all the language in which it is expressed.12 What is most despicable about the reactive subject, who stands as the end-product of culture today—that which gives an answer to the question, “What today constitutes our antipathy to ‘man’?”— is the fact that we no longer have anything left to fear in man; that the maggot “man” is swarming in the foreground; that the “tame man,” the hopelessly mediocre and insipid man, has already learned to feel himself as the goal and zenith, as the meaning of history, as “higher man”—that he has indeed a certain right to feel thus, insofar as he feels himself elevated above the surfeit of ill-constituted, sickly, weary and exhausted people of which Europe is beginning to stink today, as something at least relatively well-constituted, at least still capable of living, at least affirming life. (GM I: 11; emphasis added) “Affirming life”?—Here we arrive at a genuine impasse, this time not of language or narrative but of meaning. It is one thing to ask why this portrait of false consciousness, drawn so disdainfully by Nietzsche, so clearly resembles the sovereign individual of the Second Essay, that incarnation of selfaffirmation understood as a right.13 The simple fact of their resemblance would be troubling enough even supposing one could account for the difference exhaustively in terms of the justification of the feeling that each of the two subjects has—assuming, that is, that the one subject is properly entitled to the feeling of superiority she has while the other isn’t. Is the reactive subject of the present passage an instantiation of the sovereign individual or just a grotesque approximation? No less troubling, in the present passage, is its indictment of the affirmation of life that the reactive subject claims to have and feel.14 Now, it ought to be a given in Nietzsche and in the readings of Nietzsche that the quality of life-affirmation is an irrefragable good. Life-affirmation is more than a good: it is irrefragably good because it is an essential and ineliminable property of life and of living subjects. Not even the nihilist, that supreme denier of life, is an objection to the principle of life-affirmation: the denial of life is self-refuting. The logic is as brilliant as it is compelling: to inflict suffering on one’s self is to preserve the self, actually to “compel [it] to live”; to take one’s own life is to affirm it in a voluntaristic act, and therefore tantamount to an affirmation of life; in short, “‘Life against life’ is, physiologically considered and not merely psychologically, a simple absurdity” (GM III: 13; cf. III: 18; III: 28). Incidentally, this position, which anticipates Freud’s, is lifted straight from Schopenhauer, who notes the futility of suicide, owing to the logic of the will’s inextinguishable self-affirmation
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(W 1.2, pp. 455, 492).15 After all, ressentiment can be “a denial . . . in the form of an affirmation” (GM II: 22).16 But in the passage before us, the affirmation of life falls under suspicion just because it is a property of reactive subjects.17 This is singularly odd, as well as logically strained—and a far cry from Nietzsche’s customary denial of “rights” to the vitally challenged.18 In the case of a noble spirit, the affirmation of life that she has as a feeling (and not just performatively and spontaneously has) is in principle justification enough for the feeling of power corresponding to it.19 In the case of a weakly spirit, that justification is absent even when the feeling of power (or what amounts to the same thing, the feeling of affirmation) is present. Why is it that the reactive subject cannot have a valid sense of power from the affirmation that she actually feels? Why is it that Nietzsche cannot abide this sense of self when it appears in the paltry worm man? (He confronts it with Widerwillen, “antipathy”.) Nietzsche’s customary answer would be convincing in any other case—an ascetic spirit, for example, systematically misreads health as sickness, and his feelings and beliefs are likewise systematically betrayed by reality. But affirmation, it would seem, has properties of its own irrespective of the subject who has them, and indeed at times even despite that subject (most strikingly, in the case of the ascetic who—repulsively, to Nietzsche—most affirms life when she tries most to deny it). If we accept Nietzsche’s claim, then affirmation ought to be something about which we can never, so to speak, go wrong whenever we feel it. How can this fail to apply in the present case, that of a life-affirming reactive subject who affirms affirmation and in doing so absurdly mistakes herself for a higher man, while at the same time earning “a certain right” to this illusion, one who can at least claim (and be claimed) to have earned a right to—her delusion? The same can be asked of the ascetic priest, of course, which indicates the depth of the problem, as does the following statement from a later section, which is no less relevant here: “This [reactive] type of man needs to believe in a neutral independent ‘subject’, prompted by an instinct for self-preservation and self-affirmation in which every lie is sanctified” (GM I: 13; emphasis added). In a word, Nietzsche can be right to critique the reactive subject only if there is something wrong with the logic of affirmation. I believe there is, at least in its glorified form. The instinct to self-affirmation is, after all, an instinct to subjective delusion, as we saw in our analysis of the will to power above; and this is doubtless part of the point of the passage from the Genealogy of Morals (GM I: 11), which is beginning to look quite perversely constructed. For what is surely odd about the passage is the way in which the reactive subject here is fundamentally serving as a mouthpiece for Nietzsche’s own apparent views, while in the same breath Nietzsche reviles her as “illconstituted, dwarfed, atrophied, and poisoned.” Rhetorically, the passage is a disaster; its voicings are thoroughly confused, which makes it so hard to
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read. So closely is Nietzsche identified with the reactive subject’s spleen and exhilaration, her language and her ideas, that a neat separation of the two views is effectively blocked. Surely it is this proximity that is the source of Nietzsche’s repulsion.20 Consider her diagnosis of contemporary culture: unlike the distorted misreadings of the ascetic, her readings of sickness in her culture are a reading of sickness in that culture—or rather, they coincide to a tee with Nietzsche’s own. But the contagion hardly ends here. Next, consider her response to that diagnosis, her sense of elevation, her pathos of distance, which aligns her with the nobles of the misty past; it is, in each case, “the protracted and domineering fundamental total feeling on the part of a higher ruling order in relation to a lower order, to a ‘below,’” that gives a subject, active or reactive, its sense of self, power, and distance (GM I: 2). But how valid an index of anything is a feeling (see Porter 1999)? The question suggests its own answer, and in its light Nietzsche’s defense of the occasional errancy of noble pathos is a transparent case of special pleading: On the other hand, one should remember that, even supposing that the affect of contempt, of looking down from a superior height, falsifies the image of that which it despises, it will at any rate still be a much less serious falsification than that perpetrated on its opponent—in effigie of course—by the submerged hatred, the vengefulness of the impotent. (GM I: 10) We are entitled to wonder whether the feeling of affirmation in a subject is ever anything more than a falsification, the inevitable effect of a perspectival distortion. In despising the deluded reactive subject, how can Nietzsche fail to despise the very form the delusion takes—a form that reappears identically in the case of active subjects? The more immediate problem, in any case, is one not of adjudicating between two ideals, one noble and one debased, but of distinguishing between them.21 The image of a reactive subject mistaking itself for an active subject is, on Nietzsche’s scenario, truly grotesque. But what is perhaps even more grotesque is our own incapacity to distinguish clearly between the two kinds of subjects. But that is not a topic I want to press here.
Facing Nothingness A similar problem confronts Nietzsche when he comes face to face with the problem of nihilism. Let us go to the start of the Third Essay, to its inaugural equivocation: “That the ascetic ideal has meant so many things to man . . . is an expression of the basic fact of the human will, its horror vacui: it needs a goal— and it will rather have nothingness than not will” (GM III: 1). Evidently, to posit a goal is to avoid a lack, a lack of a goal and of meaning; it is to affirm oneself, to assign oneself a meaning; and it is to attain to sovereignty. But above all, it is to
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perpetuate this lack, the fearful void that lies at the heart of meaning, identity, and willing: This is precisely what the ascetic ideal means: that something was lacking, that man was surrounded by a fearful void—he did not know how to justify, to account for, to affirm himself; he suffered from the problem of his meaning . . . —and the ascetic ideal offered man a meaning! In it, suffering was interpreted; the tremendous void seem to have been filled; the door was closed to any kind of suicidal nihilism. (GM III: 28) Even so, “this interpretation . . . brought fresh suffering with it,” which is to say a further lease of life, and consequently of will, for “[man] could now will something; . . . the will itself was saved” (GM III: 28). In other words, life would go on, even if absurdly so, for henceforth even nonmeaning could be recuperated into meaningfulness: it would be “overcome” in the sense of being preserved in a transmuted form; it would be sublimated (aufgehoben). Willing is the highest but also the sole expression of a horror vacui; but what it is most of all the expression of is the (averted) horror of its own senselessness, of the intrinsic meaninglessness of all meaning and all willing. I say averted because there seems to be, in fact, no way of staring meaninglessness in the face: the very conception of a void in meaning and the fear this evokes are themselves the product of a fantastic imagining, and thus already on the road to idealization. So it is not even the case that willing is an expression of a void in meaning; it expresses only the fear (and secret fascination) that the prospect of this void evokes.22 Genealogy traces both these contrary drives simultaneously, the flight from nothingness and the attraction to it, but without being able to narrate fully what it traces. And so, as genealogy moves forward as if approaching a goal, what it describes in its own motion, in the arc of its “plot,” is not a receding goal but only the senselessness of the goal itself. Here, the plotline of genealogy reenacts the problem it fundamentally revolves around, namely, the problem of self-affirmation. Even meaninglessness is converted into sense for a subject; and the ascetic ideal may be one way of naming the subjective impossibility of looking meaninglessness in the face, one way of voicing the irreducible human need for meaning and the equally compelling need for its aversion—hence, the will to truth is simultaneously a concealed will to contradiction (GM III: 12) and a will to death (GS 344). If the ascetic ideal gives voice to a contradiction, then the subject is the inability to name that contradiction as such, the impossibility of affirming the contradictions of the sort that the ascetic ideal, or rather its underlying fascination, brings to light. Unable to affirm such contradictions, the subject is unable to affirm itself. And this latter impossibility is what defines the subject as its own antagonism. Something like this is what Nietzsche has in mind when he speaks of the condition of nihilism, “radical nihilism,” in which his contemporary culture found
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itself. Nihilism is not merely the will to nothingness. It is the conflicted position of a subject that knows too much and too little; it is the condition of radical self-contradiction incarnated in praxis, a state in which knowledge and action all but cancel each other out. Radical nihilism is the conviction of an absolute untenability of existence when it comes to the highest values one recognizes; plus the realization that we lack the least right to posit a beyond or an in-itself of things that might be “divine” or morality incarnate. (WP 3) Enlightened self-consciousness is frozen by its own dark knowledge. But, Nietzsche adds, “this realization is a consequence of the cultivation of ‘truthfulness’—thus itself a consequence of the faith in morality.” Hence Nietzsche’s own contradictory views toward morality, its life-affirming qualities (“it prevented man from despising himself as man, from taking sides against life,” WP 4, §4) offset only by the paradox that morality fosters precisely this self-ravaging. Morality is an incentive to life . . . and to nihilism. But among the forces cultivated by morality was truthfulness: this eventually turned against morality, discovered its teleology, its partial perspective— and now the recognition of this inveterate mendaciousness that one despairs of shedding becomes a stimulant. To nihilism. (KSA 12: 211, 5[71], §2 = WP 5)23 Nietzsche continues: Now we discover in ourselves needs implanted by centuries of moral interpretation—needs that now appear to us as needs for untruth; on the other hand, the value for which we endure life seems to hinge on these needs. This, he writes (KSA 12: p. 212), is our “antagonism,” our deepest and most unwilling knowledge about ourselves and our existence, as well as that to which we most unwillingly (and unwittingly) are returned, as it were eternally. The thought that corresponds most frighteningly to our condition is a thought in which thinking itself occurs “in its most terrible form”: it is the thought of “existence as it is, without meaning or aim, yet recurring inevitably without any finale of nothingness: ‘the eternal recurrence’” (WP 55 = KSA 12: 213, 5[71], §6). And yet, this idea is not something that can in any way be affirmed or thought as such. The prospect of the sheer absence of meaning is not too horrific to bear owing to any lack of meaning, but rather owing to its excess of meaning. Such an idea will always have too much meaning for a subject. We can never, in fact, be nihilistic enough to realize the insignificance that nihilism requires of us.
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There is a certain bleak comfort in this last realization.24 This optimism, itself tinged with despair, to be sure (and possibly just a delusory image of optimism), is at any rate not an artifice of desperation, not some last minute decision to salvage a future for mankind from Nietzsche’s scorching vision of it. It is actually written into that vision itself: strangers to ourselves, we cannot even have the intimacy of knowledge that would be needed to correct our own errors; we cannot even know that. It is a strangely inarticulate hope, a hope that will not even become legible so long as the hope he superficially commends, the approach of some messiah-like savior, continues to inspire belief in a Nietzsche who is all too familiar in the way he is known to us. Only then will Nietzsche truly have become a stranger to us all. And only so will life become worthy of affirming without delusion.
Chapter 9
Nietzsche, Contingency, and the Vacuity of Politics Robert Guay
Wer sieht nicht bei der durchgängigen Zufälligkeit und Abhängigkeit alles . . . die Unmöglichkeit, bei diesen stehen zu bleiben? —Immanuel Kant, Ak. IV: 352
Nietzsche’s self-proclaimed “anti-political” (EH “Wise” 3; cf. TI 8: 4) stance is often ignored.1 Commentators, that is, often interpret Nietzsche’s texts as responding to familiar issues within political philosophy, and as furnishing a novel position therein. This could indeed be the appropriate hermeneutic response. Dismissing one of Nietzsche’s proclamations is, on a variety of different grounds, hermeneutically reasonable. In this particular case, given all that Nietzsche has to say about sociality and the roles of public institutions in modern life, dismissal might even seem compelling. Here, however, I wish to recuperate Nietzsche’s antipolitical stance. That is, I shall argue that Nietzsche’s self-proclamation does in fact reflect his deep commitments, and thus compels a reassessment of the political interpretations of his thought. There have been a number of strategies for assigning a distinctly political orientation to Nietzsche. Some attribute to Nietzsche an aristocratic or immoralist politics.2 They see Nietzsche as endorsing certain substantive values, and further take Nietzsche as insisting that these values be somehow instituted or enacted politically; those adopting this strategy typically do so in order to criticize Nietzsche for advocating such a politics. Another strategy is to identify commitments of Nietzsche’s that, although they ran aground in Nietzsche’s person, implicitly furnish the core of an emancipatory or progressive politics.3 These commentators are more sympathetic to Nietzsche than the previous set, but nevertheless disagree with Nietzsche’s personal views. Accordingly they need to argue that confusions concealed his important insights; essential to this strategy is, on the one hand, arguing for the force of some philosophic position, and on the other hand sifting that position out from Nietzsche’s idiosyncratic beliefs. Alternately, one could insist that Nietzsche’s antagonism to politics is in fact an agonal politics, revisionist but recognizable, once properly
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understood.4 This strategy, that is, on its own account requires only one instance of brute hermeneutic force: that of reinterpreting “anti-politics” as opposition to politics in a conventional sense, not to the whole sphere of politics properly considered. These are valuable projects, most of which are worth consideration in their particular instantiations. But what I wish to argue here is that what they hold in common, that Nietzsche had a distinctly political orientation, should be rejected. I do not claim that Nietzsche’s antipolitical stance is somehow the one incontestable interpretandum in Nietzsche and thus demands a proper reckoning. Nor do I proceed by identifying all the elements of politics and then accounting for which ones did or did not find Nietzsche’s disfavor, thereby providing the data for a reckoning against politics.5 My procedure, instead, is to clarify the grounds of Nietzsche’s antipolitical stance. I hope to show that antipolitics can function as a prism though which we can, on the one hand, view fundamental features of Nietzsche’s outlook, and on the other hand, at least consider how different Nietzsche’s position is from what we might otherwise be apt to recognize it as. The argument of the paper is that Nietzsche’s antipolitical stance is rooted in his account of contingency in human identity and the appropriate orientation to this contingency. Nietzsche argues that one basic orientation to human contingency, which I refer to as “tragicomic,” is superior to all others, and further that no modern form of political life could manifest this orientation. No form of sociality available to us even prospectively can both satisfy the demands of politics and respond to the human condition in a way that is productive of the meanings that sustain our agency. Politics is thus both irremediable and unavoidable for Nietzsche. He locates the political in the functioning of institutions that have allowed modern personality to develop. These institutions are characterized by norms such as publicity, the monopoly use of coercive force and conflict-minimization, and they could not function on any other basis. This becomes a danger, however, when the significance of this sphere is misestimated: the typically modern intensity of focus on the values particular to political organization and political life distorts the rest of our lives in a way that contributes to nihilism. For Nietzsche, becoming what we are involves not a singular achievement but a productive process. This process requires an antipolitical stance; the failure to maintain such a stance brings about the collapse in values and selfhood, the culminating form of which is nihilism.
Contingency One of the many features of Nietzsche’s thought that generates confusion is his insistence on both of the following. One, human beings are capable of moments of spontaneous, self-expressive, thoroughly novel creativity and invention; this
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inventiveness extends even to the existential matter of what it means to be human. Two, human beings are, as pieces of nature (BGE 9; cf. EH “CW” 2; cf. RWB 6), pieces of fatefulness (TI 6: 8; cf. TI 5: 6), and, more recently, pieces of culture, thoroughly determined by causes that lie outside of individual volition. This duality of human existence in Nietzsche’s thought can of course lead one to focus on one side to the exclusion of the other, or on the apparent contradiction. Nietzsche, however, not only insists on both sides of the duality, but also deems it critical to offer an account of the relation between the two. According to Nietzsche, our spontaneous powers are not only conditioned by various determinations, but they also depend on them, so much so that the possibility of these powers is contingent upon being embodied, having a claim to a history or histories, and belonging to a culture.6 To some extent, the reverse is also true: human nature, the course of history, and the content of culture have been shaped by human agency, even if those determinations are no longer tractable to will. This very interdependence, furthermore, is what creates the space for our agency. We live in the “unstable equilibrium between beast and angel” (GM III: 2)—that is, between being entirely subject to natural causes and having only ideal motivations. This permanent ambiguity furnishes the context in which accomplishment is possible at the same time as our powers are moored by something that gives it significance.7 These interdependences are what I shall refer to as human contingency.8 Nietzsche’s account of human contingency has three dimensions. One concerns our deepest ideals and aspirations: that they are irredeemably unavailable to us. Any particular goal can, of course, in principle be realized; Nietzsche does not deny the possibility of local success in the achievement of even great value. Contingency in our ideals implies, however, that unmitigated success is nonaccidentally impossible: success without qualification, more than merely difficult or improbable, is not a real possibility. This impossibility arises in two different ways. The more straightforward one is that ideals and their conditions of fulfillment are ultimately incoherent. This sometimes manifests itself in the fragility or transience of goodness:9 as with Faust’s famous injunction to the moment to linger, what we seek is inherently unstable, so that any fulfillment is self-undermining. Some goods that are accessible to us maintain their value only as exceptional or fleeting, or in light of commitments that exclude other values we might otherwise pursue. In these cases, realization of an ideal diminishes the continuing availability of that very ideal. And all goods accessible to us diminish in marginal value, so that the accumulation of even ideal goods might be unsatisfactory. In the context of a human life, ideals have difficulty maintaining their worth. More generally, however, Nietzsche suggests that the conditions for successful fulfillment of our ideals are at best determinate only in imperfect circumstances, and that even partial fulfillment alters their ability to serve as ideals. For Nietzsche, ideals take their force by contrast with the circumstances that
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one confronts. In one process of ideal formation, one wishes for a greater and greater alleviation from troubles until the conditions under which goods are available is abstracted away (cf. GS 335, GM I: 14). So on one hand Nietzsche identifies ideals with imagining another, “true” world (EH “Fate” 8), one which, because all obstacles have been removed from it, has no determinate content other than the absence of ills. And on the other hand, achieving any ideal requires a revision in ideals, since ideals take their shape by contrast with present circumstances (cf. BGE 73). A second dimension of contingency involves agency. Here again, contingency involves the necessity of failure. Human powers of spontaneity are dependent on a situated context: embodiment, social practices of authority and accountability, standards of salience, possible resistance to one’s will, and so on. Since, in Nietzsche’s view, agency cannot consist in exerting influence on the world from a location external to it, such a situated context is needed for there to be anything that could count as spontaneous. But then the ability to claim one’s deeds as one’s own and take responsibility for them depends on conditions that make one susceptible to “fate” (GM II: 2), as Nietzsche would have it:10 implicit in the very conditions are determinations that are outside the control of human volition. We can thus be neither purely spontaneous nor purely conditioned. The possibility of agency, rather, is conditioned by our relationships with others and our own limitations, and for Nietzsche this places the implicit presence of failure even within success. Contingency in its third dimension extends through ideals and agency to the self. For Nietzsche, to have a human identity is to maintain a tension between the ideal and actual, so that one’s immediate characteristics do not exhaust what one is. Instead, our more ultimate concerns and potentialities contribute in a way that both exalts us and renders our identities susceptible to the destruction of those concerns and potentialities.11 Since one’s hopes and aspirations, and the distance of these from actual circumstances, constitute part of who one is, human identity is always vulnerable. Distinguishing these three dimensions of human contingency is worthwhile because doing so permits a consideration of the distinct ways in which human existence is unalterable and at the same time unlimited. For just this reason, however, Nietzsche deems it important to see these dimensions as a single phenomenon: contingency does not merely imply that our values are parochial or that our powers are frail, but extends, through our value and our powers, to our very beings. From moment to moment many things make us what we are, and most of these things are arbitrary or insignificant. But through the direction of our striving some of these things can take on the significance that constitutes our identities.12 In Nietzsche’s picture, we make ourselves into persons by having ideal hopes and trying to work them out, even at the risk of fear, distress, frustrated desire, or failure. This presence of risk is why, on one hand, it is impossible really to know what one is before living one’s life,13 and why, on the
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other hand, the “law of Life” promises doom: “all great things perish through their own doing, through an act of self-sublimation: thus decrees the law of Life, the law of the necessary ‘self-overcoming’ in the essence of Life” (GM III: 27). Nietzsche recognizes no external authority with the power to give laws, but the legislating authority here is integral to agency: it comes from the reflexive character of self-overcoming activity. The “necessary” character of self-overcoming implies that the indeterminacy in oneself is what allows for selfformative agency, which in the achievement of ideals ensures self-destruction. Contingency is thereby implicated in “Life” itself, and for this reason repays some acknowledgement.14
Orientation Contingency is a feature of human existence because we play a role in shaping our identities: what we are is neither simply determined from outside nor invented in the absence of any constraint. The productive process that makes us what we are depends on maintaining a tension between human situatedness and human aspiration. Nietzsche insists, accordingly, that how one orients oneself to human contingency expresses “what one is” in a way that renders that orientation fundamental to ethical assessment in general. Contingency, that is, allows for a dimension of ethical assessment that transcends that of particular value commitments and instead concerns the sustainability of one’s relation to one’s values and oneself. In this section I review the basic orientations to contingency that Nietzsche identifies and his assessments of them.15 Nietzsche levels a variety of criticisms against each of the orientations, but his basic position is that the orientation that I refer to as “Tragicomic” is superior to the others because, by sustaining a gap between possibility and aspiration, it best contributes to the possibility of agency and thereby to what Nietzsche calls “Life.” Nietzsche classifies possible orientations to human contingency in two main categories, each of which has two component subcategories. One main category is the Prudential. The orientations in this category share an acknowledgement of contingency and hold that the proper response to the gap between possibility and aspiration is to derive an appropriate strategy so as to further one’s ends more effectively. Contingency, in this view, imparts the lesson that one cannot have, achieve, or be everything that one might want, so one should learn how best to adjust one’s means and aspirations so as to produce the optimal result. There are two sub-categories of the Prudential, Realism and Idealism,16 that differ according to the priority they give to adjusting means or adjusting aspirations. In Realism, one should eliminate one’s aspirations and replace them with attainable ends. The acknowledgement of contingency provokes a change in
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ideals. Since the aspired ideal cannot be realized, it is not worth pursuing; instead one should restrict oneself to feasible pursuits. In Idealism, by contrast, one should identify the means to overcome contingency and close the gap between possibility and aspiration. The attractiveness of ideals is fixed and a variety of approaches revolves around that. In this case, the confrontation between circumstance and ideal only leads to a search for better and better ways to approach the ideal, despite the shortcomings of any available means. Nietzsche frequently repudiates Idealism in favor of Realism, but never explains his position or even clarifies what he means by such a repudiation.17 His scattered remarks show, however, both that the terms revolve around human contingency and that Nietzsche’s concern lay in arriving at an appropriate orientation to it. There is a theoretical component to Nietzsche’s objection to Idealism: Nietzsche decries its “cowardice before reality . . . untruthfulness” (EH “CW” 2). Nietzsche does not complain of ignorance of reality here, but rather of a kind of delusion or concealment. Idealism turns out to involve a recognition of contingency: Nietzsche emphasizes, in particular, the limits of beauty and moral enterprises, which each arise out of the consciousness of their opposite. But with Idealism this recognition is accompanied by the conviction that contingency, at least in some limited domain, can be overcome (see TL 1; GM III: 8, 19, 26; EH “HAH” 1). The basic feature of Idealism, then, is that adherence to some ideal furnishes an unequivocal solution to problems of how to live or what makes life worthwhile. Nietzsche of course treats this as a theoretical mistake, of taking nature as amenable to solutions, but this theoretical flaw becomes objectionable on account of its practical implications. There are two ways in which Idealism “turns against Life” (EH “BT” 2). One is that it does not work: one is more likely to get a better result with Realism. The deeper problem with Idealism, however, is that it forces a kind of inauthenticity, in which one is deluded about what one is. By insisting that contingency can be overcome and that problems are solvable, Idealism invites so close an identification with one’s ideals that this interferes with self-understanding and agency. When the ideal is considered to fall within the realm of the achievable, there seems to be no point in distinguishing one’s own standpoint as separate from the ideal—indeed, it would be immoral. And one thereby neglects the opportunity to shape a distinctly human identity. Realism, then, is at least by default the superior form of the Prudential. The Prudential is itself generally defective, however.18 Nietzsche of course does not offer a blanket recommendation in favor of imprudence: some measure of prudence is needed to satisfy one’s ends at all, and certain circumstances that Nietzsche identifies make prudence imperative.19 But prudence is a “cold” virtue according to Nietzsche: it typically involves self-detachment, stepping back from one’s ends and one’s situation so that one can calculate the best means of satisfying them more objectively. And for this reason Nietzsche suggests that prudence, when it takes the form of an orientation to contingency, is,
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in a sense, vacuous; it does nothing to inform one’s sense of the contours of one’s agency or identity. Prudence, by itself, should offer no substantive value, since it depends for its sense on there being already in place substantive ends and commitments which give it direction. Prudence can, nevertheless, give substantive direction, and this is where it becomes deeply problematic. Substantive vacuity is a familiar phenomenon in Nietzsche’s work: the willing of nothingness and nihilism are two examples. The Prudential as an orientation to contingency, and Realism in particular, similarly have a substantive form, in which one does not merely pursue one’s ends prudently, but adjusts one’s ends according to the demands of prudence. One could take from human contingency the lessons that what counts as important is mutable and that, since it is mutable, we should arrange what we care about so that we have the best likelihood of satisfaction. And this is what Nietzsche finds objectionable: that care should be structured by vacuity, however substantive this vacuity is. In Nietzsche’s view, the Prudential represents a genuine but confused response to contingency: it elevates making the best of a bad situation to an existential level. One can see this by distinguishing two positions that could be called “Realism” in the present context. On the one hand, Realism could stand for an awareness of what is the case: that contingency obtains and thus no complete realization of our ideals or powers is possible, for example. On the other hand, Realism could stand for a practical commitment, to lower one’s sights so that one only adopts attainable ends. The confusion that Nietzsche sees is that of either conflating these two sorts of Realism or taking the former to compel the latter.20 The former kind of Realism, the recognition of contingency, animates all of Nietzsche’s thinking. But this kind of Realism leaves open the question of how to respond: it neither includes nor entails the concession to contingency that the second Realism represents. Nothing requires prudence, and for Nietzsche the continuing availability of even impossible ideals might be essential in making sense of one’s life. The remaining main category is the Ironic. The orientations that fall under this category both involve responses to contingency in which one takes distance from oneself and one’s ideals: “irony” here refers to a stance in which one both maintains one’s commitments and at the same time sees them as possibly accidental or alterable and thus as separate from one’s identity. This orientation thus requires holding one’s personal integrity, although just as vulnerable to contingency, as separate from one’s commitments. Contingency, in this view, thus obviates a full identification of oneself with the basic commitments and purposes of one’s life. But it does not, however, compel adopting a revised purposiveness, as the allocation of purposes remains under first-person authority rather than simply abdicated to fate. There are two subcategories of the Ironic, Despair and Tragicomedy, that differ according to the effect self-distance has on active engagement in one’s
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life. In Despair, the Ironic self-distance is provided by the abandonment of any hope in realizing one’s aspirations. The recognition of contingency leads to giving up any belief in the efficacy of one’s actions; the self-distance is then compelled by reflection on the ultimate futility of all that one does. In Tragicomedy, by contrast, one maintains a sense of one’s contingency and the futility of ideals and nevertheless actively sustains one’s aspirations. This orientation requires an unusual degree of self-consciousness: here human agency is seen as so powerfully ineffectual (or self-destructive) in confrontation with ideal hopes that there is something laughable about this condition. Ironic self-distance, on this orientation, enables one to maintain one’s commitments in spite of this recognition of contingency. The Ironic is superior to the Prudential because it accommodates the processes needed to sustain agency. Contingency does not reveal itself, for Nietzsche, as a single phenomenon, but in a number of processes that shape and structure human experience. Nietzsche identifies processes, for example, in terms of “the great economy of the whole” (EH “Destiny” 4; cf. NCW “Epilogue”), “the necessity of error” (BT “Preface” 5),21 “the pains of betrayal” (HAH I: 629), “the ever new appearance of the teachers of the purpose of existence” (GS 1), and “the value of having enemies” (TI 5: 3). In each of these processes, commitments become contentful through opposition: the resistance to one’s thoughts and volitions allows for their significance to take shape. What might otherwise seem to be misfortune thus turns out, when seen from an appropriate distance, to be indispensable for ideals to be meaningful. This is, of course, not the ascetic embrace of misfortune or defeat, let alone the suicidal embrace of self-destruction. Nietzsche does not call for the paradoxical embrace of misfortune for its own sake, as if suffering and loss were themselves intrinsically ennobling. Instead, just as there are philosophers for whom an apparently ascetic life is the “optimal condition for the highest and boldest spirituality” (GM III: 7), so Nietzsche suggests that embracing one’s ideals also requires embracing the conditions of their possibility. His point is that some values can only become available in the context of a dynamic that admits the potential for loss and death; and taken as a whole, human experience cannot avoid such values, except perhaps at the risk of nothingness. This is why Nietzsche advocates “danger” (see BGE 224) rather than either the ascetic triumph in failure or the nihilistic triumph in safety. Those latter two paths involve an avoidance of risk that turns out to itself be costly, with the price of either holding perverse, self-destructive values or losing touch with the distinctive values of a human life. By contrast, the very costliness of our ideal commitments can give them significance, and thereby imparts to our activity some measure of distinction. Our activity takes its shape, Nietzsche suggests, by facing a tension between the actual and the ideal;22 only in this way is our activity recognizable as such. We make sense of ourselves, in turn, through our activity.
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The Ironic orientations accommodate the dynamics of these processes: they acknowledge the constitutive role of opposition and failure in human existence and at the same time sustain ideals as at least potential candidates for commitment.23 The self-separation of irony enables one to go forward in the face of contingency without trying, per impossibile, to change it. The Prudential orientations, by contrast, oppose or minimize contingency, and thereby attempt to circumvent the processes of our self-constitution. Their proposed collapse of the actual and the ideal deprives these processes of the dynamic that makes them productive. Prudence is accordingly vacuous. It supplants the productive processes with ones that rely on our agency already being firmly established. As an orientation to contingency it thus either contributes nothing to life or at most makes of life something as meaningful as a joke that has already been told over and over again. Within the Ironic, the Tragicomic orientation is superior to Despair. This, I hope, does not require a lengthy explanation, but it is worth pointing out that Despair is still superior to the Prudential orientations: it represents a meaningful engagement with life, even if a frustrated or paradoxical one. Even Despair is not a complete abdication to contingency, since it presupposes firm commitments about what is important. In Despair, one sustains the integrity of one’s own standpoint, even without the hope of effecting anything important. The Ironic orientations are superior because they carry with them impossible hopes, and we need impossible hopes to sustain our agency. These hopes are needed not because they promise any chance of fulfillment, but because without them the gap between real and ideal, in which we live, closes down. Irony promises at best only partial, conditional successes, but is meaningful in a way that prudence cannot be.
Politics The preceding discussion aimed to show that, for Nietzsche, an Ironic orientation to contingency is needed to sustain agency. The argument of the present section is that politics is not congenial to the Ironic and is therefore vacuous, in that it is not independently productive of the meanings that shape human identity. Modern politics must manifest a predominantly Prudential orientation and therefore serve as useful rather than as meaningful. This is of course at least instrumentally valuable, but becomes problematic when mistaken for something more fundamental. In Nietzsche’s view, modern politics must have a Prudential orientation and for this reason is vacuous. It matters little to him whether politics is Idealist or Realist: in either case, politics acquiesces to practical imperatives. Politics is the art of the possible, and as such favors feasibility over what is true or right. These latter norms are dispensable in the functioning of social organizations, and
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indeed any such normative commitment seems to be tenuous within the political sphere. Politics, then, elides something of interest to Nietzsche: the values and commitments that play no useful role in public life. And Nietzsche sees modern politics as a “movement”-based effort to bring a diversity of people into enough consistency to minimize conflict, thereby further separating politics from the potential for being interesting. There are at least three basic features of modern politics that thus lead it to a Prudential orientation. One is its form of discursiveness: politics speaks the language of prudence.24 Irony, of course, has its discourse, too. One could have a public discourse about social life that was sardonic, resigned, qualified, fanciful, enigmatic, and cautious: its masks and foregrounds might both indicate and conceal the basis of our collective affiliations. But political discourse is at least supposed to be transparent. Of course it does not function in this way; it might not even be able to function in this way, if its Prudential function of managing the organization of social relations clashes with its Prudential content, which promises prosperity, security, strength, and so on. Political discourse is also of course liable to manipulation. But even such manipulation depends on its primary role as an undistorted medium for communication. Politics makes discourse something functional, and thereby restricts its possibilities: since it provides a forum for common deliberation, it must be exhaustively comprehensible.25 Its meaningfulness is thereby limited to what can serve our partial ends instead of what makes us what we are.26 Another feature of modern politics is its form of competitiveness. Competition per se is of course not objectionable for Nietzsche, but its political form is empty. Here we can contrast an older model of competition in which the struggle is primarily positional: the stakes in conflict are taken as significant, so what needs to be settled is who counts as the better.27 The ancient Greek agon, for example, in part constitutes the relevant value; competition is then desirable because it gives access to a kind of worth that would not otherwise exist. In political competition by contrast, we expect ideals to be abjured as part of the competition, and the result accordingly does not reveal position with respect to something significant, but is instead part of a procedure for the determination of policy.28 No one ever thinks that the winner of a political contest is better for having won—at most it shows that the winner is a better candidate, or simply received more votes (and maybe not even that). The process is not constituted in a way to reveal anything about merit, but to produce an acceptable outcome and thereby to put an end to conflict. Competition in its Prudential form solves a problem rather than presents an opportunity. The feature of modern politics that perhaps most demands a Prudential orientation, however, is its connection to the administration of public institutions.29 Since politics is, among other things, the means by which we settle on the management of some of the more influential operations of our shared existence, it comes to seem important that politics conduct itself along prudent
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lines.30 And because, in modern life, public institutions do have such prevalent and powerful effects, they tend to concern themselves with more urgent and more general needs, rather than with “higher” things. Nietzsche is not claiming that they should do otherwise; one would hardly want one’s pension plan, let alone the basic institutions of society, to be administered according to a tragic sense of life. But politics is burdened by this Prudential responsibility. Playing this role limits how it can be employed. The implication that Nietzsche draws from the Prudential character of politics is that politics is itself meaningless and thus has no further role in shaping human identity. This is not to say that politics is unimportant, or unworthy of attention. Social life might only be possible if there are individuals who do take politics as their vocation, and invest it with meaning for their own lives. But even if our common social life is held together by this private vocation, Nietzsche suggests, there is nothing exemplary or especially virtuous about that. This private vocation, that is, has little if any bearing on others’ lives. The immense usefulness of politics and even its opportunities for heroism do not thereby give it any productiveness of the meanings that shape who we are, or even any pride of place in settling the significance of our other concerns. Politics, instead, appropriately depends on those other concerns, and so giving it primary importance would, in light of its Prudential character, represent a “diminishment” of ourselves in relation to contingency (BGE 203). To clarify what the vacuity of politics involves, it is worth reviewing three claims that Nietzsche is not making. Nietzsche is not claiming that politics has no bearing on anything important. It would be foolish to think that anyone could pursue ends in indifference to the effects of political life, and Nietzsche would readily concede that politics can have a profound effect on things that matter (see e.g., HAH 2). The arrangement of institutions obviously has a profound effect not only on how effective individual pursuits are, but also on what things are pursued and even how people think about them. If nothing else, political arrangements affect material conditions, which in turn affect the ends that are possible and desirable. What Nietzsche denies is that there is any independent significance to be taken from the institutional arrangements. The effectiveness of politics, rather, is subordinate to the significance of social life. Nietzsche does not even deny that politics can play an indirect role in the social phenomena that do have significance (see, e.g., BGE 61). For example, one can imagine both that institutional arrangements play a role in the cultivation of ressentiment and other reactive sentiments, and that it would be better to have a social life free from these sentiments. In this case, politics not only produces a particular effect, but it is also involved, through social interactions, in the shaping of the human soul. Nietzsche is certainly not committed to claiming either that the prevalence of ressentiment is unimportant, or that the organization of the political world does not bear on this. But he can claim here that
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the psychodynamics of self are of primary importance, and that the workings of political interactions with that psychodynamics is only derivatively so. In identifying the vacuity of politics, Nietzsche is not even denying that politics is self-expressive (see e.g., BGE 202). That is, the political institutions that we have or are capable of express something about who we are. One famous example of this is Nietzsche’s claim, “it would not be unthinkable for a society to have such a consciousness of power as to allow itself the noblest luxury that it could have—leaving those who harm it unpunished” (GM II: 10). In this case, a matter of public policy reveals something deep about the character of the society, or at least the character it aspires to have. This hypothetical society would then even have reasons, supported by practical necessity, to give expression to themselves through their institutions. For them it cannot be arbitrary how they treat violators of the public order, but rather it would be a matter of living in a way that is true to their own self-understanding. But social life rather than political institutions is primary here: the policy only matters in virtue of the social identity it expresses. There are two options for trying to recuperate the significance of politics, but neither are promising. One is to concede that politics is Prudential but to insist that this could be reconciled with the Ironic. Politics, in this approach, becomes a means of reconciling two incompatible sides to one another: on one side there is conflict, self-subversion, and open-endedness, and on the other side the rational, mutual inclusiveness that is needed for there to be social order. Some dialogical or deliberative model of intersubjective dynamics then stands as the tertium quid that reconciles, or at least mediates between, these two sides. This remains a form of the Prudential, however: it promises a way to accommodate conflict and thereby provide a solution to the difficulties of social existence. The other option is to abandon the Prudential altogether and insist on a purely Ironic—most likely tragic—politics. Here the difficulty is not merely to imagine a politics open to self-destruction, discursively enigmatic, that seeks human identity in public offices, or that can laugh at human failings and not try to fix them. All of that is conceivable, although it would probably make for a poor showing in the general election. The problem here is that placing the burdens of the Ironic on our public life limits the Ironic. It has turned out, Nietzsche suggests, that the Ironic is far less productive when it is carried out at the level of public life than when public life supports private engagements with Irony. This is why Nietzsche came to think of politics in light of its modern form, as concerned with the administration of institutions, rather than in its classical form, as concerned with the shape of the best human life. In his early essay “The Greek State,” Nietzsche suggests that it was formerly possible to have a substantive politics, one that was deeply meaningful for all its participants. Politics then could be organized around promoting conflict and competition,
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so as to make it possible, in general and in various specific domains, for someone to be the best.31 But the cost of this was “the unconditional sacrifice of all other interests to the service of the states-instinct” (KSA 1: 771). Tragic politics, that is, required a particular kind of social unanimity: it required everyone to identify the significance of their own lives with that of the polis. This is not only permanently unavailable to us now, but also undesirable. With tragic individualism, perhaps, or tragic diversity, the vacuous discourses about managing affairs and containing conflict make it possible for there to be more private, intense, “spiritual” conflict. For these reasons, public life needs a prudent discourse which does not intrinsically matter but which is necessary for Ironic possibilities. So Nietzsche’s aim is not to replace our currently vacuous discourse with a more meaningful one, but to try to separate off politics from the rest of life. Nietzsche’s “anti-politics” thus involves what we might call a “liberalism of strength”32: one that is not based on metaphysical claims about universal human dignity or rationalist claims about the possibility of adopting a fully neutral procedure for adjudicating disputes. Nietzsche’s position functions as a form of liberalism, since the role of the state is restricted for the sake of free selfdevelopment. The point of this restriction, however, is not to acknowledge inherent human worth, but to promote conflict in a manner that is productive of the meanings that sustain our senses of self. Nietzsche insists that we need a split between the Ironic and the way our shared existence is administered, so that some conflicts can be irresolvable without this being an urgent matter. According to Nietzsche’s antipolitics, then, we need to adopt a Prudential orientation to support our Ironic possibilities. What makes this antipolitical is that it refuses both to envision a return to a tragic form of social existence and, in the absence of such a tragic social existence, to seek ourselves within the political. Antipolitics insists that either operation would misplace the importance of the political and thereby interfere with more productive possibilities for human life.33
Notes
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Some have mistakenly concluded that the political is merely institutionalized violence. In this respect, Schmitt (1996) and his postmodernist followers such as Agamben (2005) and Žižek (2006) go astray in imagining that the political realm is defined by the one who can determine the state of exception, that is, the person who can decide when the rule of law can be set aside in favor of the rule of force. In fact, the political comes to an end whenever mere violence rules. As Montesquieu recognized, political authority is then replaced by despotic or tyrannical force. The effort of postmodernism to show that all order is a form of organized violence thus distorts the meaning of the political and blurs the difference between citizens and subjects. There was a widespread European concern in the latter decades of the nineteenth century that a greater emphasis on martial virtue was necessary. Nietzsche’s concern in this respect was not unusual. See Keegan 1993. Nietzsche lays this out in the “Three Metamorphoses” in Zarathustra (I: 1). This could be presented graphically as follows:
Beast 4
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Last Man
Camel
ÅManÆ Lion
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Superman
On the distinction of the true and the apparent world see Twilight, “How the ‘True World’ at Last Became a Myth.” On this point see Gillespie (1999). In the preface to Twilight Nietzsche calls this “sounding out” idols to reveal the sound by which we are able to determine that they are hollow. See Kuhn 1991, pp. 213–14. Nietzsche longed for this transformation: “I am glad about the military development of Europe; also of the internal states of anarchy: the time of repose and Chinese ossification, which Galiani predicted for this century, is over . . . The barbarian in each of us is affirmed; also the wild beast. Precisely for that reason philosophers have a future” (KGW VII 2: 261). These wars will not be merely spiritual: “The consequences of my teaching must rage furiously: but on its account uncountably many shall die” (KGW VII 2: 84). These are the famous blond beasts of the Genealogy of Morals. While they are not his final goal, he is unequivocal that they are a necessary step on the way, and an improvement over present-day humanity.
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This is the subject of the Second Essay in the Genealogy of Morals. What seems essential to keeping promises is putting consistency ahead of one’s momentary desires. To overcome the last man it is necessary to again employ the original violent measures that bred such men in the first place. Socrates suggests in the Republic that tyrants may be punished in the afterlife for their crimes, but asserts in the Apology and the Phaedo that we do not know what becomes of us after death. Nietzsche was deeply influenced by Burckhardt’s argument that the production of art in the Renaissance was tied to tyranny.
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I was alerted to this text by Vattimo 2002, p. 120. When I have used a translation published in Nietzsche’s Basic Writings (Nietzsche 1966; hereafter BW) or The Portable Nietzsche (Nietzsche 1968; hereafter PN), I have included abbreviations and page numbers of those editions after the work and section number. Montinari describes this “impressive fragment” as “a brief essay in sixteen paragraphs, . . . one organic essay” (Montinari 2003, p. 90). Letter to Meta von Salis, August 22, 1888 (SB 8: 397). Cited in Safranski 2002, p. 301. Elisabeth Kuhn, who has written at length on Nietzsche’s “Philosophie des europäischen Nihilismus,” comes to a similar conclusion: “Nietzsche’s draft of the nihilism-complex constitutes the midpoint in the framework of his major philosophical ideas: the will to power, on the one hand, and, on the other hand, the Übermensch and the Eternal Recurrence of the Same” (Kuhn 2000, p. 293). Tracy Strong perceives the implications for a failed modern epistemology in this tension, asking, “What then is the epistemology of nihilism? The hidden linguistic imperatives of the categories which men now live under force them toward nothingness. The end state of this process is nihilism, itself the final development of all morality, to which men arrive, in Nietzsche’s understanding, when they find both that there is no truth and that they should continue to seek it. The will to truth drives men even further into the void: that they now recognize it as void is no help. As Nietzsche notes at the very end of the Genealogy of Morals, ‘man would rather will the void, than be void of will.’ Here then is the position we arrive at: the present structure of human life forces men to continue searching for that which their understanding tells them is not to be found. Such is the epistemology of nihilism” (Strong 1976, p. 259). The argument in this section exists in an earlier draft with German citations in (Corngold 2008, pp. 231–43). The word “eschaton” derives from the Greek word eschatos, meaning “last.” In Christian theological diction “eschaton” means the “divinely ordained climax of history” (Dodd 1936, VI, p. 193). On the identification of Zoroastrianism as a proto-Gnosticism, I rely on evangelical authority, namely, “The branch of Gnosticism developed in Mesopotamia
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reflects a horizontal dualism associated with Zoroastrian worship and is epitomized in its later Gnostic form of Manichaeism. In this pattern light and darkness, the two primal principles or deities, are locked in a decisive struggle” (Borchert n. p.). In one respected account of the normative features of Gnosticism, “active rebellion against the moral law of the Old Testament is enjoined upon every man” (Emery 1966, p. 14). Geoffrey Waite sees this appeal as internalized in Nietzsche’s manner of writing and calls for an esoteric reading of Nietzsche’s work (Waite 1996).
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KSA 4: 46–7. Henceforth I will cite this edition of his works as KSA, with volume number and other pertinent information, thus as here: (KSA 4: 46–7; Z “On the Pale Criminal”). Similarly, SB will designate the edition of his letters. Unless otherwise indicated, all translations are mine. “I am the wound and the knife! / I am the slap and the cheek! / I am the limbs and the rack, / And the victim and the executioner!” “Heautontimoroumenos” (Self-Torturer), recalls the eponymous drama by Terentius (ca. 190–60 BCE), in which is inscribed the great dictum: “Homo sum, humani nil a me alienum puto [I am a man, nothing human is alien to me]” (Act 1: Scene 1). Only ellipses in square brackets are mine. Translating Nietzsche, it is important to respect his punctuation, though the effect is not quite the same in translation. Nietzsche’s ellipses and long dashes indicate the continuing flow of a thought that should not be expressed, leaving open to the reader to imagine what is omitted, without Nietzsche taking responsibility for this imagined content. In a letter to Carl Fuchs (the gifted pianist, organist, director, and musicologist), Nietzsche calls “punctuation marks” the equivalent of “musical phrasing”—both arts being components of “rhetoric” (SB 8: 399–403; August 26, 1888). La femme 100 têtes (1929); caption cited in Krauss (1994, p. 34). In its mannerism of “phenomenology” (Max Scheler), my political philology cannot verbalize as “to prove” (beweisen) only “to exhibit” (aufweisen or apodeiknumi). This English glossary to Althusser’s For Marx (1965) was approved by Althusser. The Althusserian term “symptomatic reading” has several sources in addition to Freud, including Gaston Bachelard and Georges Canguilhem (see the work by Althusser’s student, Dominique Lecourt 1972; see further Pfaller 1977). On Gramsci’s philology, see Rosengarten (1986) and Buttigieg (1991). Among the most important exceptions is Blondel (1986). Barthes provides this example: “‘Drinking alcohol is harmful to man; now, I am a man; hence I must not drink’ and yet, despite this fine enthymeme, I drink; this is because I ‘secretly’ refer to another major premise: the sparkling and the ice-cold quench my thirst, quenching my thirst is a good thing (a major premise familiar to advertising and to barroom conversations)” (Barthes 1988, pp. 63–4).
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Nietzsche (a fortiori Heidegger) tends to think in Greek when he writes German. See, for example, his response to Pilates’ fundamental question to Jesus: “What is the truth?” (John 18: 38), which Jesus cannot answer because he “is” the alhqeia. Nietzsche’s famous answer in “Truth and Lie in the Extramoral Sense” (1873): “A mobile army of metaphors, metonymies […]” (KSA 1: 880; em). But Nietzsche’s rhetoric knows that “syntax” derives from Greek suntaxiV, originally a body of troops arranged for combat. Similarly, Heidegger detects a connection—which Nietzsche would have particularly savored—between logoV (logos) and locoV (trap, ambush) (see Heidegger 1954, p. 200). Periodically near-blind Nietzsche was the first major writer to use the recently invented typewriter (an Olivetti) but, finding it cumbersome, he preferred writing by hand, often while walking. I will return to Prado and Chambige in my excursus before citing his last letter in full with my endnotes. See his letters from Turin to Overbeck (SB 8: 453; October 18, 1888), to Brandes (SB 8: 500; early December 1888), and finally to Strindberg (SB 8: 509; December 8, 1888). Note that Nietzsche writes this phrase to an (atheist) theologian, a (Socialist) literary critic, and a (quite mad) creative writer, respectively— all of them major figures in their fields. Accordingly, as Heidegger avers in Being and Time, “‘Dialectics’, which was a genuine philosophical embarrassment, is superfluous” (Heidegger 1927, p. 25). He maintained this position until his death. Pace Heidegger, however, this is precisely why Nietzsche is not a metaphysician inasmuch as metaphysics, like the empirical sciences, merely talks about (meta, über) everything—a constant theme with many variations through Heidegger’s work from immediately after World War II to his end. One thing nihilism decidedly is not, for Nietzsche, is “determined by the history of Being,” pace Heidegger’s insistence. On this point, Alain Badiou is correct to say that Heidegger hereby “Hegelized” (Badiou 1992, p. 4). Nietzsche begins his university course, “Description of Ancient Rhetoric” (1872/73), with the remark that rhetoric “is an essentially republican art: one must be accustomed to tolerating the strangest [die fremdesten] opinions and views and even take a certain pleasure in their counter-play” (Nietzsche 1989, p. 4; trans. modified). Nietzsche will later combat republicanism, in his modern sense of democracy and communism, as increasingly hegemonic forms of nihilism— combat it with his counter-nihilism qua “severe form of great contagious nihilism.” Yet his earliest definition of rhetoric still obtains since his own opinions and views are among “the strangest” qua deadly “destiny or disaster for humanity.” For the apparent irreconcilability (or misunderstanding) between the other two, see Lampert (2004, p. 75, n. 20) “contra” Waite (1998, pp. 31–3). For standard approaches to “Nietzsche’s rhetoric of nihilism,” which largely ignore his double rhetoric, see Darby et al. (1989). For an authoritative history of rhetoric, though with inadequate discussion of Nietzsche or of the double rhetoric, see Vickers (1989). Question: What on earth was the “HOMERIC polis”? (Parenthetically, Nietzsche never thinks of the “pre-Socratic” before he thinks of the pre-Platonic.)
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I cite from the Quaderni del carcere not with page numbers but in standard notation so that the passages may be accessible in other editions or translations. For a social history of the ubiquitous “suites funestes de la lecture des mauvais livres” in the late nineteen century, see Shapiro 1996, with several references to the Chambige case. In his notebook used in the summer and fall of 1884, Nietzsche writes: “‘une croyance presque instinctive chez moi, c’est que tout homme puissant ment, quand il parle, et à plus forte raison, quand il écrit’. Préface ‘Vie de Napoleon’ p. xv Stendhal” (KSA 11: 251). The Leopold and Loeb case—see also Hitchcock’s Rope—with Clarence Darrow’s “Nietzsche defence,” is a mere tip of this unmelting iceberg. I have emphasized his “true for us” in deference to Irish and Hibernian-English double rhetoric, in which the expression “is fíor dóibh” translates exoterically into “it is true for them” and esoterically into “they have the power” (see Joyce 1992, p. 37). In his otherwise brilliant book on St. Paul, Badiou overlooks both the entire Protestant tradition and the complexity of Nietzsche’s text on St. Paul, The Antichrist (cf. Badiou 1997). As noted by Barthes, “Rhetoric must always be read in the structural interplay with its neighbours (Grammar, Logic, Poetics, Philosophy): it is the play of the system, not each of its parts in itself, which is historically significant” (Barthes 1988, p. 46). See, for example, Nietzsche (KSA 2: 22; HAH “Preface”). His allusion here is to Boethius’ remark, written in prison before his execution, that one recognizes a true philosopher by his silence (Philosophiæ consolationis, ll. 74–7). Moreover, this is Nietzsche’s most “positivistic” book. In a later text, Rosen (1989, p. 198) cites from Nietzsche’s so-called WP (602): “Everything is false! Everything is permitted!” Again, Rosen does not place the phrase in Nietzsche’s quotation marks. See my following note. Nietzsche’s phrases “Nothing is true, everything is permitted” and “Everything is false! Everything is permitted!” first appear—both times in quotation marks— in the notebook Nietzsche used in early 1884 (see KSA 11: 88, 146). German “etwas auf den Kerbholz haben” is “to have a guilty account,” “to have done something not permitted.” Nietzsche was certainly aware of the etymological connection between “assassin” and “hashish”—the latter one of his many attempted (homeopathic) self-cures. For an extraordinary reconstruction of the last walk of “the solitary walker” Rousseau, illuminating his complex fears, see Slovin (1999). Cf. Schmitt in The Concept of the Political (1932): “Hegel […] offers the first polemically political definition of the bourgeois. The bourgeois is an individual who does not want to leave the apolitical riskless private sphere. He rests in the possession of his private property, and under the justification of his possessive individualism, he acts as an individual against the totality. He is a man who finds his compensation for his political nullity in the fruits of freedom and enrichment and above all in the total security of its use. Consequently he wants to be spared bravery and exempted from the danger of a violent death” (Schmitt 1996, pp. 62–3).
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See Förster-Nietzsche (1897, vol. 2, part 1, 179). In his notes, Nietzsche quotes from and comments on the conversation in Demons (part 3, ch. 6) between Kirillov (who will commit suicide) and Pyotr Stepanovich Verkhovensky, including statements such as “If there is no God, then I am God” and the theses that “the proof that there is no God is to commit suicide” and that “God is a pain in the fear of death” (see Dostoevsky 1994, pp. 615–20). From New Year’s Day until January 4, he signs “The Crucified” on trans-European letters to August Strindberg, Heinrich Köselitz, Malwida von Meysenbug, an anonymous “Illustrious Pole,” Meta von Salis, Georg Brandes, Cardinal Mariani, and King Umberto I, who is exactly Nietzsche’s contemporary (both 1844–900) and whom we will meet again in Nietzsche’s last letter. Dostoevsky would have recognized the importance of Nietzsche’s response, though he would have seen it as being itself nihilist. See his letter ca. 1874/1875, cited by Pevear in the “Forward” to his translation of Dostoevsky (1994, p. xx). Nietzsche’s previous letter to Cosima (likely Christmas Day 1888) has been signed “The Antichrist” (SB 8: 551)—his riposte to all “Wagners” who “crawl before the Cross.” Also cited (and translated) by Heller (1980, pp. 131–2). Heller’s interpretation is focused on Nietzsche’s “inverted sadism” (p. 136), that is, on masochism, but these are ultimately indistinguishable in Nietzsche’s rejection of the double “fear of death.” See Euripides, Bacchæ (150, 233–6, 353, 453–9, 464); see further Turcan (1958). On the complexity of this etymological question (though not on Nietzsche), see Wells (1946). On May 14, 1998, The Swiss National Bank, under fire for having issued its 1000 Franc note depicting Burckhardt, admitted that there were numerous antiSemitic remarks in his private correspondence, but insisted that this was not a major preoccupation in his voluminous publications.—Nietzsche read both. Whenever Nietzsche calls something “bad,” recall his observation in Genealogy of Morals that German “schlecht” originally meant “plain or simple.” Beyond good and evil, and despite any weak joke, Nietzsche-Prado is strong. I will return to his second bad joke, which involves the novelist Alphonse Daudet. On Prado (though without reference to Nietzsche), see Irving (1901), Bouchardon (1935), and Borowitz (2002, pp. 89–90, 213, 251, 450). In addition to Barrès’s crucial article in Le Figaro, there is a large literature on Chambige (though not with reference to Nietzsche). His was the only major detailed case analyzed a few months later by the important sociologist, psychologist, criminologist, and critic of Émile Durkheim, Gabriel Tarde (1843–1904). On Tarde (1889) and the literature on Chambige (though again not on Nietzsche), see Carroy and Renneville (2005). I will soon be publishing a more detailed philologico-political exhibition of the last letter in another venue, showing just how finely interwoven Nietzsche’s allusions are. Here I am less concerned with the many attempts to reconstruct the circumstances and details of Nietzsche’s breakdown. Among the best are Podach (1930) and Verecchia (1978). By far the most authoritative work on Nietzsche’s long bouts with various illnesses and self-cures is Volz (1990).
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In fact, the last letter is postmarked “January 5, 1888.” Burckhardt receives it on January 6, and immediately shows it to Overbeck that day (see Bernoulli 1908, pp. 229, 492). Thus does Nietzsche deliver the uncanny impression of instantaneous communication in Eternal Recurrence. On December 15, Nietzsche witnessed from his window the elaborate funeral procession of Eugenio di Carignano (1816–88), an important opponent of the Risorgimento, which passed through the Piazza Carlo Alberto (see Pavia 1932). The Palazzo Carignano is named for Carignano’s forefather, Eugenio di Savoia (1663–736), the leading Field Marshall of his time, who repelled the Ottoman Turks at the Battle of Vienna (1683). Thus, Nietzsche links his flat’s place name to a third recent funeral—the other two will be mentioned in the next paragraph of his letter. According to an eyewitness, Nietzsche first identified with the funeral of Carignano, and only later with those of Robilant and Antonelli in the same Piazza (see Pavia 1932). The deceased King of Italy, Vittorio Emanuele II (1820–78). Emanuele II (initially Emanuele I) was indeed born in Turin. His father, Carlo Alberto, King of Piedmont-Sardinia (1798–849) gave his name to the Piazza that Nietzsche’s flat overlooks, and in which he had his breakdown on January 6, his arms embracing a horse that is being beaten. Emanuele II is another icon of the Risorgimento and is the first King of United Italy (1861). Deemed incompetent as a political figure by many, he is quite successful as military leader. During the Crimean War, he allies with Britain and France (at the Congress of Paris, 1856) against Russia and Austria. Later fighting the Papal Army at Castelfidardo (1860), he drives Pius IX back into Vatican City, an act for which Emanuele II is excommunicated that year. He is an ally of Prussia against Austria and its allies in the Third Italian War of Independence and the Austro-Prussian War (1866). While at university, Nietzsche witnesses the Battle of Leipzig. The year Pius IX dies (1878), he reverses Emanuele II’s excommunication. After his own death that same year, Emanuele II is succeeded by his son, Umberto I (1844–900). Nietzsche’s penultimate letter has been to Umberto I ( January 4, 1888), informing the King of Italy that “The Crucified” is coming to Rome this week to convene a conference with the King and Pope Leo XIII (SB 8: 577). Thoroughly modern in many respects—including as partial decadent and nihilist—Nietzsche often (i.e., strategically and tactically) sides with the ancients in the battle between the ancients and the moderns. On the schlecht in “schlechte Witze,” see my previous endnote 43. As shown by Freud, there are many kinds of jokes, and not merely as the exposure of repressed sexual desires or wishes, though this is obviously at play in Nietzsche’s “two bad jokes” here. For Freud, there are “exposing or obscene jokes, aggressive (hostile) jokes, cynical (critical, blasphemous) jokes” (Freud 1963, p. 115), and so forth. As germane, in jokes Freud has “discovered in the condition of distracting the attention, a by-no-means-unessential feature of the psychical process in the hearer of a joke” (ibid., p. 153; em). Schreiberei can also refer to a street stand used by professional writers producing letters for illiterates, allowing Nietzsche to adopt their names as well. Founded in 1826 as a satirical weekly, by 1866 the now-daily Le Figaro, named after Beaumarchais’s Le Mariage de Figaro (its masthead: “Sans la liberté de blamer,
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il n’est point d’élongé flatteur”) had attained the largest circulation of a French newspaper. We have seen why Nietzsche mentions it in his letter, namely, Barrès’ feuilleton on Chambige. By leaving out the definite article, part of Nietzsche’s joke about being “in close contact with Figaro” is that he is hereby alluding to the titular protagonist of Beaumarchais’s opera. This is very black humor in light of the Chambige case, not to mention Nietzsche’s assertion elsewhere that Cosima-Ariadne and Dionysus-Nietzsche are married and thus in “close contact.” Nietzsche does not say that he is harmless, only that he can be. The French diplomat and architect Viscount Ferdinand-Marie Lesseps (1805–94) had promoted and developed the Suez Canal (completed in 1869), which joined the Mediterranean (West) to the Red Seas (East). When his name appears in Nietzsche’s last letter, Lesseps is defending himself against charges of corruption in his company, which is planning to build the Panama Canal. In 1888, his company has just gone bankrupt. He may be a “decent criminal” but no murderer. Another “bad joke.” Salin’s gloss: “I, the Immortal, great the ‘Immortals’—The God of the academicians” (Salin 1948, p. 263). “The Immortals” refers to the forty members (quarante) of the Académie Française, excoriated by Alphonse Daudet (1840–97), “the French Dickens” and frequent contributor to Le Figaro, in his aforementioned novel L’Immortel (1888). It introduced the phrase “struggleforlifeur” (struggle-for-lifer), a version of Social Darwinism (“the strong eat the weak”), into French literature and literary debates in the 1880s and 1890s (see Clark 1984, pp. 109–10; Lyle 2008, pp. 305–19). The main protagonist, Léonard Astier-Réhu, Perpetual Secretary of the Académie Française, eventually commits suicide after having been ruined by his duplicitous and ruthlessly ambitious Social Darwinian son, Paul, who is described in the L’Immortel as “le nihiliste délicat.” During Nietzsche’s stay in Sorrento in 1876/1877, when he visited the Mithras Grotto in Capri, and again in Sils-Maria and in Nizza in 1886, he enthusiastically read Daudet’s earlier novel, Le Nabab: Roman de mœurs parisiennes (1877), written while ill and recalling his stay in Algeria, where Chambige will murder Madame Grille. Another overdetermined “bad joke.” The aforementioned suicide protagonist of Daudet’s L’Immortel, Astier-Réhu, becomes the acronym (AST-U), but also that of his son, who drives his father to kill himself. Astu has also been called a “pathological babble-sound [pathologischer Lall-Laut]” (Bernoulli 1908, vol. 2: p. 494; and Salin 1948, p. 263)—the traditional punishment meted out by the Greek gods when they drive mortals insane. Additionally, Astu is a common Greek word for “city”: αστυ. Finally, note the full stop (“Astu.”). This is an abbreviation for several Greek words, including αστυ−αναξ (lord of the city), αστυ−νοµος (homeless person), and αστυ−σια (male impotence). Several of Nietzsche letters in December 1888 have been signed “N.”. The full stop fuses “Astu.” to “N.”. Recently deceased politician Count Carlo Robilant (1826–88), bastard son of Carlo Alberto, and whose funeral Nietzsche has just witnessed in the Piazza Carlo Alberto “down below” his flat. “Down below” in his next clause also refers to Nietzsche-God’s current sojourn on earth. Recently deceased architect Alessandro Antonelli (1798–888), whose funeral Nietzsche has also just witnessed in the Piazza Carlo Alberto. Antonelli designed
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and built the Mole Antonelliana, originally the site or “centrum” of a synagogue, which towers over Turin. It was dedicated to the aforementioned King Emanuele II, son of Carlo Alberto and father to the also aforementioned Umberto I, whom we will meet soon in person. In a letter on December 30, 1888, to Heinrich Köselitz, Nietzsche has described the Mole as “the most genial edifice that has perhaps been built” and says that it “resembles nothing other than my Zarathustra” (SB 8: 565). Ecce homo is written in the “‘Prado’-Style,” Thus Spoke Zarathustra in the Antonellian style. Since Nietzsche is living on Piazza Carlo Alberto, he is not only “every name in history” but also every place or kentron. The aforementioned Mole Antonelliana. The internationally popular Spanish zarzuela, La gran vía, written (among others and now Nietzsche) by Federico Chueca (1846–908). Set on the eponymous “grand avenue” against the backdrop of “the city of the future,” it freely fuses comic fantasy, vaudeville, and political satire. Another of Nietzsche’s contributions to “the law of the canonization of the junior branch.” See Nietzsche’s The Antichrist: Curse Against Christianity (1888): “Christianity has cheated us out of the harvest of ancient culture, and later again out of the harvest of Islam-culture. The marvelous Moorish culture-world of Spain, fundamentally more related to us, speaking to our sensibility and taste more than Rome and Greece, was trampled underfoot” (KSA 6: 249, A 60). “There should really be no choice between Islam and Christianity, no more than between an Arab and a Jew. The decision has been made, nobody is free to make any further choice. Either one is Chandala or one is not. . . ‘War to the knife against Rome! Peace and amity with Islam!’” (ibid., 250). He is citing German Emperor Friedrich II. The term “Chandala” (or Tschandala) is then still being used in India, Ceylon, and IndoChina. Nietzsche encountered it in the translations of the Vedas by Paul Deussen as well as in a book he owned, Les législateurs religieux: Manou-Möise-Mahomet, (1876) by the colonial judge and prolific writer, Louis Jacolliot (1837–90), another source of Nietzsche’s (unreliable) information about “The Laws of Manu,” which he admired. “Chandala” refers to the most despised people or “evil men” who must live apart from all others. Thus, not unlike Nietzsche in many quarters, in 1889 even his own. Nietzsche’s accurate recognition that his “severe form of great contagious nihilism” is beginning to grow internationally. Elsewhere he finds himself in London, St. Petersburg, Copenhagen, New York, and Baltimore, among other “landscapes.” (Grüner) Veltiner is not Italian but Austrian wine—hence a provocation to Italy from a bitter enemy. Nietzsche is armed to fight (or embrace) everybody on every front. Recall that Prado and Chambige are “decent criminals.” Klossowski’s gloss: “‘Everything that enters the kingdom of God also comes out of God’. This is to say that in the kingdom of God all identities are exchangeable, and that none of them is stable one time and for all. This is why ‘négligé is the rule of decency’ [. . .]. ‘Négligé,’ in other terms, is the infinite availability of divine histrionism” (Klossowski 1975, p. 344). As with Cosima Wagner, to be loved by Nietzsche is a dangerous thing. Too, he has not signed “Nietzsche” since he signed “Nietzsche Caesar” to August
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Strindberg on December 31, 1888 (SB 8: 568) and “Nietzsche Dionysus” to Catulle Mendés on January 1, 1889 (SB 8: 571). He has not signed simply “Nietzsche” since December 29, 1888, in the letter to his publisher, C. G. Naumann, in which he explores issues related to the problematic publication of Ecce homo, Twilight of the Idols, and The Wagner Case. Once again the aforementioned King of Italy, Umberto I (1844–1900), born in Turin, son of Vittorio Emanuele II and grandson of Carlo Alberto. Umberto I is incandescently loathed by anarchists and nihilists, who began making assassination attempts on him in 1878. The almost-successful Neapolitan assassin, Giovanni Passannante (1849–78), is driven insane during torture in gaol. The successful assassination of Umberto I finally occurs in 1900, the year Nietzsche dies, directly inspiring the assassination of American President William McKinley (1843– 1901)—first pioneer of U.S.-lead “globalization”—by the Polish-American anarchist Leon Czolgosz (1873–1901), who is also inspired by Emma Goldman. (On “Wilhelm” see my final endnote.) When Leon shoots him, and the enraged crowd attempts to kill the former, McKinley shouts to his bodyguards: “Boys! Don’t let them hurt him!” William McKinley’s last words are: “It is God’s way. His will be done, not ours.” Leon Csolgosz is soon electrocuted near Ithaca, New York. Nietzsche-God-Prado’s “double rhetoric” of suicide-cum-murder—his kentron, his meson, his krainein—can will little better for the time being, this time in Eternal Recurrence. Queen Consort of the Kingdom of Italy (1851–1926), also born in Turin, married to Umberto I, her first cousin. She gave birth in 1869 to Vittorio, later King Emanuele III (1869–1947). Margherita is an important patron of the arts, and Nietzsche has earlier attempted to have her support his musician friend Heinrich Köselitz. (In the 1920s, she will be sympathetic to Mussolinian Fascism.) Recall, once again, the Mithras Grotto in Capri. Thus, what Nietzsche means by “the rest” is murderous-eroticism. Le Marquis de Sade: “There is no better way to know death than to link it with some licentious image” (cit. Bataille 1986, p. 11). “How are we doing? I am god, this caricature is my creation.” Joseph Caiaphas is successor to Annas as High Priest, attaining that position in A.D. 18, and so in power at the time of the trial of Jesus, whom he finds guilty of blasphemy and immediately forwards to Pilate for execution (Matthew 26.3, John 18.13, 24). In another Gospel, Caiaphas judges that it is “expedient […] that one man should die for the people” (John 11.49–52; 18.14). Here, Nietzsche-God is protecting Himself and His Son, though he has fathered many other sons, as he says, never least Prado. Reference to botched attempts by doctors (and therefore also Nietzsche) to cure his various ailments, including syphilis (which may not have been Nietzsche’s diagnosis). Received opinion (even Colli and Montinari) to the contrary, this is obviously not Otto von Bismarck. Nietzsche is indeed referring to the German Chancellor’s younger son Wilhelm Bismarck (1852–1901), who dies in the same year as William McKinley. Like Friedrich Nietzsche, Wilhelm Bismarck participates in the FrancoPrussian War, in which the latter is awarded the Iron Cross for Gallantry and in which the former may have contracted syphilis as a medical orderly. Like his
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father, with whom he shares an uncanny resemblance, Wilhelm Bismarck loves duelling. Nietzsche is baptized “Friedrich Wilhelm Nietzsche” by his antiRepublican father in honor of the just-recently deceased Friedrich Wilhelm IV, King of Prussia (1795–1861), who fights in the Wars of Liberation against Napoleon. Publicly, Nietzsche drops his middle name after university studies and earliest publications. In his last letter, “Nietzsche’s” reference to having Wilhelm Bismarck “eradicated” is an assassination of his own hitherto suppressed Christian names but with its tacit resurrection as an “every name in history” (see further my endnote 69 supra)—“And the rest,” all others say, “is history” . . . or “silence” . . .
Chapter 5 1
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Notable exceptions in the secondary literature include Clark (1990, pp. 180–203), Ridley (1998, pp. 115–26), Gemes (2006), Janaway (2007, pp. 229–44), and Hatab (2008a, pp. 153–71; 2008b, pp. 110–17). My attention to Nietzsche’s indirections in Essay III is indebted to Nehamas (1985, pp. 120–37), Clark (1990, pp. 180–203), Staten (1990, pp. 50–68), Ridley (1998, pp. 104–26), and Gemes (2006). See Clark (1997, pp. 612–14). The specified “epigraph” is now widely understood to comprise Section 1 of Essay III (minus the call-and-response with which the section ends). See Wilcox (1997, Clark 1997, p. 611) and Janaway (2007, pp. 169–70). My own sense is that the “aphorism” in question comprises the following sentence: “That the ascetic ideal has meant so many things to humankind, however, is an expression of the basic fact of the human will, its horror vacui: it needs a goal—and it will rather will nothingness than not will” (GM III: 1). I develop this claim in Conway (2008b, pp. 101–3). See Conway (2008b, pp. 96–103). Nietzsche describes the “spectacle” that is about to unfold as “the most terrible, most questionable, and perhaps also the most hopeful of all spectacles” (GM III: 27). See Ridley (1998, pp. 125–6). Parts I–IV and the Conclusion draw on and develop material originally presented in Conway (2008a, pp. 135–52). Here I follow the line of interpretation developed by Gemes (2006, especially pp. 191–3). My interpretation of this section is indebted to Gemes (2006, especially p. 191). I am generally indebted here to the extreme versions of this thesis advanced, respectively, by Rosen (1995, for example, pp. 56–60) and Waite (1996, for example, pp. 275–88), both of whom interpret Nietzsche as deliberately urging his mediocre modern liberal readers to expend themselves in pursuit of a bogus political agenda that these readers regard as faithfully Nietzschean. The importance for Nietzsche of the theme of agon, or contest, has been explored productively by a number of talented scholars. I am especially indebted in this respect to Christa Davis Acampora, Jacob Golomb, Lawrence Hatab, David Owen, Jacqueline Scott, Herman Siemens, and Tracy Strong.
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He repeats this attribution later in this section. Now that the ascetic ideal has managed to attract noble champions, it is finally worthy of Nietzsche’s pugnacity: “Equality before the enemy: the first presupposition of an honest duel. Where one feels contempt, one cannot wage war; where one commands, where one sees something beneath oneself, one has no business waging war” (EH “Wise” 7). It may bear noting here that the duel was widely and historically allowed to be the prerogative of noblemen. My attention to Nietzsche’s suggestion of a potentially noble incarnation of the ascetic ideal is indebted to Leiter (2002, pp. 282–3). Nietzsche’s interest in his readers’ hearing is apparent in his initial address to them, where he suggests that they (including himself) characteristically mishear (and thus miscount) “the twelve trembling bell-strokes of our experience, our life, our being” (GM “Preface” 1). Although their self-absorption has protected them thus far, Nietzsche has determined that it is high time for them (including himself) to hear and accurately count the bell-strokes of their existence, their lives, their being (see also GM I: 9, I: 14, III: 7, III: 14, III: 19, III: 27). Gemes productively associates the category of the strange with that of the uncanny (Gemes 2006, pp. 201–6). That the beasts of prey were unable to detect this imposter in their midst may be the first sign of their inevitable decay. Here I follow the translation proposed by Clark and Swensen (p. 1). As Nietzsche explains in a passage that may have provided the basis and/or inspiration for GM “Preface” 1, the “common people” and “we philosophers” alike understand knowledge to involve the “reduction” of “something strange [etwas Fremdes] . . . to something familiar [etwas Bekanntes]” (GS 355). In the “natural sciences,” he allows, “it is almost contradictory and absurd to choose for an object what is not-strange [das Nicht-Fremde]” (ibid.). See Gemes (2006, pp. 191–3). Here I follow the translation offered by Clark and Swensen (p. 108). Nietzsche elsewhere attests to his own acquaintance with self-narcosis, which he relates to “the need for deadening the feeling of desolation and hunger by means of narcotic art—for example, Wagnerian art” in (EH “Human” 3). “In Germany,” he observes, “all too many are condemned to choose vocations too early, and then to waste away under a burden they can no longer shake off—These people require Wagner as an opiate: they forget themselves, they are rid of themselves for a moment.—What am I saying? For five or six hours!” (EH “Human” 3). Nietzsche’s use here of Anführungszeichen recalls his practice in The Gay Science (GS 354–5), where he meant to establish that what is popularly known as knowledge simply involves the reduction of something strange to something familiar. Here he may mean to signal the progress of his best readers toward an understanding of the limits of this model of knowledge. See The Gay Science (GS 375). “Too good” [‘zu gut’] is also how he describes how the ascetic ideal makes “the majority of mortals” feel about themselves vis-à-vis “this world” (GM III: 1). See Gemes (2006, p. 206). For example, his reference to the “Nay-sayers and outsiders of today . . .” recalls his description of his “we” in The Gay Science (GS 357), which, as we shall see, he actually imports into the text of the Genealogy of Morals (GM III: 27).
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Here we might note the emerging theme of showing people what they cannot see. But he does not write in large letters, as at the end of Essay I. For the sake of consistency, I have translated fremder as “stranger,” rather than as “more foreign,” which is favored by Kaufmann and Hollingdale and Clark and Swensen (p. 109). He explicitly identifies himself and his “we” as “free spirits” at HAH I “Preface” 7. For an illuminating discussion of this point, see Ridley (1998, pp. 96–9). Here too I follow the translation suggested by Clark and Swensen (p. 110). Kaufmann and Hollingdale offer “experimentally” to translate the German adverb versuchsweise, which is a term of increasing importance in the postZarathustran period of Nietzsche’s career. A Versuch is an experiment or an attempt, but it also suggests a temptation or enticement. Nietzsche called his 1886 Preface to the new edition of The Birth of Tragedy, “An Attempt at a Self-Criticism” [Versuch einer Selbstkritik]. He also suggests Versucher as a name for the “new species of philosopher” that he sees “coming up” (BGE 42). As Owen notes, the currency of Nietzsche’s narrative at this point in the Genealogy of Morals positions his best readers to understand that “we are compelled by a reason derived from the core of ‘morality’ to engage in the project of revaluation to which Nietzsche enjoins us” (Owen 2007, p. 129). Here I follow the general line of interpretation developed by Loeb (2008, pp. 169–74). Here I follow the general line of interpretation developed by Ridley (1998, pp. 99–104) and Owen (2007, pp. 126–30). Here I follow the translation offered by Clark and Swensen (originally on p. 47). On “the self-overcoming [Selbstüberwindung] of morality,” see Ecce Homo (EH “Destiny” 3) and Beyond Good and Evil (BGE 32). In The Gay Science (GS 357) itself, he identifies “unconditional and honest atheism” as a “triumph achieved . . . by the European conscience.” He alters this passage for its (unacknowledged) inclusion in the Genealogy of Morals (GM III: 27). Here too I follow the translation suggested by Clark and Swensen (originally on p. 47). Nietzsche also refers to the “law of life” in Twilight of the Idols (TI “Morality” 6). My renewed interest in the failings of Zarathustra is indebted to Loeb’s excellent study, The Death of Nietzsche’s Zarathustra (forthcoming). I should say, however, that Loeb does not share, and should not be held to account for, my interpretation of Zarathustra’s embrace of Eternity. The wisdom they stand to gain may be related to what Nietzsche elsewhere calls “tragic wisdom” (EH “BT” 3). This assumption is supported by his later discussion of what he and his fellow “good Europeans” are prepared to sacrifice for their “faith” (GS 377). On the possibility and desirability of such a critique, see Janaway (2007, pp. 229–33). The grammatical form of Nietzsche’s question here—was bedeutet aller Wille zur Wahrheit?—not only recalls the question embedded in the title of Essay III—was bedeuten asketische Ideale?—but also represents a more precise, more current formulation of the titular question. Those who pose such a question will fully appreciate that the will to truth is the most current form of the ascetic ideal.
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Nietzsche also claims this role for his “we” in D “Preface” 4. The self-referential nature of their interrogation of the will to truth may be meant to anticipate, or perhaps facilitate, the “revaluation of all values,” which Nietzsche elsewhere describes as “an act of supreme self-examination on the part of humankind, become flesh and genius in me” (EH “Destiny” 1). See Owen (2007, pp. 126–30). In its original context, the passage imported from The Gay Science (GS 357) is followed by a discussion of how “Schopenhauer’s question immediately comes to us in a terrifying way: Has existence [Dasein] any meaning [Sinn] at all?” (GS 357) I am indebted here to the interpretation developed by Hatab (2008a, pp. 158–64); see also Hatab (2008b, pp. 112–17). See Hatab (2008a, pp. 160–3). Initially presented by Nietzsche as likely to “miscount” the “twelve trembling bell-strokes of . . . [their] being,” his best readers are presumed here to have matured sufficiently that they may secure meaning [Sinn] for their “whole being” (GM III: 27). He elaborates on this vision of the future in Ecce Homo (EH: “Destiny” 1). For a commentary on this account, see Conway (2008a, pp. 147–8). While this claim might appear to be incompatible with his earlier reference to the periodic resurgence of the “noble ideal of antiquity” (GM I: 16), he means to imply here that no other extant ideal sponsored a goal whose pursuit would provide the human animal with the desired feeling of power. The wound sustained by the human animal was so deep, apparently, that the ascetic ideal alone sponsored a goal—namely, self-deprivation—that would support the level of affective investment needed to deliver the feeling of power to which the human animal was accustomed. See Ridley (1998, pp. 147–8) and Leiter (2002, pp. 286–8). Here he finally reveals “what [the ascetic ideal] means; what it indicates; what lies hidden behind it, beneath it, in it; of what it is the provisional, indistinct expression, overlaid with question marks and misunderstandings” (GM III: 23). Staten (1990, pp. 48–60), Ridley (1998, pp. 57–63), and Janaway (2007, pp. 223–9) all offer insightful profiles of the priestly type. Clark (1990) raises several cogent objections to the possibility and intelligibility of any such “overcoming” of the ascetic ideal (pp. 193–203). See Owen (2007, pp. 126–30) and Janaway (2007, pp. 237–9). I am indebted here to Loeb (2008, pp. 170–1).
Chapter 6 1
Some Nietzschean-inspired thinkers such as Deleuze favor a distinction between “ethics” and “morality” as a way of drawing a distinction between immanent relations and transcendent norms (Bernard Williams also forges such a distinction for not entirely dissimilar reasons). Whilst there is much to be said in favor of this distinction nowhere does Nietzsche ever make use of it. When he criticizes “morality” he uses both terms “Ethik” and “Moral” and likewise when he speculates on the future morality he wishes to see flourish (see, for example KSA 12 1[33], WP 720). See Deleuze (1988, chapter two).
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See, for example, his lectures on the pre-Platonic philosophers, especially his paean to Democritus (KGW IV 2: 211–362, chapter fifteen): “Now for the first time is the total anthropomorphic world view of myth overcome . . . now we have a rigorous, scientifically useful hypothesis” (p. 334). A number of references could be given here, but let me single out for special mention the excellent study by William Mackintire Salter, Nietzsche the Thinker: A Study (Salter, 1917). The early reception of Nietzsche through naturalism (and vitalism) provides one of the contexts in which Heidegger develops his Nietzsche-interpretation and “confrontation” in the 1930s in which he is keen to distance Nietzsche from biologism and what he calls “vulgar naturalism and materialism.” See, for example, Moore (2002) and the exemplary study by John Richardson, Nietzsche’s New Darwinism (Richardson 2004). See Leiter (2002) and Hatab (2005). I am developing these insights about naturalism in Nietzsche’s day from a number of sources, including Guyau and Harald Höffding’s, Modern Philosophers and Lectures on Bergson (Höffding 1915). Höffding divides modern philosophers into different groupings: Nietzsche appears, along with Guyau and William James, in the third group “The Philosophy of Value.” Emerson’s philosophy is described by Guyau as one of “objective idealism” in which the world is a precipitate of the soul. See Guyau (1962, p. 482). In my view a few of the earliest appreciations of Nietzsche are stronger in some respects than many recent studies for the simple reason that, in addition to being philosophically astute about Nietzsche, they are much better informed about his intellectual milieu and influences. Perhaps the best study of this kind I have come across in the English speaking reception is the study by the American William Salter, Nietzsche the Thinker: A Study. Many of the figures, sources, and influences that Thomas Brobjer mentions and provides information on his recent helpful study are known and discussed in these early appreciations such as Salter’s study (see Brobjer 2008). Brobjer notes that Nietzsche’s reading of the text “is likely to have been of major importance for his views on ethics” (p. 91). For the purposes of this essay I have been able to consult the fourth edition of the French from 1896 and the English translation of 1898 based on the second edition. The differences between the different editions are slight. For some details see Brobjer (2008, p. 102 and p. 235, n. 32). Guyau’s text was first translated into English in 1898. The first page reference given is to the French edition (Guyau 2006, based on the edition of 1896), the second to the English translation (Guyau 1898). Bergson also makes virtually the same point several decades later in his The Two Sources of Morality and Religion. For Bergson it is the ease with which philosophical theories of ethics can be built up that should make us suspicious: “ . . . if the most varied aims can thus be transmuted by philosophers into moral aims, we may surmise, seeing that they have not yet found the philosophers’ stone, that they had started by putting gold in the bottom of their crucible” (Bergson 1979, pp. 90–1). The error of an intellectualist approach to morality, which is what Bergson is attacking, is that it fails to appreciate the extent to which morality is a “discipline demanded by nature” (ibid. p. 269).
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Guyau’s Esquisse appears as part of a set of books listed by Nietzsche in a note from the beginning of 1885 (KSA 11, 29 [67]). His annotated copy of the book has been lost but his annotations can be found in the appendix to the German translation of Guyau’s text by Elisabeth Schwarz (Guyau 1912, pp. 279–303). The marginal notes were copied from the original by Gast and obtained by Schwarz, supported by Fouillée, from the archive. For further insight see Fidler (p. 77, n. 3) and Brobjer (p. 234, n. 22). Nietzsche writes “Ja” approximately ten times, “bravo” four times, “ecco” two times, and “gut” and “sehr gut” approximately thirty times. In the French original Guyau employs the Greek for both terms. Guyau’s conception of “anomos” was of course taken up by Emile Durkheim and put to quite different ends in his well-known theory of “pathological anomie.” For further insight see Orru (1983, pp. 503–4) and Watts Miller (1996). In The Gay Science (GS 335) Nietzsche seeks to show that any attempt to truly know ourselves must have recourse to the intellectual conscience which works as a conscience behind our moral conscience which may be little more than the product of habitually acquired opinions and valuations. Guyau’s insight seems to anticipate the approach to the categorical imperative Bergson proposes in his Two Sources: “an absolutely categorical imperative is instinctive or somnambulistic, enacted as such in a normal state . . . ” (1979, p. 26). See also Nietzsche on “the automaton of duty” in The Antichrist (AC 12). There is an extended treatment of pessimism by Guyau in his Non Religion of the Future, where he treats the same figures that occupy Nietzsche’s attention: Leopardi, Schopenhauer, and von Hartmann (Guyau 1962, pp. 457–66). For Nietzsche’s annotation see Guyau (1912, p. 286). On the need for an “experimental morality” compare Nietzsche, Beyond Good and Evil (BGE 210), and The Will to Power (WP 58 and 260). Breeding for Nietzsche “is a means of storing up the tremendous forces of mankind so that the generations can build upon the work of their forefathers” and so provide, he thinks, some guarantee of perfection (KSA 15 [65]; WP 398). For further insight see Richardson (2004, pp. 190–200). For insight into the characteristics “morality” has for Nietzsche see also Geuss (1999). On the importance of individuals in Nietzsche’s conception of a future morality see, for example, The Will to Power (WP 269; KSA 12: 281, 7 [6]): “My idea: goals are lacking and these must be individuals!” (Einzelne) (the contrast is with the “slaves” one finds on the streets of our towns and cities). See also the positive appeal to “strong individuals (starken Einzelnen) [les souverains]” (KSA 12: 380, 9[85]; WP 284). This note from 1887–88 is entitled by Nietzsche “We Hyperboreans,” which is not given in the The Will to Power. It may well be that Nietzsche has been inspired in part by Guyau on this point who states that he will limit his focus to “what in reality is desired” (désiré) in contrast to the “desirable” (désirable) (p. 84; p. 72). For Schopenhauer the basis of morality resides in compassion (Mitleid), the nonegoistic par excellence: “The absence of all egoistic motivation is, therefore, the
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criterion of an action of moral worth” (Schopenhauer 1995, p. 140). In acting in accord with compassion it is not for Schopenhauer a case of my simply elevating myself above my natural egoism and so becoming a moral agent; it is rather, that I am now acting in accord with the metaphysical truth of existence: namely, I have pierced the veil of Maya (illusion) and reached the real truth of being that individuation (plurality) is not real and all is One. For Nietzsche, Schopenhauer’s valuation is lacking in real psychological insight and intellectual integrity. His position contra Kant is more complex because there is much he admires in Kant, especially his appreciation of the importance of the severe discipline involved in the “moral” training of the affects and his stress on autonomy. However, he detects selfishness in Kant’s moral law where there is supposed to be a complete transcendence of the self and ego (see GS 335). Of course, Kant’s point is that we cannot empirically disentangle the egoistic and nonfree from the free and the nonegoistic; nevertheless it is the nonegoistic that we do, in fact, value in which liberation of action from interest and inclination is required in order to make genuine moral autonomy possible. Nietzsche also considers Kant to be a moral philosopher lacking in integrity and keen to satisfy “the heart’s desire” (AC 12). This note is from May–July of 1885. It begins with Nietzsche noting the deplorable condition of literature on morality in today’s Europe and then reviews contributions in the area from England, France, and Germany. Nietzsche singles out Guyau’s book for special praise along with Rée’s The Origin of Moral Sensations (1877) and W. H. Rolph’s Biological Problems (1881). He regards these three texts as the strongest in contemporary ethics. He also mentions, which is intriguing, Goethe’s specific appreciation of Spinoza. See also The Will to Power (WP 850; KSA 12: 481, 10 [52]): “Nature cruel in her cheerfulness; cynical in her sunrises . . . Our moralistic susceptibility to stimuli and pain is, as it were, redeemed by a terrible and happy nature, in the fatalism of the senses and forces. Life without goodness.” At one point in his text on ethics Guyau discusses the position he calls “the deepest moral skepticism” and in the margin Nietzsche writes “moi.” See Guyau (1912, p. 283). The free spirit, taken in this sense, differs from fanatic because he allows his mortal enemy, the Christian moral and anemic ideal, not only to exist but to even flourish (see KSA 12, 10 [117]; WP 361). In Twilight of the Idols (TI “Germans” 2), David Strauss, the subject of Nietzsche’s first untimely meditation of 1873, is described as “the foremost German freethinker.” I follow Höffding in favoring this description of Nietzsche’s project over the more familiar “aristocratic radicalism” since radicalism suggests something Nietzsche is not. See Höffding (1915, p. 178). A concern with the herd existence and gregariousness is not peculiar to Nietzsche but is also a concern in the work of Spencer and also Francis Galton whose text of 1883, Inquiries into Human Faculty and Its Development, has a chapter devoted to the treatment of “Gregarious and Slavish Instincts” (Galton 1907, pp. 47–57).
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See James (1956, pp. 184–216) and Royce (1899, pp. 349–84). Darwin (2004), especially chapter four. The English translation wrongly has “psychological” here for the French. It can be noted that “sympathy” (Mitgefühl) is one of the four noble virtues listed by Nietzsche in Beyond Good and Evil (BGE 284) along with courage, insight, and solitude. Nietzsche here is talking of sacrificing one goal for another. See for example the treatment in Fidler (1994, pp. 89, 96–7). On philosophy as the most spiritual form of the will to power see Beyond Good and Evil (BGE 9). On the coupling of love and malice see the denouement to the Second Essay of the Genealogy of Morals. See Vattimo (2007, pp. 39–46).
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Unless otherwise noted, parenthetical citations refer to the essay and section number of the Genealogy of Morals (so here to Section twelve of the Second Essay). I have used the Kaufmann and Hollingdale translation, but have frequently modified it or replaced it with my own. For further criticism of an ahistorical understanding of the will to power and its human manifestations, see Staten (2005). States ascribes to Nietzsche a more subtle position than does Leiter, but even so reveals important problems with the attempt to understand creativity as an inner impulse of a will to power that is purely active or creative, or that acts on and reworks physical and historical contingencies without being affected by them in any significant way. Nietzsche himself seems to embrace such a notion at times, as for instance in his discussion of the forgotten and obscured “diverse origins” of the “German soul” (BGE 244), and especially in his insistence on the importance of heredity in determining the spiritual as well as the physical characteristics of an individual (BGE 261, 264, GS 348–9). For this general claim about the naturalist purpose of genealogy, see Clark (1998, pp. xxi–xxiii) and Leiter (2002, pp. 172–3); for a specific account of how the Second Essay in particular performs this function, see Conway (2007, pp. 76–85) and Janaway (2007, pp. 124–42). Here I am only trying to reconcile Nietzsche’s concern with the origin of political society with his insistence that origins do not determine later meaning; I am not, in other words, giving anything like a comprehensive account of the significance of Nietzsche’s practice of genealogy (I mention the naturalist facet of it only because nature plays a central role in Nietzsche’s account, as we will see below). For more on the purpose and import of genealogy in Nietzsche’s thought see Foucault (1984), Geuss (1999), Guay (2005), and Owen (2007) (a necessarily very short and incomplete list). Several very good recent studies of the Genealogy of Morals focus their readings of the Second Essay almost exclusively on the formal characteristics of the kind of morality Nietzsche is discussing, the evocative figure of the sovereign individual,
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and the meaning of guilt and its relation to the bad conscience (Conway 2007, Janaway 2007, Owen 2007; also May 1999). My concern here is with morality qua instinctual repression of instinct and the place of nature in morality so understood. I therefore do not engage at length with these studies, though I certainly acknowledge their value for understanding the questions raised by the Second Essay and by the Genealogy of Morals as a whole. Statements like this certainly raise the question of the political or cultural effects Nietzsche intended for this type of rhetoric to have. This question has been raised most cogently by Stanley Rosen (e.g., Rosen 1989, Rosen 1995 passim) and Geoff Waite (Waite 1996, especially, e.g., pp. 86 ff., 166 ff., and chapter three), but one should also note Henry Staten’s somewhat different treatment of this problem (Staten 1990 and 2005). For the limited purposes of this essay I try to set aside the question of Nietzsche’s rhetoric as much as possible, to see if Nietzsche’s account of the relation between moralized repression of instinct and nihilism can be understood in purely thematic or theoretical terms. Obviously, however, this yields only a partial or provisional interpretation of Nietzsche’s text. As Keith Ansell-Pearson puts it, Nietzsche “is very much concerned with combating what he takes to be a ‘reactive’ view on this question: the view that the origins of social order lie in the passions and needs of weak and insecure individuals” (Ansell-Pearson 1994, p. 138). At least this is how Nietzsche presents them in the First Essay of the Genealogy of Morals. Elsewhere Nietzsche presents the noble classes of societies as somewhat more spiritually complex and sophisticated, as for instance when he says that the troubadour ideal of love as passion is of noble origin (BGE 260), a suggestion somewhat at odds with the portrait of vacant self-congratulation which Nietzsche paints in the First Essay. This point can also be made by referring to the definition of conscience Aaron Ridley uses in his book on the Genealogy of Morals: “To have a conscience, then, good or bad, is to be not merely conscious but self-conscious: it is to have the capacity to make oneself the object of one’s own consciousness and a corresponding potential to make oneself the object of one’s own will” (Ridley 1998, p. 15). The nobles, at least as Nietzsche presents them in the First Essay, are self-conscious enough—though barely, and perhaps not always—to be the object of their own (self-affirming) consciousness, but have little or no reason to make themselves the objects of their own transformative will (and are not presented as doing so in Nietzsche’s account). They have, in this sense, half a conscience. In this context, it is also worth citing Ridley’s discussion of why the original nobles are not Nietzsche’s models or goals (pp. 131–4). Although I disagree with some aspects of Ridley’s construal of human development as it is presented in the Genealogy of Morals, I think his basic account of Nietzsche’s dissatisfaction with the ancient nobles is correct. In the same way, the artist-lawgivers appear even in Nietzsche’s account to have used the form of the debtor-creditor relationship rather than creating it themselves; they do not create wholly new forms so much as they create new systems of purposes within which to reinterpret and redirect already existing forms. I therefore think Nietzsche’s account can be interpreted to meet at least some
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of the objections expressed in Staten 2005, though certainly the rhetorical thrust of Nietzsche’s presentation of the artist-lawgivers, if nothing else, seems to suggest a human or cultural creation ex nihilo. On this point see Aaron Ridley’s discussion of creative and noncreative ressentiment in Nietzsche’s Conscience (Ridley 1998, pp. 22–5). Nietzsche’s use of Natur here rather than Wesen or Art, both of which he uses much more frequently than Natur, indicates that he is identifying this force powering the bad conscience as natural, as indeed he has identified the same force as natural when it manifests itself in the artist-lawgivers. One might also think that the sense of self was too rudimentary or nonexistent for those being terrorized or tyrannized to experience the sense of personal aggrievement and rancor that are necessary for ressentiment. But the rest of Nietzsche’s treatment of ressentiment, especially his discussion of its relation to the earliest law codes (in GM II: 11), suggests that the sense of self is welldeveloped enough to allow for ressentiment from almost the first moment of human sociability. Thus however primitive the sense of self and therefore of ressentiment at the founding of a political society, it is still a possibility, and its absence in those coerced by the law must be explained in another way. I have been writing as if the slave and the priest are interchangeable, but in reality the priest complicates matters considerably. Although Nietzsche stresses the depth of the priest’s experience of ressentiment (GM III: 11), the priest’s value judgments seem to originate in a basic negation of or aversion to certain aspects of physical reality (specifically those involving the body: GM I: 6), not his political enemies, and however great his ressentiment toward the more physically powerful knightly aristocrats may be, he is eventually able to despise them (GM III: 15). Thus the priest does not seem to be simply another instance or even simply a more capable or articulate version of the slave; while slave morality is at bottom just a thwarted and mendacious deformation of noble morality (an attempt to enjoy or experience a sensation of power by affirming oneself), the priest’s values and way of life seem largely unique, and to be based on a profound reaction against basic reality which makes him exceedingly creative (even if this creativity is ultimately disastrous for humanity). Obviously, Freud’s Civilization and Its Discontents is relevant here, but a comparison of Nietzsche and Freud is beyond the scope of this paper. Very briefly, though, I think that Nietzsche takes the side of civilization, or of human morality and selfcreation, against both Freud and Rousseau, largely because for Nietzsche these things are set in motion by a dynamic, continually self-overcoming nature, rather than being a simple mutilation of an original, more or less fixed human nature composed of a set of drives that did not contain any inner necessity to develop and complicate themselves. In time particular societies may impose a new order or discipline (Zucht) upon the biological instincts, but even then I believe Nietzsche’s view is that the bad conscience, here understood in its most penetrating and creative sense, remains alienated from them and constantly working to remake and overcome the socially imposed order or structuring of the drives. On the notion of socially inculcated instincts, see Conway (1997, pp. 30–4 and chapter two more generally), which, although specifically concerned with the problem of decadence in
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Nietzsche’s late thought, illuminates many important points in Nietzsche’s mature psychology. Nietzsche’s language in this passage also announces the full sense in which nature has set itself the task of breeding an animal permitted to promise (GM II: 1): the ultimate goal of humanity is not only for individual human beings to be able to promise as individuals, but for humanity to be able to promise as a species, to be able to promise something greater than and beyond the mere human; the goal of humanity, as of all great things, is to overcome itself and so to destroy itself by reaching its goal or endpoint, to reach a point where humanity is no longer the goal. Again, the bad conscience or the moral repression of instinct is not an impediment to reaching this goal but rather the condition of being able to pursue it at all.
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This essay marks a continuation of Porter (2003) and Porter (2005), which form part of an ongoing project to be titled Love of Life, From Antiquity to the Present. Deleuze (1983, p. 9) echoing Heidegger (Heidegger 1961, 1: 161). This might be a fair way of putting Nietzsche’s outlandish “theory.” Unfortunately, Deleuze is not entirely consistent, and he cannot coherently account for the generation of affirmation’s opposite, negation: it is variously “the aggression of an affirmation,” “subsequently-invented” (Deleuze 1983, p. 9) and an “immediate qualit[y] of becoming itself” (p. 54); what it wants is “to deny what differs” (p. 78). Deleuze’s theory thus rigorously reflects the incoherence of Nietzsche’s will to power. A different assessment is needed. For instance, in his claim that “life itself is essentially appropriation, injury, overpowering of what is alien and weaker; . . . and at least, at its mildest, exploitation [. . . , which] belongs to the essence of what lives, as a basic organic function” (BGE 259). This “active, aggressive” account of the will to power simultaneously encompasses and, by rhetorical implication, excludes weakly and passive reactive forces. Reprinted in Maier (1968, pp. 71–147). On Aristotle, see ibid. (p. 117, n. 95). Maier 1968, pp. 74–5. This innovation is not in fact original with Kant but contemporary; it is found in G. S. A. Mellin’s Encyclopädisches Wörterbuch der kritischen Philosophie (1797–1804; cited by Maier 1968, p. 75). Dilucidatio, Prop. X; cit. Maier (1968, p. 94). Maier 1968, p. 88. Cf. ibid., p. 90. Maier 1968, p. 137: “Negation in appearance is thus merely realitas evanescens, or reality in diminishing degree.” Citations after Schopenhauer 1977 (abbreviated as W). Life dominated by historical remembrance “is far less living and guarantees far less life for the future than did a former life dominated not by [historical] knowledge but by instinct and powerful illusions” (UM II). In the earlier account (UM II: 9), Nietzsche regards this delusion as a sign of “incapacity for action” and of a historical cynicism whose incantation to itself is, “We have reached the goal, we are the goal, we are nature perfected.” Nietzsche
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replies, “Overproud European of the nineteenth century, you are raving!”, and so on (p. 108; trans. Hollingdale). See Porter (1998) for an analysis of the Sovereign Individual. This follows despite the odd irregularity of the last “that”-clause, which is perhaps most naturally construed as representing a fact not about the reactive subject but (elliptically) about her own belief. (Similarly, the final “as”-clause.) Cf. also Hartmann (1869, pp. 635–6; cited in UM II: 9). See also Herman (1997, p. 85): “The stance of suicide is active; it preserves an inner sense of control” and is “a sign of resistance and pride.” Ressentiment’s more customary face is that of an affirmation in the form of a denial (GM III: 28). And not because it is a property of a belief or feeling. See next note. Similarly, Thus Spoke Zarathustra (Z II: 6), a reflection about the “maggots in the bread of life” who inspire “not my hatred but my nausea”: “Alas, I often grew weary of the spirit when I found that even the rabble had esprit,” namely, will to power and life. Hence, “the great disgust with man.” And yet, one must acknowledge that “the man of whom you are weary, the small man,” “eternally recurs” (ibid., III: 13; trans. Kaufmann). As, for example, in Beyond Good and Evil (BGE 204), where philosophers of a certain persuasion (it does not much matter which) are rebutted for “having desired more of themselves at some time without having had the right to this ‘more’ and its responsibilities.” This, too, is remarkably stingy for someone as interested as Nietzsche is in promoting the health of the philosophers of the future. In the present passage, Nietzsche doesn’t pronounce on the question, but my point is that were he to indict the feeling of self-affirmation for being subjectively false he would not also indict it for being a feeling: the feeling as such remains objectively “true.” Cf. “has already learned.” The question has to be asked: Has Nietzsche been seduced by a reactive fantasy into an identification with it? Only, the question, once posed, has to be directed not only to the present passage, but to the Genealogy of Morals as a whole. Cf. The Gay Science (GS 370), where Nietzsche’s ideal, the “Dionysian,” includes by definition “the hatred of the ill-constituted, disinherited, and underprivileged” (emphasis added). One way to justify a difference is to say that the Nietzschean affirmation is an activity one spontaneously performs without the attendant feeling (or consciousness) of affirmation. But this possibility is falsified by Nietzsche’s text, as was just seen (and compare: “the noble, powerful, high-stationed and high-minded, who felt and established themselves and their actions as good, that is, of the first rank, in contradistinction to all the low, low-minded, common and plebeian,” GM I: 2); and such a possibility ought, I wish to argue, to be discounted as nothing but an idealization of affirmation itself. The power a subject has is reducible to the feeling of power a subject has. Affirmation is the affirmation of this power, and therefore of this feeling. See especially what leads up to the quotation just given: “ . . . behind every great human destiny there sounded as a refrain a yet greater ‘in vain!’ This is precisely
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what the ascetic ideal means: that something was lacking . . .” There is a certain circularity here. The void exists only insofar as it is feared, but the fear is prompted by the prospect of the void. We have before us, in other words, a retrospective and self-confirming lack. These last two words are missing from The Will to Power (WP 5), which I have slightly modified in the translation. Dühring’s ideal, which is that of a human life on the brink of despair but constitutionally denied the way to a nihilistic conclusion (1865, p. 173), likewise fights off pessimism toward life. His view is a subtle counter to that of a superhumanity (Übermenschlichkeit), which he contemplates (e.g., Dühring 1865, p. 6), and a good deal closer to what is arguably Nietzsche’s implied and internal critique of his own mythical (or just hazy) image of an Übermensch. Nietzsche simply makes arriving at “belief in the value of life” (Dühring) considerably harder and more desperate an affair than Dühring allows.
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There are of course exceptions to this: commentators who have called attention to Nietzsche’s antipolitical stance. See, for example, Kaufmann (1950/1968), Hunt (1985), Bergmann (1987), and Pippin (1991). See, for example, Detwiler (1990), Brinton (1941), and Appel (1998). See, for example, Warren (1991) and Hatab (1995). See, for example, Honig (1993), Owen (1995), and Connolly (2002). One should of course be somewhat wary of my neat compartmentalization: most of the above cited works are more complex than I can represent here, and some of the most interesting work takes on clearly hybrid strategies, such as those of Strong (1972), Ansell-Pearson (1994), and Conway (1997). Since writing this paper, I have come across Shaw (2007), which among its many other merits, provides a nuanced account of Nietzsche’s attitude toward politics. Her account is much more subtle than the procedure of tabulating the merits and demerits, from Nietzsche’s perspective, of the elements of politics. Nevertheless I cannot discuss her approach in the present context. One way of illuminating this point is by a contrast with Aristotle, for whom pure actuality is possible (albeit not for human beings). Whereas for Nietzsche all powers are contingent upon determination, for Aristotle having a power is to realize, and thus exclude, such a determination. I have discussed these issues in Guay (2002 and 2006a). I use this as a term of art: there are of course other meanings given to “contingency,” with reference to Nietzsche and in general. Since my present enterprise is to examine the political implications of contingency, I am not concerned to present a very fine-grained account of contingency itself here; indeed, a suitably generalized account should be better at bringing out the implications. Nevertheless, one can find different accounts of contingency in Nietzsche in Havas (1995) and Small (2004). Havas of course cites Rorty (1989), which offers a different account of contingency from the one presented here. As far as I can tell, what
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Rorty means by “contingency” is only the latter part of my account, namely that human beings are determined by causes that lie outside of individual volition. This, by itself, Nietzsche takes as obvious and trivial. On the notion of a “fragility of goodness,” see Nussbaum (1986). On the notion of fate in Nietzsche, see Owen and Ridley (2005). I have discussed these issues in Guay (2006b). I discuss this in Guay (2007). On the impossibility of prospective self-knowledge, see Ecce Homo (EH “Clever” 9). I mean to claim something minimal here: not that the acknowledgement of contingency is necessary for self-formative agency, or even useful in some way, but merely that such an acknowledgement is valuable in understanding the phenomenon of “Life.” Whether or not this understanding is itself valuable I leave as an open question here. I leave aside here the position that all contingency is false or should be ignored, which Nietzsche discusses but does not take seriously. These terms, of course, have meanings other than the ones operative here; the present usage covers only a part of even Nietzsche’s use of the term. On idealism see, for example, TL 1; D “Preface” 1; BGE 210; on realism see GM III: 12; TI 9: 50. On prudence, see, for example, UM II: 5; GS 3, 20; BGE 34, 205; GM I: 2, I: 12. There are even types of prudence, such as “manly prudence” (Z II), the “prudence of free spirits” (HAH 291), or even “the great prudence” (EH “Clever” 9) that seem to be generally praiseworthy, unlike prudence as a whole. One can find examples of this sort of conflation, or unexplained move from the theoretical observation of the impossibility or unavailability of certain ideal hopes to the practical commitment to change one’s attitude to them, in Nussbaum (1986), Williams (2005), Reginster (2006), and Nussbaum (1994). The necessity of error, in various forms, is a common theme in Nietzsche (also see, for example, EH “Clever”; UM II: 3; HAH 16, 29; WS 12, 350; D 148, 425; GS 107, 115, 121; BGE 24). This is, incidentally, the main point of agreement between Nietzsche and Christianity, at least in its perhaps imaginary non-Pauline form. The one great invention of Jesus was the belief in unattainable ideals, such as perfected goodness, complete reconciliation of human and divine, fulfillment of all law and prophecy, and unconditional love, the practice of which is undiminished by this impossibility (cf. GS 377). In the pagan tragic picture by contrast, one does achieve the impossible, but is afterwards or concurrently destroyed. Even if Christianity never remained faithful to Jesus’ invention, for a moment at least it promoted the possibility of agency: one can see this, for example, in Genealogy of Morals (GM III: 28). Cf. White (2001) on whether Life can be loved despite its untrustworthiness. See PTAG 2; UM I: 4; UM II: 5, III: 3; A “Preface”. See HAH 438; HAH 482. See TI 8: 1. See PTAG 6; HAH 170.
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See HAH 472; GS 368; BGE 261; TI 9: 40; contrast with TI 5: 3. See HAH 450, 474; D 179; BGE 241; TI 8: 4. Nietzsche highlights the demand upon politics to provide an organized response to urgent needs (see, for example, GS 56). Cf. Nietzsche’s remarks on the meaning of ostracism (KSA I: 788). The allusion here is of course to The Birth of Tragedy (BT “AS” 1). I wish to thank the members of a panel organized by Jeffrey Metzger at a meeting of the American Political Science Association (APSA) and my students at Binghamton for helping me to write and improve this paper.
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Index of References
BGE 6 BGE 44 EH “Books” 4 EH “Destiny” 3 EH “Z” 3 “European Nihilism” GM I: 11 GM II: 16–18 GM III: 23
43 120 64–5 47–8 49–50 39–46 151–4 130–42 85–90
GM III: 24 GM III: 27 GM III: 28 “The Greek State” Letter of 5 January 1888 to Jacob Burkhardt TI “Morality” 5 Z I: 1 Z II: 9 Z IV: 9
67, 90–3 93–8 98–101 36, 169–70 75–8 49 29–30 53 67
General Index
Achilles 22, 25 affirmation 32, 144, 148–50, 152–4 agency 144–6, 160–6 Ariadne 71 art 12, 14–15, 16–19, 46 asceticism 14, 46, 79–80, 82–6, 93, 98–101, 153, 154–5, 165 Barthes, Roland 57, 64–5, 173n. 9, 175n. 26 Christianity 28–9, 33–4, 40–1, 47, 81, 94–7, 119, 127 contingency 40, 159–66 Deleuze, Gilles 61, 66, 77, 144, 191n. 3 Dionysus 71–2 Dostoevsky, Fyodor 32, 68–9, 176n. 35 education 25–7, 31, 35–6, 80–1 eternal recurrence, eternal return 17–19, 32, 42–3, 56–7, 61–2, 76, 117n. 48 Gnosticism 37, 46–53 God, gods 17, 26, 28–9, 41, 59, 66, 71–2, 77, 92, 107, 141–2, Guyau, Jean-Marie 104–12, 118–20, 122–4 Heidegger, Martin 59, 63, 174n. 16 Hölderlin, Friedrich 38
naturalism 103–18, 129 nature 113, 116, 119, 129, 130–2, 141, 160 philology 56–63 Plato 10–11, 12, 19, 23–7, 33–6 political founding 130–7 politics 11–12, 21–2, 26–7, 158–9, 166–70 ressentiment 133–9, 151–3, 168–9, 190n. 14 rhetoric 9–13, 36, 55–65, 67–8, 79–81, 175n. 26, 189n. 7 Rilke, Rainer Maria 52 Rosen, Stanley 61, 66 Schopenhauer, Arthur 115, 148–9, 187n. 24 Socrates 12, 23–5, 34 Spinoza, Baruch 43 Strauss, Leo 56 Thucydides 23 truth 10, 12, 15–16, 18, 60, 63–4, 92–3, 156 see also truthfulness, will to truth truthfulness 40–1, 96, 156 see also truth, will to truth Voegelin, Erich 46, 48–9
irony 164–6, 169–70
liberalism 20–1, 170
war, warriors 21–7, 30–1, 33–6 will 81, 143–6, 148–9 will to power 9, 11, 19, 28, 44, 61, 116, 121, 134, 137–8, 144–6 will to truth 41–2, 91–8, 100–1 see also truth, truthfulness
morality 40–1, 44, 51, 102–3, 105–19, 122–4, 125–30, 135–41
Zarathustra 29–33, 43, 47–8, 50, 53, 61, 67, 95, 137
Kant, Immanuel 9, 13, 107–8, 111, 147–8, 149, 187n. 24 Klossowski, Pierre 61, 76–7